Sentences with phrase «federal securities laws generally»

Not exact matches

Regulators have indicated that securities laws generally apply to cryptocurrencies, although each asset has its own set of characteristics that may put it outside the purview of federal oversight.

Each state has its own intrastate offering regulations, and exemptions for crowdfunding proposals must generally fall under this exemption or they are preempted by federal securities laws.

Federal law generally requires us to withhold a percentage of any distribution, redemption or exchange, if we do not have your correct and certified Social Security or Taxpayer Identification Number or if the IRS has instructed us to do so.

Since you can generally choose from a variety of investments within the investment component of your coverage and returns are never guaranteed, variable life insurance is regulated under federal securities laws.

In any event, the crypto community is now on full notice that the SEC will focus on prior token and SAFT offerings that did not comply with the federal securities laws; and it can generally seek disgorgement and money penalties for such misconduct that occurred within the last five years.