Sentences with phrase «compliance officers ensure»

Usually, bank compliance officers ensure clients carry out banking activities within acceptable legal boundaries.

Compliance Officers ensure the company employing them understands the current regulations in its industry and is able to comply with them.

Not exact matches

As part of the settlement, Qualcomm will retain two independent consultants to make policy recommendations that will ensure an equitable workplace, and the company will appoint an internal compliance officer to oversee the implementation of the agreement's terms.

He previously was a partner at the law firm of O'Melveny & Myers, a deputy general counsel at the U.S. Department of Homeland Security Department, and senior counsel at the Justice Department.John Roth joined the firm as chief compliance and ethics officer, with responsibility for ensuring that the company remains in compliance with the evolving legal landscape.

Prior to Atlantic Trust Company, Amy was a Compliance Officer at SSGA, where she was responsible for ensuring equity portfolios met specified guidelines.

A board would be permitted to appoint a defeated director in only two circumstances: to ensure compliance with CBCA requirements that at least 25 per cent of directors be resident Canadians and to ensure that at least two directors of the public corporation are not officers or employees of the corporation or its affiliates.

This includes the impending installment of Data Protection Officers for all enterprises that possess «special categories» of data, including health data, to ensure that personal information is processed in compliance with the applicable data protection rules.

As EEO / Human Rights Officer, Ms. Miller will be responsible for ensuring the County's recruitment and employment policies and practices and ensuring are in compliance with all equal employment opportunity legislation.

In compliance with the directives of Inspector - General of Police, IGP Ibrahim Idris, to clamp down on highway robbers and kidnappers, the Commissioner of Police, Kogi State Police Commanded, CP Ali A. Janga, charged all officers of the Command to expand their operational tactics and ensure arrest of all criminal elements terrorizing the State.

• All government departments and agencies will be assigned two officers, Sanitation Marshals and Deputy Marshals, to ensure the compliance to sanitation by - laws.

He serves as the AAAS facility security officer, directing and implementing security - related activities including processing clearances, providing training, conducting reviews, and ensuring compliance.

The proposed Final Judgment further requires the Antitrust Compliance Officer to ensure that each such person receives training related to the proposed Final Judgment and the antitrust laws; to ensure certification by each such person of compliance with the terms of the proposed Final Judgment; to conduct an annual antitrust compliance audit; to be available to receive information concerning violations of the proposed Final Judgment and to take appropriate action to remedy any violations of the proposed Final Judgment; and to maintain a log of communications between officers and directors of Settling Defendants, involved in the development of strategies related to e-books, and any person associated with another Publisher Defendant, where that communication relates to the selling of books in any format in the UnitCompliance Officer to ensure that each such person receives training related to the proposed Final Judgment and the antitrust laws; to ensure certification by each such person of compliance with the terms of the proposed Final Judgment; to conduct an annual antitrust compliance audit; to be available to receive information concerning violations of the proposed Final Judgment and to take appropriate action to remedy any violations of the proposed Final Judgment; and to maintain a log of communications between officers and directors of Settling Defendants, involved in the development of strategies related to e-books, and any person associated with another Publisher Defendant, where that communication relates to the selling of books in any format in the Unitcompliance with the terms of the proposed Final Judgment; to conduct an annual antitrust compliance audit; to be available to receive information concerning violations of the proposed Final Judgment and to take appropriate action to remedy any violations of the proposed Final Judgment; and to maintain a log of communications between officers and directors of Settling Defendants, involved in the development of strategies related to e-books, and any person associated with another Publisher Defendant, where that communication relates to the selling of books in any format in the Unitcompliance audit; to be available to receive information concerning violations of the proposed Final Judgment and to take appropriate action to remedy any violations of the proposed Final Judgment; and to maintain a log of communications between officers and directors of Settling Defendants, involved in the development of strategies related to e-books, and any person associated with another Publisher Defendant, where that communication relates to the selling of books in any format in the United States.

• Past President and current member of the Connecticut Animal Control Association • Member of the National Coalition developing response plans for FEMA in the event of national disasters (she does not work for FEMA) • Consultant on the Compendium of Animal Rabies Prevention and Control Committee (she is the only lay person on the panel) • Evaluator for Animal Control Departments throughout the United States, ensuring compliance with National Standards • Board of Directors of the New England Animal Control / Humane Academy in New Hampshire currently serving as Assistant Director & Instructor • National Task Force for Animal Hoarding • New England and State of Connecticut Task Force for Animal Fighting • Member of the New England Stock Dog Association • Member of Curriculum Advisory Committee, University of New Hampshire, Thompson School of Applied Science Teaching Experience: • Cruelty Investigation Instructor for Police Officers and Animal Control Officers • Certified as an Instructor to teach at the FBI and Police Academy • Teaches Cruelty Investigation, Criminal Law and First Aid to Police, Animal Control and Humane Officers at the University of New Hampshire • National and Connecticut Animal Control Association • Numerous Kennel Clubs and Schools Author — National Animal Control Association Training Guide — Disaster Planning American Kennel Club • Certified Canine Good Citizen (CGC) evaluator • Completed Obedience requirements for becoming an AKC Obedience Judge.

