Sentences with phrase «investment officer firms»

Not exact matches

NEW YORK, April 17 - The judge overseeing the $ 1 billion fraud case of defunct New York hedge fund firm Platinum Partners has ordered a separate trial for a defendant planning to argue that Platinum Chief Investment Officer Mark Nordlicht and other defendants were guilty as charged.

says Amy Thomas, chief investment officer at AnalyzeWallStreet.com, a private investment and advisory firm.

As for Baskin, the firm sold all of its shares in Home Capital in late April, and Schwartz, the chief investment officer, said it will no longer comment on the company.

Shanta Puchtler, co — chief investment officer at Man Numeric, a division of Man Group, one of the world's largest hedge fund firms, with $ 77 billion under management, says his team hasn't been able to glean actionable insights from social media.

• Accelerator Corp, a Seattle and New York - based life science investment and management firm, named Kendall Mohler as chief development officer and Ian Howes as chief financial officer.

Julian Chillingworth, chief investment officer at Rathbones, also favors large over small firms.

He ran the firm's emerging markets team until 2016 when he passed on his role as chief investment officer to Stephen Dover.

NEW YORK, April 17 (Reuters)- The judge overseeing the $ 1 billion fraud case of defunct New York hedge fund firm Platinum Partners has ordered a separate trial for a defendant planning to argue that Platinum Chief Investment Officer Mark Nordlicht and other defendants were guilty as charged.

«The best predictor of future returns is whether you buy at low or high prices relative to earnings,» says Chris Brightman, chief investment officer of Research Affiliates, a firm that oversees strategies for $ 161 billion in mutual funds and ETFs.

The Bridgewater note, which was first reported by Business Insider, was written by the firm's co-chief investment officers Greg Jensen, Jason Rotenberg and Jeff Amato.

«Most people will tell you Goldman makes almost all its money on trading - I hear it all the time,» said Rick Scott, who trades in Goldman shares as chief investment officer at L&S Advisors, an investment firm with $ 500 million in assets under management.

Business owners offering 401 (k) plans have a fiduciary duty to their employees, says Jonathan Bergman, vice president and chief investment officer of Palisades Hudson Financial Group, a financial planning firm in Scarsdale, N.Y..

The elder Oelschlager still works in the firm as co-chief investment officer and manages the White Oak Select Growth Fund (WOGSX), which is rated four stars at Morningstar.

«I would not just rush in to buy these stocks on the back of the weekend's agreement,» said Francois Savary, chief investment officer at investment management firm Prime Partners.

In February, T. Rowe Chief Investment Officer Brian Rogers said in a statement that the firm did not believe the price reflected the true value of Dell, and Rodgers reiterated the firm's opposition on Monday.

Fisher is founder, executive chairman and co-chief investment officer of Fisher Investments, a $ 79 billion money management firm for large institutions and high net worth individuals.

Both companies are operating at a loss, and it's likely that investors are losing patience with promising tech companies that don't turn a profit, according to Mark McComsey, chief investment officer of Beverly Hills Wealth Management, a financial advisory firm catering to high net worth people and entrepreneurs, based in Los Angeles.

«For now, fear of missing out is prompting investors who've stayed on the sidelines to jump in, as people say, «we missed the rally last year, we're not going to miss on it again,»» Walter Todd, chief investment officer at advisory firm Greenwood Capital, told Bloomberg.

Pimco said Friday that Paul McCulley has stepped down as chief economist and as a managing director, a role he had assumed in May at the request of Bill Gross, who was the investment firm's chief investment officer at the time.

Irene Miller is the chief executive officer of Akim, Inc., an investment management and consulting firm, and the former vice-chairman and chief financial officer of Barnes & Noble, Inc..

«Health - care and technology - media have been quite active this year, and so naturally compensation for these two areas in investment banking will be higher,» Michael Karp, the recruitment firm's chief executive officer, said in a phone interview.

