According to the FSA, the company is not authorized to offer services covered by the Danish
Financial Business Act and is not supervised by the regulator.
That the securities are retrievable is ensured by section 72 of the Danish
Financial Business Act on Financial Services, which imposes on Danish banks to ensure that, the client's rights to their securities are at all times protected, also in case of a default.
Not exact matches
Important factors that could cause actual results to differ materially from those reflected in such forward - looking statements and that should be considered in evaluating our outlook include, but are not limited to, the following: 1) our ability to continue to grow our
business and execute our growth strategy, including the timing, execution, and profitability of new and maturing programs; 2) our ability to perform our obligations under our new and maturing commercial,
business aircraft, and military development programs, and the related recurring production; 3) our ability to accurately estimate and manage performance, cost, and revenue under our contracts, including our ability to achieve certain cost reductions with respect to the B787 program; 4) margin pressures and the potential for additional forward losses on new and maturing programs; 5) our ability to accommodate, and the cost of accommodating, announced increases in the build rates of certain aircraft; 6) the effect on aircraft demand and build rates of changing customer preferences for
business aircraft, including the effect of global economic conditions on the
business aircraft market and expanding conflicts or political unrest in the Middle East or Asia; 7) customer cancellations or deferrals as a result of global economic uncertainty or otherwise; 8) the effect of economic conditions in the industries and markets in which we operate in the U.S. and globally and any changes therein, including fluctuations in foreign currency exchange rates; 9) the success and timely execution of key milestones such as the receipt of necessary regulatory approvals, including our ability to obtain in a timely fashion any required regulatory or other third party approvals for the consummation of our announced acquisition of Asco, and customer adherence to their announced schedules; 10) our ability to successfully negotiate, or re-negotiate, future pricing under our supply agreements with Boeing and our other customers; 11) our ability to enter into profitable supply arrangements with additional customers; 12) the ability of all parties to satisfy their performance requirements under existing supply contracts with our two major customers, Boeing and Airbus, and other customers, and the risk of nonpayment by such customers; 13) any adverse impact on Boeing's and Airbus» production of aircraft resulting from cancellations, deferrals, or reduced orders by their customers or from labor disputes, domestic or international hostilities, or
acts of terrorism; 14) any adverse impact on the demand for air travel or our operations from the outbreak of diseases or epidemic or pandemic outbreaks; 15) our ability to avoid or recover from cyber-based or other security attacks, information technology failures, or other disruptions; 16) returns on pension plan assets and the impact of future discount rate changes on pension obligations; 17) our ability to borrow additional funds or refinance debt, including our ability to obtain the debt to finance the purchase price for our announced acquisition of Asco on favorable terms or at all; 18) competition from commercial aerospace original equipment manufacturers and other aerostructures suppliers; 19) the effect of governmental laws, such as U.S. export control laws and U.S. and foreign anti-bribery laws such as the Foreign Corrupt Practices
Act and the United Kingdom Bribery
Act, and environmental laws and agency regulations, both in the U.S. and abroad; 20) the effect of changes in tax law, such as the effect of The Tax Cuts and Jobs
Act (the «TCJA») that was enacted on December 22, 2017, and changes to the interpretations of or guidance related thereto, and the Company's ability to accurately calculate and estimate the effect of such changes; 21) any reduction in our credit ratings; 22) our dependence on our suppliers, as well as the cost and availability of raw materials and purchased components; 23) our ability to recruit and retain a critical mass of highly - skilled employees and our relationships with the unions representing many of our employees; 24) spending by the U.S. and other governments on defense; 25) the possibility that our cash flows and our credit facility may not be adequate for our additional capital needs or for payment of interest on, and principal of, our indebtedness; 26) our exposure under our revolving credit facility to higher interest payments should interest rates increase substantially; 27) the effectiveness of any interest rate hedging programs; 28) the effectiveness of our internal control over
financial reporting; 29) the outcome or impact of ongoing or future litigation, claims, and regulatory actions; 30) exposure to potential product liability and warranty claims; 31) our ability to effectively assess, manage and integrate acquisitions that we pursue, including our ability to successfully integrate the Asco
business and generate synergies and other cost savings; 32) our ability to consummate our announced acquisition of Asco in a timely matter while avoiding any unexpected costs, charges, expenses, adverse changes to
business relationships and other
business disruptions for ourselves and Asco as a result of the acquisition; 33) our ability to continue selling certain receivables through our supplier financing program; 34) the risks of doing
business internationally, including fluctuations in foreign current exchange rates, impositions of tariffs or embargoes, compliance with foreign laws, and domestic and foreign government policies; and 35) our ability to complete the proposed accelerated stock repurchase plan, among other things.
