Sentences with phrase «dealers trade association»

Look for a company that can provide proof of training from the product manufacturers, or certification on installation of central systems from the Vacuum Dealers Trade Association.

He talks of forming strong working relationships with dealer trade associations and spending «a lot of time interacting with the industry on an informal basis.»

Not exact matches

So - called self - regulatory organizations like the National Association of Securities Dealers are relatively toothless; trade groups like the American Institute of Certified Public Accountants stubbornly protect their own.

Investment Industry Regulatory Organization of Canada (IIROC) IIROC was created in 2008 through the consolidation of the Investment Dealers Association of Canada and Market Regulation Services Inc. and is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Dealers Association of Canada and Market Regulation Services Inc. and is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in dealers and trading activity on debt and equity marketplaces in Canada.

The ticker symbol is SKYW and the common stock trades on the National Association of Securities Dealers Automated Quotations (NASDAQ).

Syndicate bid - A syndicate bid is a bid, which represents the highest price the syndicate member (member of a bank, brokerage, or investment bank) will pay for the securities trading on the National Association of Securities Dealers Automated Quotations (NASDAQ) exchange.

The joint submission was made by the BC Chamber of Commerce, BC Hotels Association, Canadian Federation of Independent Businesses, Canadian Franchise Association, Canadian Home Builders Association, Canadian Manufacturers & Exporters, Greater Vancouver Board of Trade, Independent Contractors and Businesses Association, New Car Dealers Association of BC, Restaurants Canada, Retail Council of Canada, Tourism Industries Association of BC, and the Urban Development Institute.

Reuven Kaufman, the head of the Diamond Dealers Club of New York, sent an email to de Blasio at 9:21 p.m. on March 18, 2015, to talk about ways the city could help diamond manufacturing and support trade associations.

These were made known in a speech read on behalf of the Trade and Industry Minister, Dr. Spio Ekow Garbrah, by the National Director of the REP, Akwasi Atta Antwi at a sod cutting ceremony for an Industrial Mini City for the Zion Artisan Spare parts Dealers and Food Sellers Association at Adense near Ejisu.

About the Chicago Automobile Trade Association Founded in 1904, the Chicago Automobile Trade Association is one of the nation's largest metropolitan dealer organizations.

It is recognized by the Greater Los Angeles New Car Dealers Association as the year's premier automotive event in this major convention and trade hub.

A Safe Haven is grateful to the sponsors of the Chicago Auto Show Food Drive, including the Chicago Auto Show, the new - car dealers of the Chicago Automobile Trade Association, Chevy Drives Chicagoand Alan Josephsen Co..

And Kelly Webb Roberts, a third generation auto dealer, president of several of the Webb family's auto dealerships and a board member of the Chicago Automobile Trade Association, added fuel to the fire by sharing industry stats on the record sales growth of autos in the Chicago area — sales driven by women.

Buyback amounts are based on the National Automobile Dealers Association (NADA) «Clean Trade - In» value from the day before news of the VW diesel broke in September 2015.

The least expensive Saturn is the»91 SL, which has a trade - in value of $ 5,250, according to the National Automobile Dealers Association's Official Used Car Guide.

The vehicle's value is calculated using the clean trade - in price from the September 2015 edition of the National Auto Dealer Association (NADA) Used Car Guide, as adjusted for mileage and equipped options.

Full - service brokerages, online brokerages and investment dealers who trade stocks and bonds are regulated by the Investment Industry Regulatory Association of Canada (IIROC) and are automatically members of the Canadian Investor Protection Fund (CIPF).

(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (v) Any person licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).

ShareOwner Investments (formerly the Canadian Shareowner's Association) is a dealer that allows investors to trade stocks and ETFs in both registered and taxable accounts.

To increase price transparency in the U.S. corporate debt market, in July 2002 the National Association of Securities Dealers (now the Financial Industry Regulatory Authority) introduced TRACE (Trade Reporting and Compliance Engine).

Russia - oriented forex brokerage Alpari reported strong monthly trading volumes for the first two months of 2017 and announced it has joined Russia's Association of Forex Dealers (AFD), a self - regulatory organization (SRO), as a member.

(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person licensed as a real estate broker or salesperson under the Nebraska Real Estate License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.

There is also extensive self - regulation by the Investment Dealers Association of Canada, the Mutual Fund Dealers Association of Canada and the Canadian stock exchanges including the fast moving and innovative TMX with it's full line - up of exchange - traded funds.

Russia - oriented forex brokerage Alpari reported strong monthly trading volumes for the first two months of 2017 and announced it has joined Russia's Association of Forex Dealers (AFD), a...

Interactive Brokers LLC is a registered Broker - Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self - regulatory organizations.

«Credit Services Organization» does not include any of the following: (i) a person authorized to make loans or extensions of credit under the laws of this State or the United States who is subject to regulation and supervision by this State or the United States, or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of 1987.

The minimum rate at which the Bank of Canada makes short - term advances to the chartered banks, other members of the Canadian Payments Association and investment dealers who trade in the money market.

The National Association of Securities Dealers Automated Quotation system, or NASDAQ, represents all domestic and non-U.S. — based common stocks traded on The NASDAQ Stock Market.

