Sentences with phrase «certain issuers of»

Certain issuers of U.S. government securities (e.g., «Government - Sponsored Enterprises» such as Fannie Mae, Freddie Mac, and the Federal Home Loan Banks) are sponsored or chartered by Congress, but their securities are neither issued by nor guaranteed by the U.S. Treasury.

Not exact matches

«We appear to be seeing a coalescing of opinion by international regulators on the securities implications for certain digital token issuers and the intermediaries for token offerings.

PTE 80 - 83, Class Exemption for Certain Transactions Involving Purchase of Securities Where Issuer May Use Proceeds to Reduce or Retire Indebtedness to Parties in Interest.

D. Prohibited Transaction Exemption 80 - 83, Class Exemption for Certain Transactions Involving Purchase of Securities Where Issuer May Use Proceeds to Reduce or Retire Indebtedness to Parties in Interest; and

Additional sign - up bonus opportunities If you've maxed out your opportunities to earn sign - up bonuses with a certain issuer, you may be able to collect an additional sign - up bonus by applying for the business version of a card — and often with a larger sign - up bonus than the personal version of the card.

In response to this lingering lack of concrete definition, third - party groups have emerged to track issuers for the life of green projects and initiatives, thus keeping them accountable for certain standards.

The information we collect and maintain about you is provided during the course of your entering into transactions with private issuers who have engaged Genesis to provide certain services in the context of a private securities, digital currency or other financial asset transaction or trading through Genesis.

a reduction in the rating awarded a debt or equity security; a credit agency downgrades the debt of a company, municipality, or governmental entity indicating a potential deterioration in the financial situation of the issuer and its ability to meet its obligations in full and / or on time.; a downgrade suggests investors are less certain to receive interest payments and return of capital

For these types of meetings, Glass Lewis may engage with an issuer or shareholder during the solicitation period, if such dialogue will lead to a better understanding of a party's position regarding certain issues, thus enhancing our report.

It would require each purchaser to have a substantive pre-existing relationship with an officer or certain shareholders of the issuer, permit no more than 35 purchasers under the exemption over the preceding 12 months, and would cap, at $ 500,000, the total aggregate amount of securities sold in the 12 - month period preceding the transaction.

- PIV Trusted Agent: A PIV Trusted Agent is an individual designated by the AA to perform certain duties of either the PIV Issuer or the PIV Registrar.

You will receive the credit within a certain amount of days, depending on your card issuer's policies.

The implications of this are dependent on what your issuer is actually doing with the contents of the offline counter: Some issuers use this as a safety measure for contactless cards and allow only a limited number of contactless transactions, since those usually do not require any cardholder verification method below a certain threshold (e.g. 25 $ in many European countries), and the total risk in case of physical card theft can therefore be limited to < number of offline transactions > * < maximum contactless transaction amount >.

Credit card issuers, lenders and other financial institutions use a variety of different types of credit scores / credit scoring models and other criteria when making a decision about extending credit and the terms of the offer, so having a credit score in a certain range is not a guarantee for approval.

In order to be approved for the card, issuers require you to meet certain qualifications — part of which your credit must fall into a predetermined range (think: «poor,» «average,» «good,» «excellent») listed on the application.

Includes securities listed or authorized for listing on the NYSE, AMEX, the National Market System of Nasdaq ®, or securities of the same issuer as those above with equal or higher seniority; registered investment company securities; securities offered or sold to qualified purchasers; securities with respect to certain transactions exempt from Federal registration, including some private placements; and securities that are exempt from Federal registration.

As a side note, in a case where you're certain you'll miss a payment, calling your issuer to explain the situation may result in a deadline extension and ultimately mitigate the risk of additional fees.

The issuer will then reserve the right to use your deposit against any outstanding balance on the card, if you don't make payments after a certain amount of time.

Federal law mandates that the issuer be certain the account holder will be able to pay back at least the minimum amount due on the line of credit they issue.

If you are not in the position to make full payment at the end of your billing cycle, your card issuer allows you to just pay certain lowest amount on your credit card.

When you request to match with a lender or credit card issuer for a Prequalified Loan Offer, NerdWallet will provide certain of your information to third party service providers.