As a branch of Delta's Property Use and Compliance Division, DCAS and our Animal Control Officers are responsible for ensuring the welfare and responsible pet ownership of the animals in our community.

PetSmart Charities has designated a privacy officer («Privacy Officer») who is accountable for our compliance with this policy, and for ensuring that information about our policies and practices relating to the management of personal information is easily acceofficer («Privacy Officer») who is accountable for our compliance with this policy, and for ensuring that information about our policies and practices relating to the management of personal information is easily acceOfficer») who is accountable for our compliance with this policy, and for ensuring that information about our policies and practices relating to the management of personal information is easily accessible.

The reference to ensuring that employment standards «are applied evenly and enforced» suggests that the Ministry could be hiring compliance officers with the mandate to proactively ensure that employers in B.C. are complying with the requirements of the ESA.

The hiring of compliance officers could provide the Branch with the power to conduct audits of workplaces to ensure that employers are complying with the legislation, a move which — particularly if combined with increased penalties for non-compliance — would provide employers with a powerful incentive to ensure that they are, in all respects and at all times, compliant with the ESA.

However, the report urges the CIO to adopt a more proactive position by analyzing the information about breaches, devising best practices, and ensuring — through the establishment of a compliance officer and regular audits — that the ministries comply.

Each pleaded guilty to two charges: failing to ensure the company provided information, instruction and supervision to a worker regarding fall protection and / or working at height and to failing to ensure that the company ensured that a worker was protected by fall protection (director and officer provisions in Ontario, as well as B.C., require that directors and officers take all reasonable care to ensure corporate compliance with OH&S provisions including regulations and orders).

During the probation period, the defendant meets with a probation officer and is monitored closely to ensure compliance.

No matter what steps a corporation takes to ensure legal compliance by its officers and employees, t...

For example, a compliance officer may, without a warrant, conduct a compliance audit of an employer and, for that purpose, may enter and inspect any place in order to investigate a possible contravention of this Act or to perform an inspection to ensure that this Act is being complied with.

In this case a bill preferred for the purposes of assisting a judge during a bail application was not deemed served as it had not been sent to the proper officer with the intention that the indictment be scrutinised to ensure compliance with the Administration of Justice (Miscellaneous Provisions) Act 1933, s 2 (2).

The security standard authority applies to both the transmission and the maintenance of health information, and requires the entities described in section 1172 (a) to maintain reasonable and appropriate safeguards to ensure the integrity and confidentiality of the information, protect against reasonably anticipated threats or hazards to the security or integrity of the information or unauthorized uses or disclosures of the information, and to ensure compliance with part C by the entity's officers and employees.

The data protection officer (DPO) role that GDPR brings in as a requirement for many data handlers is intended to help them ensure compliance.

Working directly with senior executives, compliance officers play a key role in ensuring that financial firms have the controls in place to manage and protect their number one asset: their reputation.

A fire officer involves in inspecting every kind of commercial premises for ensuring compliance with current fire safety regulations and a premise is found to be unsafe by the fire officer he has the authority to prosecute the offending institute or he can even issue a prohibition notice shutting - down the premises until they are made safe.

A Compliance Officer is the regulatory advisor of a company, responsible for ensuring that the company is aware of and in compliance with relevant reCompliance Officer is the regulatory advisor of a company, responsible for ensuring that the company is aware of and in compliance with relevant recompliance with relevant regulations.

On the other hand, looking to past performance can still ensure that those metrics will apply to the next job, according to Brad Landin, president and chief compliance officer at Employment Screening Resources, a pre-employment screening and employee background check company based in Novato, California.

Served as Safety Officer and ensured compliance with OSHA regulations; passed two Quality Assurance (QA) inspections with no major discrepancies.

Conducted regular meetings with external regulatory officers and ensured product compliance.

Typical job duties seen on a Chief Human Resources Officer resume are maintaining work structure, recruiting and training organization staff, creating pay plans, ensuring legal compliance, administering benefits, and ensuring a positive working environment.

Northrop Grumman Electronic Systems 7/2009 — 7/2010 Security Officer Ensured compliance with department of defense rules and regulations.