The over-the-counter bulletin board (OTCBB) is an electronic trading service provided by the National Association of Securities Dealers (NASD) that offers traders and investors up - to - the - minute quotes, last - sale prices and volume information for equity securities traded over the counter (OTC).

OANDA Corporation is a registered Futures Commission Merchant and Retail Foreign Exchange Dealer with the Commodity Futures Trading Commission and is a member of the National Futures Association.

A trade association representing independent broker - dealers and financial advisers is calling on Finra to allow firms to decide for themselves whether to supervise their representatives» work for third - party investment advisory firms.

The Mutual Fund Dealers Association of Canada (MFDA) will issue proficiency standards sometime this year that will allow mutual fund advisors to sell exchange - traded funds (ETFs), but the industry is still looking for a technological solution that will connect their dealers to an exchange, says Marc Guerin, director of member education with the MFDA, during a panel discussion at the 2016 Exchange Traded Forum in Toronto on WedDealers Association of Canada (MFDA) will issue proficiency standards sometime this year that will allow mutual fund advisors to sell exchange - traded funds (ETFs), but the industry is still looking for a technological solution that will connect their dealers to an exchange, says Marc Guerin, director of member education with the MFDA, during a panel discussion at the 2016 Exchange Traded Forum in Toronto on Wedntraded funds (ETFs), but the industry is still looking for a technological solution that will connect their dealers to an exchange, says Marc Guerin, director of member education with the MFDA, during a panel discussion at the 2016 Exchange Traded Forum in Toronto on Weddealers to an exchange, says Marc Guerin, director of member education with the MFDA, during a panel discussion at the 2016 Exchange Traded Forum in Toronto on WednTraded Forum in Toronto on Wednesday.

The Mutual Fund Dealers Association of Canada (MFDA) will not stand in the way of financial advisors and member dealer firms who want to sell exchange - traded funds (ETFs)-- so long as they meet the requirements necessary to do so, according to senior members of the MFDA who spoke during a panel discussion at the Federation of Mutual Fund Dealers» annual conference in Toronto on Tuesday.

Securities primarily traded in the National Association of Securities Dealers» Automated Quotation System («NASDAQ») National Market System for which market quotations are readily available shall be valued using the NASDAQ Official Closing Price.

Under the Commodity Exchange Act, only certain regulated entities may be counterparties to over-the-counter trades with retail customers; these are National Futures Association (NFA) registered futures commission merchants (FCMs) and Retail Foreign Exchange Dealers (RFEDs).

OANDA Corporation is a registered Retail Foreign Exchange Dealer (RFED) with the U.S. Commodity Futures Trading Commission (CFTC), and a Forex Dealer Member (FDM) of the National Futures Association (NFA # 0325821).

National Association of Securities Dealers (NASDAQ): The principal home of top US growth companies as well as International companies trading shares in the US NASDAQ real - time quotes are transmitted through and International computer and telecommunications network to more than 1.3 million users in 83 countries.

(National Association of Securities Dealers Automated Quotations)- System set up to gather, store and display quotations of trading prices among domestic over-the-counter dDealers Automated Quotations)- System set up to gather, store and display quotations of trading prices among domestic over-the-counter dealersdealers.

Freya Simms named chief executive of LAPADA Freya Simms has been named as the next chief executive of the London Association of Art and Antiques Dealers, reports the Antiques Trade Gazette.

In addition to running The Multiple Store, Nicholas Sharp is a solicitor at Swan Turton LLP, media solicitors, who have a specialist Photography and Visual Arts section which offers legal advice and support to galleries, dealers, trade associations and individual artists.

Organized for 30 years by the Art Dealers Association of America, the longest - running fair in the U.S. offers a manageable way to peek inside a trade event before the much bigger Armory Show next week.

In addition to his class actions work, David also represents clients in investigations and enforcement actions before the Ontario Securities Commission, Investment Industry Regulatory Organization of Canada, the Mutual Fund Dealers Association and listed stock exchanges regarding insider trading, market manipulation, securities distributions, financial disclosure, investment suitability and director conduct.

Investment Industry Regulatory Organization of Canada (IIROC) IIROC was created in 2008 through the consolidation of the Investment Dealers Association of Canada and Market Regulation Services Inc. and is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Dealers Association of Canada and Market Regulation Services Inc. and is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in dealers and trading activity on debt and equity marketplaces in Canada.

Peter has served as a panelist and / or speaker on presentations on securities - related issues to the Securities Industry and Financial Markets Association («SIFMA»), American Arbitration Association, New York Stock Exchange, National Association of Securities Dealers, accounting and securities trade groups, law schools, and other organizations.

She provides US financial regulatory legal advice to a broad range of market participants, including commercial banks, investment banks, investment managers, broker - dealers, electronic trading platforms, clearinghouses, trade associations and over-the-counter derivatives service providers.

Prime Retail expects that its securities will trade instead on the «over the counter» market under the auspices of the National Association of Securities Dealers.

The National Association of Securities Dealers is investigating SPAC share trading and has made inquiries into New York - based EarlyBirdCapital, an investment bank that specializes in blank - check IPOs.

Trade association for independent workrooms, retail dealers, decorators and designers of window coverings and other interior fashion products.