Sentences with phrase «bond dealer firms»

Not exact matches

The firm runs the Honeycomb Network, a platform that lets investors see which dealer is best placed to make corporate bond trades happen.

Last week, Cuomo officials designated the three banks that contributed the campaign funds — JPMorgan Chase, Citigroup and Bank of America — as the dealers for a $ 33 million bond issue, enabling the firms to reap lucrative fees.

They noted the rule says it covers «any» PAC controlled by a financial firm serving as a state bond dealer, and it includes provisions designed to prevent banks from circumventing the rule by channelling money through PACs.

the rule says it covers «any» PAC controlled by a financial firm serving as a state bond dealer, and it includes provisions designed to prevent banks from circumventing the rule by channelling money through PACs.

Debt securities can be accessed through the open market, bond dealers, brokerage firms, mutual funds, exchange - traded funds (ETFs), or by direct purchase from the entity issuing the bond.

Bond prices usually include a markup (when you are buying) or a markdown (when you are selling), that reflects the cost the broker - dealer firm incurs for holding the bond in inventory plus a proBond prices usually include a markup (when you are buying) or a markdown (when you are selling), that reflects the cost the broker - dealer firm incurs for holding the bond in inventory plus a probond in inventory plus a profit.

In the bond market, when an investor buys or sells a bond, the counterparty to the trade is almost always a bank or securities firm acting as a dealer.

the Trade Reporting and Compliance Engine (TRACE) is the FINRA - developed vehicle that facilitates the mandatory reporting of over the counter secondary market transactions in eligible fixed income securities; all broker / dealers who are FINRA member firms have an obligation to report transactions in corporate bonds to TRACE under an SEC approved set of rules

Online brokerage firms may enable you to compare bond inventories across multiple dealers, research bond types, and place orders online.

Not all online brokerage firms offer bonds and not all online firms offer you the ability to compare across dealers.

The OTC market comprises securities firms and banks that trade bonds; brokers or agents, who buy and sell bonds on behalf of customers in response to specific requests; and dealers, who keep an inventory of bonds to buy and sell.

The best sources for individual bonds tend to be larger broker - dealer firms or firms that specialize in selling bonds to individual investors.

ETFs trade on stock exchanges, whereas bonds are generally bought and sold through dealer firms.

In 1986, Nigel established Williams Cook Lott and Kissack, now ICAP WCLK, an inter dealer broker in the government bond market, and was CEO of the firm.