Our financial regulations team can help you when applying for financial authorisation and approval, as well as dealing with supervision conduct enquiries and visits.
The firm also won «
Financial Regulation Team of the Year,» «Restructuring Team of the Year» and «Restructuring Deal of the Year» (Lehman).
Our Financial Regulation team provides regulatory advice for a wide range of financial institutions, including government bodies, banks, securities firms, investment managers, alternative asset managers, custodians, building societies, life and non-life insurance companies, reinsurers, electronic trading platforms, stockbrokers, corporate financiers, retail intermediaries, pension houses, payment services firms and peer - to - peer lending firms.
As a firm we are keen on developing new technologies and encouraging growth industries and this is reflected in the manner in which
the Financial Regulation team works with its clients.
Our Financial Regulation team has an integrated Regulatory Risk and Compliance Practice Group with Compliance Professionals that specialise in governance, risk and compliance which is focused in supporting firms with the FCA systems and control challenges.
Our Financial Regulation team's key point of difference is the integration of experienced financial regulation lawyers with senior Compliance Professionals specialising in operational governance, risk and regulatory compliance; who remain focused upon supporting firms with the FCA conduct challenge.
Our daily interaction with
the Financial Regulation team means that we were able to provide seamless advice to our client.
Not exact matches
Most compliance
teams have one focus: ensuring employees adhere to all
regulations so the company can avoid any legal or
financial repercussions.
In a sign of Mr. Trump's rightward tilt [on
financial regulation], former SEC Commissioner Paul Atkins is heading up the president - elect's transition
team's work concerning the SEC, the Commodity Futures Trading Commission and other
financial regulators that historically operate independently of the White House...
Important factors that may affect the Company's business and operations and that may cause actual results to differ materially from those in the forward - looking statements include, but are not limited to, operating in a highly competitive industry; changes in the retail landscape or the loss of key retail customers; the Company's ability to maintain, extend and expand its reputation and brand image; the impacts of the Company's international operations; the Company's ability to leverage its brand value; the Company's ability to predict, identify and interpret changes in consumer preferences and demand; the Company's ability to drive revenue growth in its key product categories, increase its market share, or add products; an impairment of the carrying value of goodwill or other indefinite - lived intangible assets; volatility in commodity, energy and other input costs; changes in the Company's management
team or other key personnel; the Company's ability to realize the anticipated benefits from its cost savings initiatives; changes in relationships with significant customers and suppliers; the execution of the Company's international expansion strategy; tax law changes or interpretations; legal claims or other regulatory enforcement actions; product recalls or product liability claims; unanticipated business disruptions; the Company's ability to complete or realize the benefits from potential and completed acquisitions, alliances, divestitures or joint ventures; economic and political conditions in the United States and in various other nations in which we operate; the volatility of capital markets; increased pension, labor and people - related expenses; volatility in the market value of all or a portion of the derivatives we use; exchange rate fluctuations; risks associated with information technology and systems, including service interruptions, misappropriation of data or breaches of security; the Company's ability to protect intellectual property rights; impacts of natural events in the locations in which we or the Company's customers, suppliers or regulators operate; the Company's indebtedness and ability to pay such indebtedness; the Company's ownership structure; the impact of future sales of its common stock in the public markets; the Company's ability to continue to pay a regular dividend; changes in laws and
regulations; restatements of the Company's consolidated
financial statements; and other factors.
NAHB looks forward to working with Secretary Mnuchin and his
team to promote tax policies,
financial regulations and a housing finance system that will strengthen the American economy and keep the residential construction industry moving in the right direction.»
But she's had a rare, deep connection to the family hosting this meal where a rapacious developer and his legal and
financial team toast their latest success, getting a deal past environmental
regulation and the government meant to impose it.
More companies are looking for bigger
teams to comply with evolving
financial regulations since the recession.
Having an experienced risk management
team, one familiar with the local language,
regulations and business cultures — and the specific obstacles to project development that can arise — is the best way for investors to ensure their
financial aims are realised, and further the spread of renewable energy across Southeast Asia.
Our integrated
financial services M&A
team includes leading experts in corporate and securities law,
financial services
regulation, tax, employee benefits, intellectual property, restructuring, antitrust and other relevant disciplines.
As one of the leading
financial services regulation teams in the UK, we deal with criminal, civil and regulatory investigations brought by the Financial Conduct Authori
financial services
regulation teams in the UK, we deal with criminal, civil and regulatory investigations brought by the
Financial Conduct Authori
Financial Conduct Authority (FCA).
Tom works in close collaboration with lawyers from the firm's other market - leading practice areas, including Corporate, Banking and
Financial Regulation in cross-office, multidisciplinary
teams.
Celyn's experience in
financial regulation, as well as with the FCA, will make him an invaluable addition to the
team as we seek to build on our recent successes in the
financial disputes arena and capitalise on the anticipated rise in regulatory disputes.»
Prior to joining the Mason and Cook
team, Fiona supported the
Financial Services, Risk and
Regulation practice at PwC where she designed and introduced common ways of working within a complex matrix environment.
