Sentences with phrase «finra arbitration award»

Not exact matches

A Finra arbitration panel has awarded Morgan Stanley $ 6 million in compensatory damages, to be paid by former broker Barry Connell.

A Finra arbitration panel has awarded former UBS broker Wilson Dennis Colberg - Trigo $ 1.236 million in compensatory damages in a dispute involving his termination from the firm, but also ordered the broker to pay the firm $ 854,157 to settle the...

Following a two - day arbitration hearing before a FINRA panel in Boston, our client was awarded 100 % of his bonus claim, $ 145,000.

Our attorneys have arbitrated numerous matters before FINRA to final award and have also handled many other arbitrations that have resolved at some point prior to final award.

Ms. Grannum has also represented brokerage firms, banks, clearing firms and associated persons in more than 60 arbitrations before the NASD and FINRA that have been tried through award.

In addition to her trial and appellate experience, Elaine is skilled in arbitration matters (ICC, AAA, JAMS, FINRA and other self - regulatory organizations), litigates challenges to arbitral awards under both the FAA and state equivalents, and litigates issues regarding arbitrability of claims.

In one case, Mr. Girard secured a $ 3.7 million arbitration award against a FINRA member in California on behalf of individual brokers.

Defended a broker dealer in FINRA arbitration claiming losses during the market downturn where panel rejected bulk of claims and limited its award to out - of - pocket costs