Sentences with phrase «financial holdings filed»

Not exact matches

• AXA Equitable Holdings, the New York City - based financial services arm of AXA SA, filed for an IPO of up to $ 100 million.

The cybersecurity firm FireEye told The Financial Times that rather than encrypting files, Petya holds the entire system hostage until a ransom has been paid.

Documents filed in a Richmond, Va. bankruptcy court on Monday revealed the retailer will be cancelling an auction for its 82 Canadian stores and seeking approval on Tuesday to sell them to Toronto - based Fairfax Financial Holdings Ltd., which is involved in property and casualty insurance and reinsurance and investment management.

Along with the regular tax filing requirements that everyone else must face, individuals who hold financial accounts in foreign countries must submit additional reports to federal agencies.

The SEC, the top securities regulator in the United States, has little authority over privately held companies, which unlike publicly traded companies do not have to register or file financial information with the agency regularly.

These risks and uncertainties include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products, including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP purchases driven by federal and state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products, including Biktarvy; Gilead's ability to successfully commercialize its products, including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates, including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S. Securities and Exchange Commission (the SEC).

At a meeting of the Financial Literacy and Education Commission, held at the Treasury building in Washington, Perez noted that while «lawsuits have been filed» against the conflict of interest rule, «we will continue to fight those vigorously,» adding that he believes DOL is «on the right side of the law and history.»

Braun Stacey Associates Inc.'s holdings in PNC Financial Services were worth $ 16,587,000 as of its most recent SEC filing.

NEW ORLEANS, April 20, 2018 (GLOBE NEWSWIRE)-- Kahn Swick & Foti, LLC («KSF») and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors that they have until May 4, 2018 to file lead plaintiff applications in a securities class action lawsuit against Atlas Financial Holdings, Inc. (NasdaqGM: AFH), if they purchased the Company's securities between March 13, 2017, and March 2, 2018, inclusive (the «Class Period»).

These factors include, but are not limited to: general economic and business conditions; our business strategy for expanding our presence in our industry; anticipated trends in our financial condition and results of operation; the impact of competition and technology change; existing and future regulations affecting our business; and other risks and uncertainties discussed in the reports Celsius Holdings has filed previously with the Securities and Exchange Commission.

Mr. Dasuki, who was arraigned before Justice Sani Yusuf, alongside a former director of finance at the office of the NSA, Shuaibu Salisu, and a former Group General Manager of the Nigeria National Petroleum Corporation, NNPC, Aminu Kura, and two firms, Acacia Holdings Limited and Reliance Reference Hospital, had on Monday filed for bail after pleading not guilty to the 19 - count charge preferred against them by the Economic and Financial Crimes Commission, EFCC.

The administration later added that, in order to come under the ban, individuals also had to hold positions that required them to file financial disclosure reports.

Much of what those returns revealed basically fleshed out stuff we knew thanks to his financial disclosure report: That CNN gig was pretty darned lucrative (it's paid him $ 1 million since it was canceled); Spitzer and his wife Silda, who filed jointly, still made most of their money from his family's real estate holdings ($ 2.5 million last year); and the family is paying him a $ 180,00 salary to run its business.

Charter schools are held accountable via annual reports, financial audits, and site visits, and are required to file for renewal every five years.

The incumbent Board has presided over a company that has failed to file its financial statements for any period since the quarter ended March 31, 2008, failed to hold an annual meeting since 2007, and failed to file an Annual Report for the year ended 2008.

Value Investors for Change detail a litany of problems with this stock in the preliminary proxy filing, which range from a simple failure to file financial statements or hold an annual meeting to the mishandling of an acquisition and an options dating scandal.

Filed Under: VII Column Tagged With: buy - and - hold, cause of the economic crisis, economic crisis, financial crisis

Recently Index Holdings, the parent company to Atlus has been in some serious financial difficulties and has effectively filed for bankruptcy.

He just filed a piece on a German economist's conclusion that the lost assets when forests are destroyed — water cleansing, carbon holding, etc. — dwarf the global financial losses of late.

In a highly anticipated decision, the Supreme Court recently held that bankruptcy courts can not approve a «structured dismissal» — a dismissal of a bankruptcy filing that does something other than restoring the pre-petition financial...

< https://www.wsj.com/articles/equifax-hack-disclosed-drivers-license-data-for-more-than-10-million-americans-1507664315 > Yahoo may collect personal information to provide free email accounts, but Equifax has a detailed file on everyone who uses financial services, most of it sensitive information from a variety of sources, often held without your knowledge.

Filing a civil case against the trucking company and trucker is not a just about receiving financial compensation, but about justice and holding individuals accountable for their negligent actions.

Filing a dangerous drug lawsuit can allow you to hold an SSRI manufacturer liable while providing your family with the financial resources you may need to help your child heal from or live with his / her condition, while covering necessary costs and additional damages.

Filing a personal injury or wrongful death claim in a court of law can enable accident victims to hold distracted drivers accountable for the damage they cause, and in many cases can also help them obtain financial compensation for their injuries, medical bills, lost income and other harms they have suffered as a result of the accident.

