Sentences with phrase «capital private securities»

Securities are offered through North Capital Private Securities Corporation, a registered broker / dealer and member FINRA / SIPC.

Private placement investments are NOT bank deposits (and thus NOT insured by the FDIC or by any other federal governmental agency), are NOT guaranteed by RealtyShares or North Capital Private Securities Corporation, and MAY lose value.

Private placement investments are NOT bank deposits (and thus NOT insured by the FDIC or by any other federal governmental agency), are NOT guaranteed by RealtyShares or North Capital Private Securities Corporation, and MAY lose value.

Equity securities are offered through North Capital Private Securities Corporation («North Capital»), member FINRA / SIPC.

All securities are offered by North Capital Private Securities Corporation (NCPS), a registered broker - dealer, and member FINRA / SIPC, located at 623 E Fort Union, Suite 101, Salt Lake City, UT 84047.

Not exact matches

Thus, the best and only way to raise significant capital from «silent» partners and multiple investors, is to create a private securities offering under the Securities Act, and more specifically Rules 504, 505, and 506 of Regsecurities offering under the Securities Act, and more specifically Rules 504, 505, and 506 of RegSecurities Act, and more specifically Rules 504, 505, and 506 of Regulation D.

And in the midst of its troubles throughout 2014 — Levi stepped back as president and CEO to become executive chairman in November — GrowthWorks was the recipient, along with BDC Venture Capital, of the «Deal of the Year» award from Canada's Venture Capital & Private Equity Association following its sale of Layer 7 Technologies, a developer of security software for businesses.

This press release contains «forward - looking statements» within the meaning of the Private Securities Litigation Reform Act of 1995, including statements regarding the company's 2018 financial performance, the company's growth strategy, the company's capital allocation strategy, the company's tax planning strategies and the performance of the markets in which the company operates.

Fuel theft is fast becoming one of Mexico's most pressing economic and security dilemmas, sapping more than $ 1 billion in annual revenue from state coffers, terrorizing workers and deterring private investment in aging refineries that the government, following a 2014 energy reform, hoped instead would be thriving with foreign capital.

While the Securities and Exchange Commission is attempting to ease the process of going public, recently widening the use of private draft - stage listings for example, long - term secular changes in the capital markets suggest that private funds are likely to remain equally, if not more, appealing to growing firms than public financing.

Mr. Neporent is a member of the Cerberus Capital Management Operating / Management Advisory Committee, Private Equity Investment Committee, Credit / Lending Committee, Compliance and Risk Management Committee, Securities Compliance Committee, Valuation Committee, Allocation Committee, and Brokerage Selection Committee.

Prior to Title II, entrepreneurs seeking capital had to have a «substantial and pre-existing relationship» before including an investor in a private placement securities transaction.

He began his investment career at Equitable Capital Management Corporation where he successfully invested across a broad range of private debt and equity securities, specializing in media.

Jason Saltzman is a partner in Gowling WLG (Canada) LLP's Toronto office practising in corporate finance and securities law, with an emphasis on securities offerings, mergers and acquisitions, private equity and venture capital transactions and regulatory compliance matters.

Given the absence of a public trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economiSecurities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economisecurities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.

Focuses on the private placement procedures of all types of securities in the capital market and the unique role undertaken by the investment banking firms.

Over the course of his career, Mr. Kaushal has worked in senior roles with a number of Canadian investment banks, including Desjardins Securities Inc., Orion Securities Inc., Vengate Capital Partners Company, HSBC Securities Inc., Medwell Capital Corp. and Gordon Capital, and has held various roles within the private equity / venture capital inCapital Partners Company, HSBC Securities Inc., Medwell Capital Corp. and Gordon Capital, and has held various roles within the private equity / venture capital inCapital Corp. and Gordon Capital, and has held various roles within the private equity / venture capital inCapital, and has held various roles within the private equity / venture capital incapital industry.

Jason is a partner in Gowling WLG's Toronto office practising in corporate finance and securities law, with an emphasis on securities offerings, mergers and acquisitions, private equity and venture capital transactions and regulatory compliance matters.

Even if regulators do not act, when a presale results in nothing more than profits for its promoter, a disgruntled investor will inevitably make a private securities fraud claim to try and claw back some of their capital; assuming a court will determine a presale of digital tokens to be a private placement of securities, any such federal claim would fall under Rule 10b - 5.

Pavel Begun is a co-founder of 3G Capital Management, a private investment partnership that invests in undervalued securities around the world.

First Capital, one of China's few listed private brokers, tied up with JPMorgan to set up JP Morgan First Capital Securities Co in 2010.

As such, liquidity of private securities could ostensibly be improved by streamlining payment transactions between multiple parties, while administrative functions in capital markets are also likely to undergo much modernisation.

In 2002 he co-founded STL Capital Partners, LLC, which, until 2015, advised middle market companies involved in various capital market transactions including private placements of debt and equity securities, mergers and acquisitions, leveraged buyouts and valuations of securities, and provided merchant capital in private transaCapital Partners, LLC, which, until 2015, advised middle market companies involved in various capital market transactions including private placements of debt and equity securities, mergers and acquisitions, leveraged buyouts and valuations of securities, and provided merchant capital in private transacapital market transactions including private placements of debt and equity securities, mergers and acquisitions, leveraged buyouts and valuations of securities, and provided merchant capital in private transacapital in private transactions.

Looking to capitalize on the digitization of our private capital markets, they're positioning across geographies, industry verticals, investor classes and / or motivations, and security types.