One of the reasons
businesses have been moving to automate payroll is compliance with stricter
financial regulations, such as the Sarbanes - Oxley
Act of 2003.
The Marijuana
Business Access to Banking Act would prohibit any federal banking regulator from «prohibiting, penalizing or otherwise discouraging a depository institution from providing financial services to a marijuana - related legitimate business
Business Access to Banking
Act would prohibit any federal banking regulator from «prohibiting, penalizing or otherwise discouraging a depository institution from providing
financial services to a marijuana - related legitimate
businessbusiness.»
«We tried to make it clear that
financial institutions can offer services to these
businesses and still comply with their obligations under the Bank Secrecy
Act.»
Such risks, uncertainties and other factors include, without limitation: (1) the effect of economic conditions in the industries and markets in which United Technologies and Rockwell Collins operate in the U.S. and globally and any changes therein, including
financial market conditions, fluctuations in commodity prices, interest rates and foreign currency exchange rates, levels of end market demand in construction and in both the commercial and defense segments of the aerospace industry, levels of air travel,
financial condition of commercial airlines, the impact of weather conditions and natural disasters and the
financial condition of our customers and suppliers; (2) challenges in the development, production, delivery, support, performance and realization of the anticipated benefits of advanced technologies and new products and services; (3) the scope, nature, impact or timing of acquisition and divestiture or restructuring activity, including the pending acquisition of Rockwell Collins, including among other things integration of acquired
businesses into United Technologies» existing
businesses and realization of synergies and opportunities for growth and innovation; (4) future timing and levels of indebtedness, including indebtedness expected to be incurred by United Technologies in connection with the pending Rockwell Collins acquisition, and capital spending and research and development spending, including in connection with the pending Rockwell Collins acquisition; (5) future availability of credit and factors that may affect such availability, including credit market conditions and our capital structure; (6) the timing and scope of future repurchases of United Technologies» common stock, which may be suspended at any time due to various factors, including market conditions and the level of other investing activities and uses of cash, including in connection with the proposed acquisition of Rockwell; (7) delays and disruption in delivery of materials and services from suppliers; (8) company and customer - directed cost reduction efforts and restructuring costs and savings and other consequences thereof; (9) new
business and investment opportunities; (10) our ability to realize the intended benefits of organizational changes; (11) the anticipated benefits of diversification and balance of operations across product lines, regions and industries; (12) the outcome of legal proceedings, investigations and other contingencies; (13) pension plan assumptions and future contributions; (14) the impact of the negotiation of collective bargaining agreements and labor disputes; (15) the effect of changes in political conditions in the U.S. and other countries in which United Technologies and Rockwell Collins operate, including the effect of changes in U.S. trade policies or the U.K.'s pending withdrawal from the EU, on general market conditions, global trade policies and currency exchange rates in the near term and beyond; (16) the effect of changes in tax (including U.S. tax reform enacted on December 22, 2017, which is commonly referred to as the Tax Cuts and Jobs
Act of 2017), environmental, regulatory (including among other things import / export) and other laws and regulations in the U.S. and other countries in which United Technologies and Rockwell Collins operate; (17) the ability of United Technologies and Rockwell Collins to receive the required regulatory approvals (and the risk that such approvals may result in the imposition of conditions that could adversely affect the combined company or the expected benefits of the merger) and to satisfy the other conditions to the closing of the pending acquisition on a timely basis or at all; (18) the occurrence of events that may give rise to a right of one or both of United Technologies or Rockwell Collins to terminate the merger agreement, including in circumstances that might require Rockwell Collins to pay a termination fee of $ 695 million to United Technologies or $ 50 million of expense reimbursement; (19) negative effects of the announcement or the completion of the merger on the market price of United Technologies» and / or Rockwell Collins» common stock and / or on their respective
financial performance; (20) risks related to Rockwell Collins and United Technologies being restricted in their operation of their
businesses while the merger agreement is in effect; (21) risks relating to the value of the United Technologies» shares to be issued in connection with the pending Rockwell acquisition, significant merger costs and / or unknown liabilities; (22) risks associated with third party contracts containing consent and / or other provisions that may be triggered by the Rockwell merger agreement; (23) risks associated with merger - related litigation or appraisal proceedings; and (24) the ability of United Technologies and Rockwell Collins, or the combined company, to retain and hire key personnel.
