Sentences with phrase «commission joint hearing»

The lack of a similar drop in the crypto markets may be due to the lifeline it received after the The Commodities and Future Trading Commission and the US Securities Exchange Commission joint hearing on Tuesday.

Not exact matches

The governor's chairwoman of the Joint Commission on Public Ethics (JCOPE), Westchester District Attorney Janet DiFiore, presided over the hearing, which took public input on how much lobby groups should be required to disclose about political donations.

The woman said she eventually brought her complaints to the state Joint Commission on Public Ethics, but has not heard from the agency recently.

ALBANY, NY (07/25/2012)(readMedia)-- Today, Mario Cilento, president of the 2.5 million member New York State AFL - CIO, provided testimony to a joint hearing of the New York State Assembly Committees on Labor, Energy, and Corporations, Authorities, and Commissions to examine the protocols established by Con Ed to ensure public safety and delivery of services.

Also at 11 a.m., the Assembly Committee on Labor and Commission on Skills Development and Career Education hold a joint public meeting on pre-apprenticeship and work preparation programs in New York state, Hamilton Hearing Room B, Legislative Office Building, 2nd Floor, Albany.

At 10:30 a.m., the Assembly Committee on Corporations, Authorities and Commissions, the Committee on Energy and the Subcommittee on Infrastructure hold joint hearing evaluating natural gas safety efforts by utilities, Assembly Hearing Room, 250 Broadway, Room 1923, 19th Floor, Manhearing evaluating natural gas safety efforts by utilities, Assembly Hearing Room, 250 Broadway, Room 1923, 19th Floor, ManHearing Room, 250 Broadway, Room 1923, 19th Floor, Manhattan.

Over a year ago, we submitted a request to the state's Joint Commission on Public Ethics requesting an investigation into the relationship between the Administration and the Committee but have heard nothing back from the new Commission that was formed by Cuomo and run by a political appointee of his.

The package also includes a provision that allows subjects of investigations by the Joint Commission on Public Ethics to have their hearings before commissioners in secret, rather than in public.

The details emerged during a public hearing here at the offices of the Federal Communications Commission, before the Federal - State Joint Board on Universal Service.

The agreement, which is expected to be formally approved this month, means the joint pension companies, which serve a large number of private schools, can avoid a lengthy hearing process before the Securities and Exchange Commission.

After major dissent was expressed at a public hearing On (date), the Joint Education Commission held a public hearing, at which much dissent was expressed, due to some peoples» financial concerns.

Soon after the stakeholders met, the Joint Education Commission held a public hearing, at which much dissent was expressed over the proposed amendments, in part due to financial concerns.

Four issues came before the securities regulators (in this case, the Ontario Securities Commission and the Financial and Consumer Affairs Authority of Saskatchewan) at a joint hearing.

After the US Securities and Exchange Commission (SEC) circulated a number of warnings to investors about the «risks» of Initial Coin Offerings (ICO) in 2017, the SEC and the US Commodity Futures Trading Commission (CFTC) held a joint hearing on cryptocurrencies on Feb. 6 of this year.

The joint SEC and The Commodity Futures Trading Commission (CFTC) hearings held yesterday, Feb. 6, on their roles in the cryptocurrency sphere may have helped cause the market to see substantial rebound today, Feb. 7.

Earlier in February, during the joint SEC and Commodity Futures Trading Commission (CFTC) crypto hearing, SEC Chairman Jay Clayton said that every ICO - issued token the SEC has seen so far should be considered securities and registered as such, but that «true cryptocurrencies» should be smartly and practically regulated.

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained