Sentences with phrase «enforcement branch chief»

Rao, a former Assistant US Attorney, is the firm - wide co-chair of the investigations and white - collar defense group and an SEC Enforcement Branch Chief.

Our securities litigation team includes a former SEC Enforcement Branch chief for the New England region who writes and lectures regularly in the university setting on securities issues.

Not exact matches

Prior to joining WilmerHale in 2001, Davison held various roles at the US Securities and Exchange Commission (SEC), including acting as counsel to the SEC chairman and serving as branch chief of the SEC's division of enforcement.

Kevin served as a branch chief in the Division of Enforcement of the SEC, where he led cases regarding financial fraud, market manipulation, insider trading, the Foreign Corrupt Practices Act, and municipal bond offerings.

All in attendance sat up and took notice when midway through a three - day conference on employment compliance, a branch chief of the U.S. Department of Labor's enforcement division said that the agency expects to increase on - site investigations into whether companies...