The list of new
financial regulations is long, with BAML's legal team pointing specifically to 11 pieces around financial products and other areas it has worked on with the business to understand their impact, notably the Market Abuse Regulation, the Markets in Financial Instruments Directive II an
financial regulations is long, with BAML's legal
team pointing specifically to 11 pieces around
financial products and other areas it has worked on with the business to understand their impact, notably the Market Abuse Regulation, the Markets in Financial Instruments Directive II an
financial products and other areas it has worked on with the business to understand their impact, notably the Market Abuse
Regulation, the Markets in
Financial Instruments Directive II an
Financial Instruments Directive II and Brexit.
Our
regulation and investigation
team focuses on four key pillars of antitrust and competition,
financial services
regulation, investigations and tax.
She will be joining the firm's Senior Management and Certification Regime (SMCR)
team, which focuses on providing advice to members of the
financial services sector regarding the upcoming changes to
regulations.
Criminal Finances Act 2017 - failure to prevent the facilitation of tax evasion FW partner James Carlton quoted in Reuter's article on halted fraud trial
Financial Sanctions: How a political crisis could inadvertently affect your business FW business crime and regulation partner quoted on Reuters on JPMorgan \ «Whale \» case FW financial services team look at the issue of black holes and the importance of disclosure and tra
Financial Sanctions: How a political crisis could inadvertently affect your business FW business crime and
regulation partner quoted on Reuters on JPMorgan \ «Whale \» case FW
financial services team look at the issue of black holes and the importance of disclosure and tra
financial services
team look at the issue of black holes and the importance of disclosure and transparency
Our
team of partnership experts specialise in employment law,
financial services
regulation, tax, real estate, corporate and governance.
The Davis Polk
Financial Regulation Reform
Team recently blogged about the breach of the SEC's EDGAR database and how that breach impacts the Consolidated Audit Trail («CAT»)
A number of other law firms have bulked up their
financial services and regulatory
teams in anticipation of a new mood in City
regulation.
Ensured all
team members are operating in accordance with policies and procedures of the company as well as any other applicable
financial regulations.
Tags for this Online Resume: Data Modelling, International Experience,
Financial Markets, Government
Regulations,
Team Leader, Jira, Project Management, Product Managment, Management, Applications
Medical Billing Specialist — Duties & Responsibilities Manage medical billing, coding, and customer service operation for industry leading corporations Develop extensive experience with all major medical insurance providers Provide exceptional customer service resulting in 100 % client satisfaction rating Maximize reimbursements and minimize costs through effective management Serve as member of Rate Book Committee overseeing 80,000 outpatient third party accounts Recruit, hire, and train staff ensuring understanding of company brand, policies, and procedures Responsible for $ 100 million per year in company income and company record of $ 46 million in one month Oversee
financial management providing best practices and strategic planning Build and strengthen relationships with third party payors including Medicare, Medicaid, and others Author and present reports to senior leadership regarding company
financial health Set and strictly adhere to departmental budgets and project timelines Ensure compliance with applicable laws and industry
regulations Establish and maintain detailed records regarding claims, billing, and client information Create and implement clinical and nonclinical
team training activities Consistently promoted for excellence in management, customer service, and revenue generation Study internal literature to become an expert on products and services Represent company brand with poise, integrity, and positivity
Professional Duties & Responsibilities Managed all daily operations of military dining facility serving over 180,000 meals annually Responsible for equipment and facility valued at more than $ 2 million Oversaw food inventory and orders of approximately $ 720,000 annually Designed and implemented daily menu, 1,500 line items, and 48 ethnic dishes Trained, directed, and reviewed kitchen and service staff Maintained 98 % customer satisfaction rate for both food service and meal quality Collected customer feedback and designed strategies to improve client experience Ensured 100 % compliance with all applicable FDA food safety
regulations Performed approximately 200 facility inspections and staff evaluations Programmed and repaired cash registers to guarantee accurate
financial operations Authored and presented meal, service, personnel, and
financial reports for senior leadership Devoted free time to honing skills and assuming additional duties Assisted base with security operations, logistics, inventory, and other tasks as needed Completed all assignments in a professional and positive manner Created an atmosphere of respect and devotion to
team goals Received exemplary reviews resulting in consistent promotions ahead of schedule
Professional Experience American Red Cross (Douglasville, GA) 11/2007 — Present Communications Manager • Lead the strategic direction and implementation of all public relations and communication functions to achieve American Red Cross Blood Services collection goals and organizational objectives • Collaborate with Chapter counterparts to promote a singular American Red Cross image and messaging throughout the state • Develop viable communications plan to assure effective community awareness of critical need for donations • Produce market communications and develop media outreach initiatives, including press releases, media inquiries, and special project updates, to ensure image and brand consistency • Author and edit scripts, presentations, and speeches for use by senior - level organization executives • Establish partnership within the community to enhance awareness of the blood donation program while leveraging key relationships with local - and state - level media professionals • Develop and implement an annual public relations and communications budget to ensure self - sufficiency and utilize
financial resources in an efficient manner • Execute and supervise all staff - related functions including hiring, training, evaluation, and career development to create a well - qualified
team and enhance operational success • Plan and implement employee award and recognition programs to honor milestone achievements, customer service excellence, and the accomplishment of national initiatives • Perform all duties and responsibilities in compliance with standard operating procedures, Safety Quality Identity Potency Purity (SQUIPP), the Code of Federal
Regulations (CFR), Occupational Safety and Health Administration (OSHA), the Food and Drug Administration (FDA), and all other applicable federal, state, and local entities