Sentences with phrase «firm as underwriter»

Represented New York Stock Exchange Member Firm as underwriter of initial public offering for healthcare industry company.

Not exact matches

Meanwhile, Bear Sterns, the second - biggest underwriter of mortgage bonds, lost more than $ 1.3 billion in market value yesterday as investors worried about the firm's liquidity.
Our clearing firm, Apex Clearing, has also purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection.
The ability of securities firms to price securities effectively and to underwrite issues of government and corporate debt depends on their ability to finance holdings of these securities in their capacities as underwriters and market makers.
Joe Stenken, a tax expert with the National Underwriter Company and one of the authors of the firm's annual «Tax Facts» handbook, says this approach allows you to deduct the entire amount as a loss because there is no 2 % limit.
Our clearing firm Pershing LLC has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection.
Public Finance We consistently rank as one of the leading US bond and underwriters» counsel firms for tax - exempt finance, according to Thomson Reuters.
As an active litigator, Ben focuses on complex litigation, including the defense of financial services firms (broker - dealers, registered investment advisors, banks, hedge funds, underwriters, insurers) and their employees in court, in arbitration, and in regulatory proceedings.
The insurer contracts with the law firm to act as an underwriter.
The Magic Circle firm advised Citi, Rand Merchant Bank, Standard Bank and Standard Chartered as lead arrangers and acted as underwriters of a USD 800 million syndicated loan for the Kenyan government.
Tahota Law Firm, as domestic legal counsel for the underwriters, was involved in the offering of the first group offshore US dollar bonds by Chengdu Communications Investment Group Co (CCIC).
We are consistently ranked as one of the leading US bond and underwriters» counsel firms for tax - exempt finance by Thomson Reuters.
Bola has extensive experience representing leading financial services firms and other institutions, acting as counsel to issuers, underwriters, and other capital markets participants in a wide range of transactions.
The Forum is a community of over 600 general counsel and senior managing counsel representing more than 425 companies and organizations, as well as a number of underwriters (law firms and legal product and service providers).
In the many public offerings in which we have served as counsel, we have represented issuers, New York Stock Exchange member firm underwriters, selling shareholders, and selling group members.
That's why throughout the firm's 30 - plus years of history — from its inception in 1984, to its current presence as an underwriter in nearly 30 states nationwide — Title Resources still looks to personalized service and education as the cornerstone of its success.
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