Sentences with phrase «australian financial services»

Vedder Price is known for its aviation practice, having counseled Australian financial services conglomerate Macquarie last year on its $ 1.99 billion purchase of 53 aircraft from AIG's aircraft leasing unit.

Ariel (Australian Registered Body Number («ARBN») 605 418 120) is exempt from the requirement to hold an Australian Financial Services licence.

issuers and advisers of margin lending facilities to be licensed by ASIC under an Australian financial services (AFS) licence

Ask the person you're buying insurance from if they are covered by an Australian Financial Services (AFS) licence.

The business is not a registered Australian company and it does not hold a current Australian Financial Services (AFS) licence from ASIC.)

Any business or person that offers or advises you about financial products must be an Australian Financial Services (AFS) licence holder.

Crowd - sourced funding of shares is also different to investment - based crowd funding, which may involve investing in a managed investment scheme or be offered by someone who does not need an Australian financial services (AFS) licence.

Does your company have an Australian Financial Services licence and what is the licence number?

Securities, corporate advisory and capital markets services are performed in Australia by Merrill Lynch Markets (Australia) Pty. Limited, Merrill Lynch (Australia) Futures Limited, Merrill Lynch Equities (Australia) Limited and their related bodies corporate (together «BofAML») which hold, or are exempt from the requirement to hold, an Australian Financial Services Licence.

Only someone who works for or represents a business that holds an Australian financial services (AFS) licence can give you personal financial advice.

Before making any investment decision, you should research the investment opportunity and make sure the person offering the investment is covered by an Australian Financial Services Licence (AFSL).

Accountants may also be able to help you with investment issues provided they have an Australian financial services (AFS) licence.

It's important to find an adviser who is appropriately qualified, working under an Australian Financial Services Licence (AFSL) and has experience in the areas you want help with.

A company running a registered managed investment scheme must have an Australian Financial Services licence.

A financial adviser should also be appropriately qualified, working under an Australian Financial Services Licence (AFSL) and have experience in the areas you want help with.

In many cases, the issuer must hold an Australian financial services (AFS) licence issued by ASIC.

Remember that although most overseas businesses selling overseas investments to Australians usually require an Australian Financial Services (AFS) licence, there are a few exceptions.

The broker holds the Australian Financial Services license with the license number 364264.

This fact sheet from the Australian Financial Services Ombudsman seems to suggest the correct protocol may be is for them to take the issue up with my bank, as a mistaken payment.

The regulatory body is focused on protecting the legal interests of investors that deals with the services of an Australian financial services provider.

EightCap is regulated by the Australian Securities and Investments Commission (ASIC) and holds an Australian Financial Services License # 391441.

In Australia, Pepperstone operates under the Pepperstone Group Limited which is authorised by ASIC under the Australian Financial Services License (AFSL) # 414530.

Edinburgh Partners Limited is exempt from the requirement to hold an Australian Financial Services Licence under the Corporations Act 2001 in respect of financial services to Australian wholesale clients as provided by the ASIC Corporations (Repeal and Transitional) Instrument 2016/396.

The register also tells you the name and number of the Australian financial services (AFS) licence holder who employs or authorises the financial adviser to provide advice, as well as who owns or controls the licence holder.

Throughout this booklet we use the term «financial adviser» to describe someone who holds an Australian financial services (AFS) licence or is authorised by an AFS licence holder.

Before you hand over your money to someone asking you to join an investment scheme, ask them: «Does your company hold an Australian Financial Services (AFS) licence to sell this investment?»

This means the platform operator must have an Australian financial services (AFS) licence that allows them to run the scheme and must comply with the Corporations Act when they provide the product.

A robo - adviser needs to have an Australian financial services (AFS) licence or be a representative of an AFS licensee.

The prudential regulator of the Australian financial services industry.

The business listed below has made unsolicited calls or sent emails about investing, financial advice, credit or loans and does not hold a current Australian Financial Services (AFS) licence or an Australian Credit licence from ASIC.

You should also check that the forex provider you are thinking of dealing with has an Australian Financial Services Licence.

The businesses listed below have made unsolicited calls or sent emails about investing, financial advice, credit or loans and do not hold current Australian Financial Services (AFS) or Australian Credit licences from ASIC.

the name and number of the Australian financial services (AFS) licence holder who employs or authorises the financial adviser to provide advice

If your accountant provides advice about your self - managed super fund, you should check they hold an Australian financial services (AFS) licence or are authorised by an AFS licence holder.

Australia: Issued by Franklin Templeton Investments Australia Limited (ABN 87 006 972 247)(Australian Financial Services License Holder No. 225328), Level 19, 101 Collins Street, Melbourne, Victoria, 3000.

ANZ Financial Planners are representatives of Australia and New Zealand Banking Group Limited ABN 11 005 357 522, the holder of an Australian Financial Services License.

ASIC identified two interrelated trends in the course of the surveillance program: significant increase in the number of license applications from entities seeking to operate retail OTC derivatives financial services businesses in Australia, and growing non-compliance with the Australian regulatory requirements by existing AFS (Australian financial services) license holders.

When ASIC checked them out, none of the presenters had an Australian Financial Services (AFS) licence.

Check the company's Australian Financial Services (AFS) licence or credit licence for any investment or credit opportunity being offered.

Generally this means that the scheme operator must hold an Australian financial services (AFS) licence, register the scheme with ASIC and must give you a product disclosure statement.

EightCap is regulated by the Australian Securities and Investments Commission («ASIC») and is a holder of Australian Financial Services Licence number 391441.

Forager holds an Australian Financial Services Licence no: 459312

Australian Financial Services License Number: 309763.

FXCM Australia Pty. Limited is the holder of an Australian Financial Services Licence (number 309763) which was issued by the Australian Securities and Investments Commissions («ASIC») in Australia.

FXCM Australia Pty. Limited is the holder of an Australian Financial Services Licence (number 309763) which was issued by the Australian Securities and Investments Commission («ASIC») in Australia.

FXCM Australia Pty. Limited («FXCM AU») is the holder of an Australian Financial Services Licence (Number 309763) issued by the Australian Securities and Investment Commission (ASIC).

As the holder of an Australian Financial Services Licence, FXCM Australia is required to meet strict financial standards, including capital adequacy or financial resource requirements.

Always look for a planner who works for a firm that holds an Australian Financial Services (AFS) License issued by the Australian Securities and Investments Commission (ASIC).

Australian financial services giant AMP has lost $ 1 billion in shareholder value since March and has admitted to lying to customers.

He has abolished the bank's Australian Financial Services (AFS) division, which he previously ran.