Sentences with phrase «investment officer cover»

The sample below is for Trust and Investment Officer Cover Letter.

This cover letter was written by ResumeMyCareer's staff of professional resume writers, and demonstrates how a cover letter for a Trust and Investment Officer Cover Letter Sample should properly be created.

Not exact matches

Claud P. Davis, CFA, CPA, is an investment officer and an equity research analyst covering the utility industry at MFS Investment Management investment officer and an equity research analyst covering the utility industry at MFS Investment Management Investment Management ® (MFS ®).

RIAs are eligible to participate in the Program if they represent to Fidelity Investments that they meet the following criteria: (1) RIA is an investment adviser registered and in good standing with the U.S. Securities and Exchange Commission and / or any applicable state securities regulatory authorities or is exempt from such registration; (2) RIA's representatives who provide services to referred clients are appropriately registered / licensed as «Investment Advisers Representatives» in required jurisdictions; (3) RIA charges fee - based, asset - based, or flat - rate investment advisory service fees (which may include hourly fees); (4) RIA will maintain a minimum of $ 350,000,000 in total regulatory assets under management, as reported in response to Item 5 in Part 1A of the RIA's Form ADV, throughout the duration of RIA's participation in the Program; (5) RIA and all associated persons of the RIA who manage client assets or who supervise such associated persons shall at all times be covered through both Errors and Omissions Liability Insurance and Fidelity Bond Coverage; and (6) RIA maintains a minimum of two principals or officers as well as a minimum of five investment adviser registered and in good standing with the U.S. Securities and Exchange Commission and / or any applicable state securities regulatory authorities or is exempt from such registration; (2) RIA's representatives who provide services to referred clients are appropriately registered / licensed as «Investment Advisers Representatives» in required jurisdictions; (3) RIA charges fee - based, asset - based, or flat - rate investment advisory service fees (which may include hourly fees); (4) RIA will maintain a minimum of $ 350,000,000 in total regulatory assets under management, as reported in response to Item 5 in Part 1A of the RIA's Form ADV, throughout the duration of RIA's participation in the Program; (5) RIA and all associated persons of the RIA who manage client assets or who supervise such associated persons shall at all times be covered through both Errors and Omissions Liability Insurance and Fidelity Bond Coverage; and (6) RIA maintains a minimum of two principals or officers as well as a minimum of five Investment Advisers Representatives» in required jurisdictions; (3) RIA charges fee - based, asset - based, or flat - rate investment advisory service fees (which may include hourly fees); (4) RIA will maintain a minimum of $ 350,000,000 in total regulatory assets under management, as reported in response to Item 5 in Part 1A of the RIA's Form ADV, throughout the duration of RIA's participation in the Program; (5) RIA and all associated persons of the RIA who manage client assets or who supervise such associated persons shall at all times be covered through both Errors and Omissions Liability Insurance and Fidelity Bond Coverage; and (6) RIA maintains a minimum of two principals or officers as well as a minimum of five investment advisory service fees (which may include hourly fees); (4) RIA will maintain a minimum of $ 350,000,000 in total regulatory assets under management, as reported in response to Item 5 in Part 1A of the RIA's Form ADV, throughout the duration of RIA's participation in the Program; (5) RIA and all associated persons of the RIA who manage client assets or who supervise such associated persons shall at all times be covered through both Errors and Omissions Liability Insurance and Fidelity Bond Coverage; and (6) RIA maintains a minimum of two principals or officers as well as a minimum of five employees.

Our services cover all areas of financial consulting including expert witness work, employee training and facilitation, corporate advisory work, and outsourced chief investment officer (OCIO) work.

As Chief Investment Officer of CFG Asset Management he oversees the S3 Portfolios, the firm's family of 13 strategies covering a complete spectrum of investment oInvestment Officer of CFG Asset Management he oversees the S3 Portfolios, the firm's family of 13 strategies covering a complete spectrum of investment oinvestment objectives.

From 1974 to 1979, he was an investment research analyst with the National Bank of Detroit, covering a wide array of industries and from 1979 to 1983, he was the Chief Trust Investment Officer for the National Bank and Trust of investment research analyst with the National Bank of Detroit, covering a wide array of industries and from 1979 to 1983, he was the Chief Trust Investment Officer for the National Bank and Trust of Investment Officer for the National Bank and Trust of Ann Arbor.

This weekend's readings and watching covers Charlie Munger's advice to new grads, 4 investing tips from a «mini-Berkshire» investment officer, Greece's crisis, and more!

Solange Brooks, a CalSTRS investment officer, told the board that a federal program will help teachers in the program refinance the first mortgage on 80 percent of the purchase price, but it does not cover second mortgages.