Sentences with phrase «disposal rule regulations»
Not exact matches
The job requires adhering closely to rules and regulations regarding the verification of customers» identities, the accounts and transactions that they are permitted to access or initiate, and the amounts of funds that may be placed at their disposal.
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(c) when an emergency exists as a result of which disposal by a Fund of securities owned is not reasonably practicable or it is not reasonably practicable for a Fund to fairly to determine the value of net assets, provided that applicable rules and regulations of the Securities and Exchange Commission (or any succeeding governmental authority) will govern as to whether the conditions prescribed in (b) or (c) exist; or