Sentences with phrase «advanced equities misled»
While the SEC doesn't name the company that Advanced Equities misled investors over, Crain's Chicago Business and Dow Jones have reported that the company is fuel cell maker Bloom Energy.
https://gigaom.com/ Not exact matches
Advanced Equities last week was charged by the Security and Exchange Commission with misleading investors around a fund raise for a Valley alternative energy company back in 2009 and 2010 (reportedly Bloom Energy).
Advanced Equities recently agreed to settle charges from the SEC that it misled investors while raising funds for an alternative energy company, later revealed to be Bloom Energy.
Advanced Equities settled an SEC charge that it misled investors a couple years ago for raising funds for Bloom Energy.
The SEC also charged Advanced Equities» co-founder Keith Daubenspeck with failing to stop investors from being misled — he allegedly listened in on calls where Badger made misstatements and didn't correct the misstatements.
Investment firm Advanced Equities — which has raised money for cleantech companies like Bloom Energy, Fisker Automotive and SolFocus — has agreed to pay $ 1 million to settle charges by the Security and Exchange Commission that the firm misled investors around a fund raise for a Valley alternative energy company back in 2009 and 2010.