By filing a premisses liability lawsuit, you can gain financial security as well as a sense of closure in knowing that the party or parties responsible for your injuries will be held accountable by a court of law.

The Chasm Group, LLC and Chasm Institute, LLC (San Bruno, CA) 1997 — 2008 Business Operations Manager • Managed all daily operational tasks for leading multi-million dollar high - tech market strategy consultancy, while providing executive administration to C - level executives and venture capital partners • Developed and managed the firm's annual budget, proposing and implementing expense cuts, producing monthly reports and financial statements, and coordinating with CPA firm for accurate and timely filings • Oversaw all client relationship management efforts while cultivating new business efforts from concept to implementation, providing high - quality service in sales efforts while utilizing new lead tracking system • Negotiated and managed all contracts, stock grants, and financing arrangements, working closely with outside counsel to draft legal documents and resolve LLC - and proprietary - related issues • Led three office space build - outs and two office relocations, managing all aspects of each process under aggressive timeline and budget expectations • Reduced firm telecom expenses by 22 % by streamlining IT objectives, including migration to VOIP phone system, software / hardware purchases, domain renewals, and outsourced technical support • Directed all phases of staff recruitment while creating and implementing all HR policies and programs, including comprehensive employee benefits plans • Supervised multiple administrative staff members, conducted performance appraisals and wage / salary surveys in comparison to incentive program guidelines, and maintained HR files in accordance with legal mandates • Produced all out - going client invoices in an accurate and timely fashion to increase, cash flow and reduce aging receivables, providing consistent attention to overhead costs and vendor arrangements • Administered all company insurance policies, including E&O, general liability, bonds, partner life and disability, conducting annual benefits reviews and employee / company insurance audits • Obtained necessary certificates for consulting contracts while processing federal, state, and local business reporting requirements to maintain licenses and incorporation status • Directed all marketing efforts and oversaw logistical aspects of national educational workshop series, utilizing sponsorship arrangements to offset production costs • Transformed «brochure» website into a dynamic tool to better illustrate company opportunities through relevant case studies, as well as maintaining all other promotional media, including press kits and video Association of California School Administrators (Burlingame, CA) 1993 — 1997 Issues and Planning Committee Coordinator • Executed all phases of event planning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report generation

Gemaire Distributors, Inc. -LRB-[Insert City, State]-RRB- 12/1992 — 6/1996 Assistant Credit Manager • Held responsibility for credit decisions and the related control, maintenance, and management of approximately 1200 accounts, communicating effectively with customers through professional correspondence or telephone conversation • Batched and balanced checks for both bank deposit and financial log entry, while applying payments to accounts, reconciling bank statements, and auditing all financial files regularly to ensure data integrity • Collected on past - due invoices while working efficiently to resolve disputes • Collaborated as needed with firm attorney after the exhaustion of all practical collections methods • Worked with other members of the finance department to facilitate timely information flow and overall financial accuracy

E * Trade Financial, Arlington, VA Accounts Payable Consultant 2006 to - 2007 Consultant for E * Trade Financial Accounts Payable department Trained new accounting staff in Virginia on core procedures and department functions Helped resolved invoices on payments Cleaned up issues in Oracle (Aging / Hold / SQL / Workflow bins) and vendor data for the 1099 filing Processed invoices at the end of the month

E * Trade Financial, Arlington, VA September 2006 — April 2007 Accounts Payable Consultant Consultant for E * Trade Financial Accounts Payable department Trained new accounting staff in Virginia on core procedures and department functions Helped resolved invoices on payments Cleaned up issues in Oracle (Aging / Hold / SQL / Workflow bins) and vendor data for the 1099 filing Processed invoices at the end of the month

The conference is held in front of a judge, and the parties are required to have filed certain pleadings including a Financial Affidavit, completion of financial disclosure and if minor children, completion of a parenting class and a child support guidelines wFinancial Affidavit, completion of financial disclosure and if minor children, completion of a parenting class and a child support guidelines wfinancial disclosure and if minor children, completion of a parenting class and a child support guidelines worksheet.

That's why a temporary order severing all financial ties to current jointly held lines of unsecured credit is essential when filing for divorce.

The Department of Justice (DOJ) has filed an amicus brief defending the holding that the unaccountable single - director structure of the Consumer Financial Protection Bureau (CFPB) is unconstitutional in the case of PHH Corp. v. CFPB.

The revision might also bring tax benefits to several members of Congress, according to financial disclosures they've filed that reflect ownership of pass - through firms with real estate holdings.

As an alternative to filing an Accountant's Report, a brokerage that did not hold or receive any public trust money during the fiscal year to which the financial statements relate may file with the Council a solemn declaration.

(7) As an alternative to filing an accountant's report under subsection (1)(b), a brokerage that did not hold or receive any public trust money during the fiscal year to which the financial statements relate may file with the council a solemn declaration, completed in accordance with section 4 - 9.1 of the bylaws, respecting

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained