Sentences with phrase «bond transactions require»

Bond transactions require the use of a Social Security number and an individual investor may only buy $ 5,000 worth of each type per calendar year, though bonds purchased as gifts do not count toward the limit.

Not exact matches

I think some brokers require you to call them to purchase bonds directly, so you may be charged the telephone transaction fee.

The capital tied up in hedging and risk insurance seems to overshadow that required for transactions in underlying equities, bonds, and commodities.

An owner - occupied house is a zero - coupon bond of unknown maturity and unknown par value, that for many buyers requires borrowing on margin, and has steep transaction and carrying costs.

Charter schools need to be aware of and understand the scope of services, costs and fees that are charged by the parties in a bond financing transaction in order to ensure that charges are reasonable and for legitimately required services provided to the issuer.

Stocks, bonds and many other investment vehicles on secondary markets you may think of are highly liquid but they still require that markets are open and then an additional 3 - 5 business days to settle the transaction and for funds to make their way to your bank account.

Once the bond matures, it may be cashed in for full face value, resulting in profit for the investor and requiring only one additional transaction to complete the process on the end of the issuing entity.

FINRA's amended Rule 2232 requires that when a retail customer buys or sells a corporate or agency bond, the trade confirmation must disclose the mark - up or mark - down the member firm received in the transaction when «the member also executes an offsetting principal trade in the same security on the same trading day, which in the aggregate meet [s] or exceed [s] the size of the customer -LSB-'s] trade.»

For the most part, however, because enforcing debts against state governments is so difficult, transactions are structured as much as possible to prevent the need to enforce debts in that way through (1) legal limitations on governmental liability, (2) legislative budget rules requiring interest on debt and currently due principal payments to be made first, (3) third - party bonding of state and local governmental construction projects, (4) the creation of publicly owned corporations whose debts can only be collected out of the corporation's assets and revenues, and (5) avoidance of trade credit obligations by paying bills in cash.

According to Dodd - Frank risk retention rules that went into effect last December, sponsors and third - party investors of an asset - backed securitization are required to retain a 5 % interest in the transaction under the form of a vertical (5 % of each class), horizontal (5 % of the lowest bonds in the deal waterfall), or hybrid structural holding (combination of the vertical and horizontal structures equal to 5 %).

SDIRA custodians are equipped to handle the increased complexity of documentation required for transactions involving alternative investments (such as real estate), as opposed to traditional IRA custodians that typically only offer stocks, bonds and mutual funds as investments.