Replacing him was Howard Gamble, a Toronto - born chartered accountant who had joined the staff of The
Financial Post in 1945 and was
acting as its Montreal editor before arriving at Canadian
Business.
The so - called
financial passport has allowed London's
financial centre to
act as a hub for global firms looking to do
business in the EU.
The advent of the Affordable Care
Act has spawned a surge in
business for lawyers, CPAs and industry consultants on ways for
businesses to navigate the new law and minimize their
financial exposure.
Although the Company was organized and intends to conduct its
business in a manner so that it is not required to register as an investment company under the Investment Company
Act of 1940, as amended, the consolidated
financial statements are prepared using the specialized accounting principles of the Financial Accounting Standards Board Accounting Standards Codification («ASC») Topic 946, Financial Services — Investment C
financial statements are prepared using the specialized accounting principles of the
Financial Accounting Standards Board Accounting Standards Codification («ASC») Topic 946, Financial Services — Investment C
Financial Accounting Standards Board Accounting Standards Codification («ASC») Topic 946,
Financial Services — Investment C
Financial Services — Investment Companies.
But in the years since, the SEC has also been overwhelmed by the task of implementing dozens of rules called for under the 2010 Dodd - Frank
financial reform law and the 2012 JOBS
Act, which aims to make it easier for small
businesses to raise money.
Dell will offer technical and
financial support to the company, which will
act a vehicle to sell Dell's cloud services to small and medium - sized
businesses.
They're attaching themselves to Australian
financial services licensees, so a small tiny
business can be very sustainable
acting under the umbrella of a large
business,» said Mr Kelly.
Such risks and uncertainties include, but are not limited to: our ability to achieve our
financial, strategic and operational plans or initiatives; our ability to predict and manage medical costs and price effectively and develop and maintain good relationships with physicians, hospitals and other health care providers; the impact of modifications to our operations and processes; our ability to identify potential strategic acquisitions or transactions and realize the expected benefits of such transactions, including with respect to the Merger; the substantial level of government regulation over our
business and the potential effects of new laws or regulations or changes in existing laws or regulations; the outcome of litigation, regulatory audits, investigations, actions and / or guaranty fund assessments; uncertainties surrounding participation in government - sponsored programs such as Medicare; the effectiveness and security of our information technology and other
business systems; unfavorable industry, economic or political conditions, including foreign currency movements;
acts of war, terrorism, natural disasters or pandemics; our ability to obtain shareholder or regulatory approvals required for the Merger or the requirement to accept conditions that could reduce the anticipated benefits of the Merger as a condition to obtaining regulatory approvals; a longer time than anticipated to consummate the proposed Merger; problems regarding the successful integration of the
businesses of Express Scripts and Cigna; unexpected costs regarding the proposed Merger; diversion of management's attention from ongoing
business operations and opportunities during the pendency of the Merger; potential litigation associated with the proposed Merger; the ability to retain key personnel; the availability of financing, including relating to the proposed Merger; effects on the
businesses as a result of uncertainty surrounding the proposed Merger; as well as more specific risks and uncertainties discussed in our most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.cigna.com as well as on Express Scripts» most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.express-scripts.com.
«Under the bill that aims to revise the Electronic
Financial Transactions
Act, traders, brokers, or other
business entities involved in cryptocurrency transactions would be required to get regulatory approval from the
Financial Services Commission.
Woodside Capital Partners International LLC
acted as the exclusive
financial advisor to ObjectVideo, Inc., a technology and solutions company, on the sale of substantially all of ObjectVideo's
business, including its products, technology portfolio and engineering team, to Alarm.com, the leading platform for the connected home and
business.