Though the use of the card should not be charged, there are some issuers that charge a certain amount for purchasing goods or services.

Most business credit card issuers will offer additional cards at no additional cost, but only up to a certain number of users.

Debt securities issued by GSEs are solely the obligation of their issuer and are considered to carry greater credit risk than securities issued by the U.S. Treasury and certain government agencies (e.g., Ginnie Mae) whose securities have the guarantee of the U.S. government.

a portion of a bond's covenant that determines certain characteristics about the bond, such as the conditions under which it can be called or redeemed by the issuer, or the rate and price at which it can be converted into common stock (if applicable)

The margin is chosen by the credit card issuer, and is typically represented by a certain number of percentage points.

If you hold a cash reward credit card, your card issuer will pay back to you a certain percentage of the purchase you make through the card.

Many issuers will reimburse you for replacements or repairs of a recent purchase, up to a certain amount per claim and a maximum amount per cardholder.

a type of municipal bond backed by the full faith, credit, and taxing power of the issuer, specifically its ability to collect taxes; only entities that have the right to levy and collect taxes can issue general obligation bonds; certain governmental entities are subject to legal limits on the amount of taxes that they can impose, and their issues are called limited - tax general obligation bonds; unlimited - tax bonds are issued by government entities that are not subject to those limits

A real problem for TAVF shareholders revolves around the draconian income tax disadvantages for U.S. citizens and residents from owning the common stocks of certain foreign issuers selling at discounts from readily ascertainable NAVs.

When you close an account, the card issuer stops sending updates to the credit bureaus and after a certain period of time, the credit bureau may opt to close down the account's history from the reports.

In addition, the underlying issuers of certain depository receipts, particularly unsponsored or unregistered depository receipts, are under no obligation to distribute shareholder communications to the holders of such receipts, or to pass through to them any voting rights with respect to the deposited securities.

For U.S. income tax purposes, certain of these issuers are classified as Passive Foreign Investment Companies (PFICs).

If you elect a dividend reinvestment plan (DRIP) certain issuers like Royal Bank and CIBC will reinvest your dividends in common shares of the bank.

Starting Aug. 20, 2009, the Credit CARD Act requires credit card issuers to give consumers the right to cancel or opt out of certain changes in terms on their accounts.

I've been considering getting this card for a while but am trying to keep the number of my hard inquiries low so as not to adversely impact my chances with certain issuers that don't like a large number of recent inquiries.

Another aspect of bond characteristics is a covenant: a pledge or undertaking by an issuer to do certain things or avoid others.

Those issuers rated below Baa3 or below BBB - are considered «below investment grade» and the repayment of principal and payment of interest are less certain.

The money typically comes from a credit issuer, like a bank or financial institution, who is then paid back over a certain agreed upon amount of time.

Credit rating agencies assess the risks of certain bonds, issuing grades that reflect the issuer's ability to meet the promised principal and interest payments.

Secured credit card requires that you make a deposit of certain amount with the card issuer.

Convertible bonds — Under certain conditions, a debtholder can convert a bond to a certain number of shares of the issuer's common stock.

Certain fixed income ETFs may invest in lower quality debt securities that involve greater risk of default or price changes due to potential changes in the credit quality of the issuer.

On the other hand, your card issuer may expect that you pay at least a minimum of certain fixed amount towards repayment of your card balance.

You may find your card must be open for a certain amount of time before the card issuer will be willing to increase limits.

The Portfolio's focus on sustainable impact investments may affect its exposure to certain sectors or issuers, and may impact its relative investment performance, positively or negatively, depending on whether such sectors or issuers are in or out of favor in the market.

A credit issuer knows that you (like thousands of others on the list) are likely to qualify for a certain credit card offer.

The CUSP number for the portfolio security (unless not available through reasonable practical means, e.g., in the case of certain foreign issuers);

Each bond represents a promise by the issuer to pay a certain amount of interest and repay the full amount of the loan on a specific date in the future.

Holders of these ADRs generally bear all the costs of the ADR facility, whereas foreign issuers typically bear certain costs in a sponsored ADR.