Coordinated the activities of Agency Information Officers (AIO) to integrate statewide technology initiatives and ensuring compliance with policies and standards.

Communicated with client's case manager, probation officer, or judge to ensure program compliance

Assistant Training Petty Officer ensured 100 % compliance by presenting Mandatory Annual Military Training courses to 55 person detachment in Personally Identifiable Information and Anti-Terrorism Force Protection Fiscal Year 2010.

The law requires that employers receive consent of subjects for data processing, ensure that collected data is made anonymous to protect privacy, make data breach notifications, safely handle the transfer of data across borders, and in some cases, appoint a data protection officer to oversee compliance.

Contracting Officer's Representative (COR)- Developed scope of work and performance work statements; evaluated contract specifications prior to award; monitored contractor performance; ensured compliance with contract security specifications (DD - 254).

Skills listed on sample resumes of Fire Safety Officers include planning, administrating, and managing fire safety programs to ensure compliance with applicable local, state and federal laws and regulations regarding fire safety; and conducting fire protection oversight and audit programs.

SERVED AS THE BATTALION (BN) S - 2 NON-COMMISSIONED OFFICER (NCO) IN - CHARGE IMPACTING 700 SOLDIERS: Ensured that the BN was in compliance with DoD information and physical security policies.

Fire Safety Officers inspect buildings to ensure that they are in compliance with fire prevention codes.

We are looking for a Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules.

Highlights Monitor the progress of various clients and institute adjustments when necessary Effectively communicate with parolees, fellow parole officers and representatives of the court Strong public relations skills Ensure full compliance with State regulations and standard operation procedures of the facility Utilize problem solving skills in difficult situations Assist parolees in securing jobs and other necessary resources to transition into civilian life Compile and analyze required court reports Experience Probation Officer 1/1/2010?

«We are excited about the opportunity to bring value to Premier's member healthcare organizations,» said Zach Daigle, Chief Operating Officer of PreCheck, Inc. «As the only healthcare - exclusive background screening, credentialing and compliance company on the agreement, PreCheck is uniquely well - equipped to provide innovative, cost - saving solutions that help to ensure compliance with industry regulations and accreditation standards for Premier's membership.»

ABM Industries, NY Feb 2006 — Jan 2007 Floor Officer • Ensured compliance with customer service orientation at the floor level.

Work with the Quality Compliance Officer to ensure adherence to federal and state requirements

Highlights Monitor the progress of various clients and institute adjustments when necessary Effectively communicate with parolees, fellow parole officers and representatives of the court Compile and analyze various court reports Ensure full compliance with State regulations and standard operation procedures of the facility Apply strong problem solving skills in different situations Assist parolees in securing jobs and other necessary resources to transition into civilian life Strong public relations skills Proficient in Microsoft Office Experience Probation Officer 1/1/2010 — Present Central Offender Services — Augusta, GA Manage the cases of several different parolees simultaneously Ensure that parolees have access to needed resources to make a successful transition out of the system Maintain an in - depth understanding of the criminal justice system and current and pending laws Hold periodic meetings with paroles to ensure that they are meeting all requirements for their parole Analyze various court reports to determine appropriate courses of action with clients Receive and address parolee issues to help keep them on the righEnsure full compliance with State regulations and standard operation procedures of the facility Apply strong problem solving skills in different situations Assist parolees in securing jobs and other necessary resources to transition into civilian life Strong public relations skills Proficient in Microsoft Office Experience Probation Officer 1/1/2010 — Present Central Offender Services — Augusta, GA Manage the cases of several different parolees simultaneously Ensure that parolees have access to needed resources to make a successful transition out of the system Maintain an in - depth understanding of the criminal justice system and current and pending laws Hold periodic meetings with paroles to ensure that they are meeting all requirements for their parole Analyze various court reports to determine appropriate courses of action with clients Receive and address parolee issues to help keep them on the righEnsure that parolees have access to needed resources to make a successful transition out of the system Maintain an in - depth understanding of the criminal justice system and current and pending laws Hold periodic meetings with paroles to ensure that they are meeting all requirements for their parole Analyze various court reports to determine appropriate courses of action with clients Receive and address parolee issues to help keep them on the righensure that they are meeting all requirements for their parole Analyze various court reports to determine appropriate courses of action with clients Receive and address parolee issues to help keep them on the right path

Ensured strict compliance with regulatory requirements as Assistant Special Security Officer

• Worked as liaison between Senior Management, Accounting, Loan Officers, Loan Processors, Loan Operations, and Compliance to ensure a smooth loan and reporting process.

• Managed detachment safety program as safety officer ensuring compliance and zero safety violations