In re HP Securities Litigation consists of two consolidated putative class actions filed on November 26 and 30, 2012 in the United States District Court for the Northern District of California alleging, among other things, that from August 19, 2011 to November 20, 2012, the defendants violated Sections 10 (b) and 20 (a) of the Exchange
Act by concealing material information and making false statements related to Parent's acquisition of Autonomy and the
financial performance of Parent's enterprise services
business.
In a letter obtained by the
Financial Post Tuesday, a coalition of seven
business associations urged Transportation Minister Marc Garneau to instead focus on Bill C - 49, the sweeping Transportation Modernization
Act currently making its way through the Senate.
The right values and culture were not sufficiently embedded in JPMorgan's G10 spot FX trading
business, which resulted in it
acting in JPMorgan's own interests as described in this Notice, without proper regard for the interests of its clients, other market participants or the wider UK
financial system.
It is important to note that the industry is made up
businesses and individuals
acting as principals in the buying or selling of
financial contracts.
We all must have known that a venture capital firm is easily identified as
businesses and individuals
acting as principals in the buying or selling of
financial contracts.
On 18 March 2013, the
Financial Crimes Enforcement Network (or FinCEN), a bureau of the United States Department of the Treasury, issued a report regarding centralized and decentralized «virtual currencies» and their legal status within «money services
business» (MSB) and Bank Secrecy
Act regulations.
The Federal Reserve
Act set staggered terms for the Federal Reserve Board members (selected by local
business and
financial leaders, not Washington politicians) so that the President could not «pack the bench» as Jackson had done in 1833 by removing Secretary Duane in favor of Taney.
The Bank Secrecy
Act and its implementing regulations require Money Service
Businesses to register with the
Financial Crimes Enforcement Network (FinCEN).
Examples of these risks, uncertainties and other factors include, but are not limited to the impact of: adverse general economic and related factors, such as fluctuating or increasing levels of unemployment, underemployment and the volatility of fuel prices, declines in the securities and real estate markets, and perceptions of these conditions that decrease the level of disposable income of consumers or consumer confidence; adverse events impacting the security of travel, such as terrorist
acts, armed conflict and threats thereof,
acts of piracy, and other international events; the risks and increased costs associated with operating internationally; our expansion into and investments in new markets; breaches in data security or other disturbances to our information technology and other networks; the spread of epidemics and viral outbreaks; adverse incidents involving cruise ships; changes in fuel prices and / or other cruise operating costs; any impairment of our tradenames or goodwill; our hedging strategies; our inability to obtain adequate insurance coverage; our substantial indebtedness, including the ability to raise additional capital to fund our operations, and to generate the necessary amount of cash to service our existing debt; restrictions in the agreements governing our indebtedness that limit our flexibility in operating our
business; the significant portion of our assets pledged as collateral under our existing debt agreements and the ability of our creditors to accelerate the repayment of our indebtedness; volatility and disruptions in the global credit and
financial markets, which may adversely affect our ability to borrow and could increase our counterparty credit risks, including those under our credit facilities, derivatives, contingent obligations, insurance contracts and new ship progress payment guarantees; fluctuations in foreign currency exchange rates; overcapacity in key markets or globally; our inability to recruit or retain qualified personnel or the loss of key personnel; future changes relating to how external distribution channels sell and market our cruises; our reliance on third parties to provide hotel management services to certain ships and certain other services; delays in our shipbuilding program and ship repairs, maintenance and refurbishments; future increases in the price of, or major changes or reduction in, commercial airline services; seasonal variations in passenger fare rates and occupancy levels at different times of the year; our ability to keep pace with developments in technology; amendments to our collective bargaining agreements for crew members and other employee relation issues; the continued availability of attractive port destinations; pending or threatened litigation, investigations and enforcement actions; changes involving the tax and environmental regulatory regimes in which we operate; and other factors set forth under «Risk Factors» in our most recently filed Annual Report on Form 10 - K and subsequent filings by the Company with the Securities and Exchange Commission.
Carl Marks Securities LLC
acted as the exclusive
financial advisor on the transaction, and the firm and its principals are also investors in the
business.
Treasury's new chief executive Mike Clarke is trying to overhaul the company to
act more like the custodian of fine wine brands and less like a grocery
business stuffing its product onto shelves in a rush towards the end of each
financial year to make sure it meets its profit targets.
