Sentences with phrase «asset management unit co-chief»

See «Former SEC Asset Management Unit Co-Chief Robert Kaplan and Former NYS Insurance Superintendent Eric Dinallo, Both Current Debevoise Partners, Discuss the Purpose, Process and Consequences of Presence Examinations of Hedge Fund Managers,» The Hedge Fund Law Report, Vol.

Not exact matches

«As the beneficiary of the accelerated monitoring fees, Blackstone violated its fiduciary duty by failing to properly disclose the fees,» said Julie Riewe, co-chief of the SEC Enforcement Division's Asset Management Unit.

The first article in this series discussed points made by Julie M. Riewe, Co-Chief of the SEC's Asset Management Unit, on enforcement trends, principal transactions, conflicts raised by side - by - side management, valuation, allocation of expenses and the potential deterrent value of smaller enforcemenManagement Unit, on enforcement trends, principal transactions, conflicts raised by side - by - side management, valuation, allocation of expenses and the potential deterrent value of smaller enforcemenmanagement, valuation, allocation of expenses and the potential deterrent value of smaller enforcement actions.