As thought leaders and innovators in the private market, Liquid M Capital has approvals to transact the full stack of private and unregistered securities.

Alongside their ATS approval, Liquid M Capital was granted a Quotation Bureau which permits the publishing of real - time mark - to - market quotations of private unregistered securities.

Securities laws apply anytime you raise capital whether you are a private or public company or other entity.

The role of the State is to be reduced to an agency that provides the infrastructure facilities and security for the private sector and international capital.

This reform will encourage Banks to issue fixed income securities through the capital market instead of private placement in fixed deposits.

He sits on numerous public and social sector boards, including the global advisory board of the United Nations Sustainable Energy for All Initiative (SE4ALL), USAID's Private Capital Group Partners Forum (PCG), and is Co-Chair of the Aspen Institute's Global Food Security Working Group.

Werritty, the group's UK director, was funded by a raft of powerful businessmen including Michael Hintze, one of the Tories biggest financial backers whose hedge fund, CQS, has investments in companies that have contracts with the Ministry of Defence; Poju Zabludowicz, chairman of the Britain Israel Communications and Research Centre, who chairs a US munitions company; and the Good Governance Group, a private security firm set up by a South African businessman, Andries Pienaar, who also has an investment firm, C5 Capital, focused on the defence sector.

The auther Alexander J. Davie, is a corporate & securities attorney based in Nashville, Tennessee, focusing on startups, technology, venture capital, M&A, and private fund work.

The auther Alexander J. Davie, is a corporate & securities attorney based in Nashville, Tennessee, focusing on startups, technology, venture capital, M&A, and private fund work.

Corporate bonds are securities issued by public or private corporations that need to raise money for their working capital or capital expenditures (ex.

The fund seeks high, current income, with a secondary goal of capital appreciation, by investing under normal market conditions, at least 80 % of its net assets in income - producing securities of sovereign or sovereign - related entities and private sector companies in emerging market countries.

The analyses used by TAVF for the purpose of making passive securities investments are virtually the same analyses as those used by businessmen to buy and sell businesses, and by Wall Street activists engaged in mergers and acquisitions, leveraged buyouts (LBOs), the restructuring of troubled companies, going private, and venture capital.

By using private capital to buy residential mortgages and mortgage - backed securities (RMBS), mREITs help provide liquidity and credit to home mortgage markets.

Institutions such as governments and corporations use the capital markets to raise money through public offerings of bonds and stocks or through private placements of securities to institutional investors such as pension funds and insurance companies.

A donation of securities to a registered charity or private foundation does not trigger a capital gain.

The auther Alexander J. Davie, is a corporate & securities attorney based in Nashville, Tennessee, focusing on startups, technology, venture capital, M&A, and private fund work.

Advising several financial institutions, corporations and underwriters in raising more than US$ 70 billion in capital and liquidity, in total, since the beginning of the financial crisis in 2008, including in public offerings and private placements of virtually all forms of equity, debt and hybrid securities.

Main areas of work Antitrust; appellate; complex commercial litigation; condemnation; construction; employment, labor and OSHA; energy litigation; energy regulatory; energy transactions / projects; environmental and natural resources; finance; government contracts; government investigations and white collar; intellectual property; international dispute resolution; M&A / capital markets; media and entertainment; private equity; professional liability; real estate; REITs, restructuring and reorganization; securities litigation / regulation; tax — executive compensation and benefits.

Tier 1 Antitrust Law Bankruptcy and Creditor Debtor Rights / Insolvency and Reorganization Law Biotechnology Law Communications Law Corporate Law General Commercial Litigation Intellectual Property Law Mergers & Acquisitions Law Mutual Funds Law Private Funds / Hedge Funds Law Securities / Capital Markets Law Tax Law

James represents clients in a broad range of corporate finance and securities matters, including mergers and acquisitions, debt and equity offerings, joint ventures, public finance transactions, tax - exempt financing, fund formation and private equity / venture capital transactions.

Corporate banking: Graham advises lenders and borrowers on debt facilities ranging from sub # 10 million to # 500 million, including bilateral and syndicated facilities, security, intercreditor arrangements and private placements, event - driven and working capital facilities.

The Firm's practice includes: (i) formation of domestic and offshore investment vehicles of all types, including venture capital funds, and a sub-specialty in real estate opportunity funds, (ii) taxation of investment partnerships and other investment vehicles, and (iii) securities and corporate governance matters relating to portfolio companies (private and public) or real estate assets of the funds.

Steve's practice includes private placements and other sales and purchases of debt or equity securities; mergers, asset acquisitions and sales; formation and representation of private equity funds, venture capital funds and hedge funds; entity selection and formation (including drafting complex limited liability company and partnership agreements and corporate charters having multiple classes of common and preferred stock); and general contract review.

Corporate Finance Corporate Governance & Stockholder Issues Domestic & International Joint Ventures Leveraged Buyouts Mergers, Acquisitions & Sales Public & Private Securities Offerings & Underwritings SEC Filings & Compliance Matters Takeover & Anti-takeover Counseling Venture Capital

As a member of the Corporate & Securities Group and the Global Business Team, Patrick represents corporate clients, private equity groups and venture capital funds on various complex and cross-border business transactions, including:

Satoshi has extensive experience in a broad range of practice and industry areas, including: corporate / mergers and acquisitions, compliance, litigation, arbitration and alternative dispute resolution (ADR), private equity, venture capital and start - ups, banking and finance, and securities law.