Maria Vullo,
acting superintendent of the New York Department of
Financial Services, said during a Senate confirmation hearing that she would take a more
business - friendly approach than her predecessor, Ben Lawsky, who was known for his pursuit of big banks.
23 (1) of
Act 930 states «Except as otherwise provided for in this
Act, a person, other than a company holding a banking licence, shall not hold itself out as a bank or use the word «bank» or any of its derivatives in any language, or any word that sounds like «bank» in the description or title under which that person is carrying on
financial services
business in Ghana, or make a representation to this effect in any billhead, letter, paper, notice, advertisement or in any other manner.
In other measures aimed at simplifying
business procedures, Mr Redwood has called for the scrapping of the 1974 Health and Safety at Work
Act, a reduction in regulation requirements in the
financial services industry and a simplified system for submitting tax records.
Cuomo said Faso and his firm
acted as unlicensed
financial brokers trying to help companies win
business with the state and city pension funds.
She reiterated the need to
act urgently, as the development of the Nigerian insurance industry will come with other attendant benefits that are critical to achieve the type of growth and change for the economy and for the large number of Nigerians who have been deprived of the
financial stability, protection and
business growth that developed insurance markets have provided for their citizens for centuries.
In the long run,
financial literacy is good for
business, and in the short run, the good work helps fulfill companies» obligations under the federal Community Reinvestment
Act of 1977.
As a result of the provision of our Services to you, and whether due to any intentional or negligent
act or omission, we may disclose to you or you may otherwise learn of or discover, our documents,
business practices, object code, source code, management styles, day - to - day
business operations, capabilities, systems, current and future strategies, marketing information,
financial information, software, technologies, processes, procedures, methods and applications, or other aspects of our
business («Information»).
Editors and lawyers in the publishing
business need to clean up their
act so that authors are not presented with unconscionable, non-negotiable warranty and indemnity clauses that can subject them to unlimited
financial liability.
And holders of Capital One
Financial's
Business Platinum Card, meanwhile, can see their low introductory interest rates spike if they are just three days late with payment twice in a 12 - month period, far less than the 60 - day notice period required under the Card
Act.
With that in mind you should always be aware of any breaking news stories and keep abreast of all of the current
business and
financial news stories, and also be prepared to
act instantly once you spot a profitable trade!
Consult with your independent legal,
business and
financial advisor before
acting on any information provided on this website.
The
act, which is strongly supported by small
businesses and Community Development
Financial Institutions (CDFIs), would create grants that protect the CDFI -LSB-...]
The Fair Credit and Charge Card Disclosure
Act (FCCCDA), enacted in 1988, requires
financial institutions and
businesses to disclose vital information when issuing new credit cards.
The CARD
Act requires
financial institutions and
businesses to disclose vital information when issuing new credit cards.
This means that its first
financial regulatory authority is its license under the International
Business Companies
Act of Saint Vincent and Grenadines.
Bad Credit Home and
business Loans always
act as a
financial lifeline when you need immediate cash most for solving a major problem that is unavoidable.
With the passage of the Tax Cuts and Jobs
Act, many
financial professionals and consumers are concerned about the effects of this legislation on both personal and
business finances.
If your
business doesn't crack the high standards of a bank or the SBA, but your
financial needs easily fall into your approved credit limits, then a
business credit card can
act as a means to get fast funds.
If the Administrator finds that the
financial responsibility, experience, character and general fitness of the applicant are such as to warrant belief that the
business will be operated pursuant to the Credit Services Organization
Act and rules promulgated pursuant thereto, the Administrator shall grant the application and issue to the applicant a license which will evidence his authority to do
business under the provisions of the Credit Services Organization
Act.
If you can stay focused and treat your finances like a
business, you are essentially
acting as your own Chief
Financial Officer.
The examination requires you to be knowledgeable in many areas, including employment regulations, the AVMA Model Veterinary Practice
Act, Drug Enforcement Agency regulations, Occupational Safety and Health Administration standards, inventory control, drug calculations for usage,
financial reporting, and various other aspects of veterinary medicine and
business.
Cherry Godfrey Finance (Isle of Man) Limited is registered with the
Financial Services Authority under the Designated
Business Act 2015 and licenced by the Office of Fair Trading under the Moneylenders
Act 1991.