Sentences with phrase «company affiliated broker»
Policies can be purchased either through a Banner Life Insurance Company affiliated broker or via online brokers.
https://www.goodfinancialcents.com/ Not exact matches
«Find out whether [the advisor is] in sales, via a broker dealer / insurance company, or will they act like a fiduciary, such as many affiliated with RIAs will be,» he said.
Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker / dealers and nonbank affiliates of Wells Fargo & Company.
Brokerage products and services offered through Wells Fargo Clearing Services, LLC, a registered broker - dealer and non-bank affiliate of Wells Fargo & Company.
You are leaving the Equity Institutional website to enter the ETC Brokerage Services (Member FINRA / SIPC) website, the registered broker - dealer affiliate of Equity Trust Company.
You are leaving the Trustetc.com to enter the ETC Brokerage Services (Member FINRA / SIPC) website, the registered broker - dealer affiliate of Equity Trust Company.
GrowthCap is a trade name for GrowthCap, LLC and its subsidiaries and other affiliates which include: GrowthCap Partners, LLC, a Delaware limited liability company, registered broker - dealer and FINRA and SIPC member firm, which provides independent financial advice on private placements, mergers, acquisitions, financial restructurings and similar corporate finance matters, and financial advisory.
Represented the wholesale broker - dealer affiliated with a sponsor of two non-traded business development companies.
In October, BGC completes its acquisition of Newmark Knight Frank, a leading U.S. commercial real estate brokerage and advisory firm serving corporate and institutional clients, plus a controlling interest in its affiliated companies, encompassing approximately 425 brokers.
In a recent speech, Julie M. Riewe, Co-Chief of the AMU, discussed the AMU's collaboration with other SEC divisions; detailed the AMU's 2015 enforcement priorities with respect to registered investment companies, hedge funds, private equity funds and separately managed accounts; and discussed the AMU's focus on conflicts — their ubiquity, the difficulty or impossibility of eliminating them, the limited extent to which disclosure can cure conflicts, the salience of conflicts when an investment adviser and broker - dealer are affiliated, and related considerations.
Trust and related services are provided by Edward Jones Trust Company, an affiliate of Edward D. Jones & Co., L.P. (Edward Jones), a registered broker - dealer.
Edward Jones Trust Company and Edward Jones are subsidiaries of the Jones Financial Companies, L.L.L.P. Edward Jones Trust Company may use Edward Jones or other affiliates to act as a broker - dealer for transactions or for other services.
They included registered investment advisors, bank financial advisors, advisors affiliated with an independent broker - dealer, advisors affiliated with a national wirehouse, and advisors affiliated with an insurance company.
Wells Fargo Advisors is the trade name used by two separate registered broker - dealers and non-bank affiliates of Wells Fargo & Company: Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLC (members SIPC).
Kerry Mannion, a son of Miner's husband, is a real estate broker affiliated with COR Brokerage, a separate company owned by Steve and Louis Aiello.
Syracuse Mayor Stephanie Miner's step - son, Kerry Mannion, is a real estate broker affiliated with COR Brokerage, a separate company owned by Steve and Louis Aiello.
QuinStreet Media, Inc. and its affiliated companies, including QuinStreet Properties, Inc., a California corporation, use GTL as the site of a virtual marketplace where interested consumers can be made aware of lenders and mortgage brokers who are seeking the opportunity to do business with people like them living in their area.
QuinStreet Properties, Inc. and its affiliated companies use GTL as the site of a virtual marketplace where interested consumers can be made aware of lenders and mortgage brokers who are seeking the opportunity to do business with people like them living in their area.
Similarity, the issuing insurance company and the underwriter do not back the financial strength of the broker / dealer or its affiliates.
They are not backed by the broker / dealer from which an annuity is purchased, by the insurance agency where an annuity is purchased, or any affiliates to those entities, and none makes any representations or guarantees regarding the claims - paying ability and financial strength of the issuing insurance company.
I used to pay $ 4.95 per trade at Questrade, but I have since moved to another broker because of a cost advantage provided by an affiliated company with my employer.
They are not backed by the broker / dealer from which this annuity is purchased, by the insurance agency from which this annuity is purchased, or any affiliates of those entities, and none makes any representations or guarantees regarding the claims - paying ability and financial strength of the issuing insurance company.
IBKR includes: Interactive Brokers LLC, One Pickwick Plaza, Greenwich, CT 06830 United States; Interactive Brokers (U.K.) Limited, (03958476) a Private Limited Company with registered office address, Level 20 Heron Tower, 110 Bishopsgate, London EC2N 4AY; and their respective affiliates (the «IBKR Entities»).
Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker - dealers and non-bank affiliates of Wells Fargo & Company.
IMO, it is better to keep your assets with a broker affiliated with a bank or another well capitalized company.
Affiliate partners are companies like auto dealers, mortgage brokers, and other lenders that often have to turn individuals down because their credit is poor.
Now, aside from regulators, the biggest company in the world by market cap is joining in to curtail marketing practices that have been used by brokers, affiliates, signal providers and other binary options industry participants.
NT is an affiliated company to NinjaTrader Brokerage, which is a NFA registered introducing broker (NFA # 0339976) providing brokerage services to traders of futures and foreign exchange products.
You are leaving the Equity Institutional website to enter the ETC Brokerage Services (Member FINRA / SIPC) website, the registered broker - dealer affiliate of Equity Trust Company.
The first step is for the trader to talk to Cannon Trading Company or one of its affiliated brokers in order to understand the risk as well as the rewards of futures trading using trading systems.
In the ordinary course of business, RBC may act as a market maker and broker in the publicly traded securities of the Company and / or Offeror and receive customary compensation, and may also actively trade securities of the Company and / or Offeror for our own account and the accounts of our customers, and, accordingly, RBC and its affiliates, may hold a long or short position in such securities.
Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker - dealers and non-bank affiliates of Wells Fargo & Company.
Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker - dealer and separate non-bank affiliate of Wells Fargo & Company.
Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker - dealer and non-bank affiliate of Wells Fargo & Company.
They are not backed by the broker - dealer and / or insurance agency selling the policy, or any affiliates of those entities other than the issuing company affiliates, and none makes any representations or guarantees regarding the claims - paying ability of the issuer.
They are not backed by the broker / dealer and / or insurance agency selling the policy, nor by any of their affiliates, and none of them makes any representations or guarantees regarding the claims - paying ability of the issuing insurance company.
They are not obligations of, nor backed by, the broker / dealer and / or insurance agency selling the policy, nor by any of their affiliates, and none of them makes any representations or guarantees regarding the claims - paying ability of the issuing insurance company.
PolicyGenius is an independent broker, so they aren't affiliated with any specific insurance company (unlike some agents).
Investments provided by USAA Investment Management Company and USAA Financial Advisors Inc., both registered broker dealers, and affiliates.
The variable universal life insurance policies offered through National Life Group are distributed by Equity Services, Inc., which is a registered broker / dealer affiliate of National Life Insurance Company.
This graph compares the percentage of new policies since 2002 that were brokered through independent versus company - affiliated insurance agents.
As the name suggests, the Florida Association of Realtors» («Florida Realtors») membership primarily includes Florida real estate agents and brokers but it also includes other affiliated real estate related professions in the State of Florida (including, for example, appraisers, attorneys, banks / mortgage companies, home inspection companies and moving companies), and, as a result, it heralds itself online as «the largest trade association in the state with more than 127,000 members.»
Last Update: 04/18/16 As the name suggests, the Florida Association of Realtors» («Florida Realtors») membership primarily includes Florida real estate agents and brokers but it also includes other affiliated real estate related professions in the State of Florida (including, for example, appraisers, attorneys, banks / mortgage companies, home inspection companies and moving companies), and, as a result, -LSB-...]
To be sure, independent brokerages that join large networks of affiliated companies like the Chicago - based Leading Real Estate Cos. of the World can obtain many of the same benefits that brokers and salespeople at franchises have.
In addition, the Department of Housing and Urban Development may begin work on a Real Estate Settlement Procedures Act rule that could allow real estate companies to pay referral fees to anyone not affiliated with a broker, who sends them business.
With a focus on franchisee engagement, satisfaction and growth, she has overseen the addition of a number of newly affiliated companies, notably in Houston, Beverly Hills and the Boston - area, as well as several strategic M&A s for existing ERA brokers in Florida, Nevada, North Carolina and Ohio.
Some teams are stand - alone companies; others are affiliated with a broker «like a company within a company,» says Tom Quattlebaum, CAE, RCE, CEO of the Anne Arundel (Md.) County Association of REALTORS ®.
Chris doesn't see her company competing for broker - owners already affiliated with a Realogy brand.
For example, RPR's commercial application includes site selection tools and consumer trend features, while the broker tool sets include branding functions, support for affiliated services, and a management - only Data Tool for creating company - wide trends.
Officials at the Department of Housing and Urban Developmentmay begin work on a RESPA rule that could allow real estate companies to pay referral fees to anyone who sends them business — as long as they're not affiliated with the broker.