Mr. Boains is a Partner at the firm and serves as the Chief Financial Officer and Chief Operating Officer, as well as a member of Fairview's investment team.

Mr. Traquina is the former Chairman, Chief Executive Officer, and Managing Partner of Wellington Management Company LLP, a global investment management firm.

Bill was also President and Chief Operating Officer of Vantage Consulting Group, a Virginia based investment consulting firm.

Combining investment research and portfolio management with direct client relationships, Mr. Roberts also served as the firm's Chief Compliance Officer from 2004 - 2016 and represents KF investors as a director or observer on the boards of several private venture companies.

He later became the firm's chief financial officer, responsible for all financial aspects of the firm, including the establishment and maintenance of operational and financial controls for the firm's pooled investment funds.

Over his 20 - year career, Harvey has held leadership roles across a broad range of the firm's operations — from Securities and Investment Banking, to serving as chief financial officer (CFO) and, most recently, as president and co-COO.

Jones said the firm implemented a new process, called a chief investment officer tool, to replicate trades of its best managers by using futures contracts and foreign - exchange securities.

Prior to Kraken, Bernstein was the Chief Compliance Officer at Merriman Capital, Inc., a publicly - held investment bank, where he designed and implemented a completely new compliance program to meet SEC and FINRA requirements and also drafted and implemented the firm's current AML program.

Rob Shapiro is the Chief Executive Officer of Ropes Wealth Advisors, a registered investment adviser affiliate of the global law firm Ropes & Gray LLP.

«There isn't always somewhere to hide,» David Schawel, chief investment officer at advisory firm Family Management Corp., wrote in a blog post.

Before starting his own firm in 2009, Bernstein worked for Merrill Lynch for two decades, reaching the pinnacle of Chief Investment Officer.

In addition to running her own financial planning firm, Nancy was a Managing Director and Chief Operating Officer for several Legg Mason Inc. affiliates, most recently Legg Mason Investment Counsel and Trust, N.A., where she served on the Executive, Operating, Investment and Trust Administration committees.

Anna Nikolayevsky is the founder and Chief Investment Officer of Axel Capital Management, an SEC registered alternatives investment Advisory firm specializing in long / short fundamentally driven equity inInvestment Officer of Axel Capital Management, an SEC registered alternatives investment Advisory firm specializing in long / short fundamentally driven equity ininvestment Advisory firm specializing in long / short fundamentally driven equity investments.

Maura A. Shaughnessy, CFA, is an investment officer of MFS Investment Management ® (MFS ®) and portfolio manager for the firm's utilities pinvestment officer of MFS Investment Management ® (MFS ®) and portfolio manager for the firm's utilities pInvestment Management ® (MFS ®) and portfolio manager for the firm's utilities portfolios.

Tyler Mordy is president and chief investment officer of Toronto - based Forstrong Global, an asset allocation firm known for its big - picture outlook.

By LEWIS JOHNSON — Co-Chief Investment Officer March 9, 2017 Last week I presented on our firm's research process and investing framework to a group of prospective clients on the east coast of Florida.

Joseph G. MacDougall, CFA, is an investment officer and institutional equity portfolio manager at MFS Investment Management ® (MFS ®), working directly on the firm's mid and small cap value and large cap core equity pinvestment officer and institutional equity portfolio manager at MFS Investment Management ® (MFS ®), working directly on the firm's mid and small cap value and large cap core equity pInvestment Management ® (MFS ®), working directly on the firm's mid and small cap value and large cap core equity portfolios.

Thomas Melendez is an investment officer at MFS Investment Management ® (MFS ®) and an institutional equity portfolio manager of the firm's global equity pinvestment officer at MFS Investment Management ® (MFS ®) and an institutional equity portfolio manager of the firm's global equity pInvestment Management ® (MFS ®) and an institutional equity portfolio manager of the firm's global equity portfolios.

He's the Chief Investment Officer of My Harvest Group, where he designs and executes the firm's investment sInvestment Officer of My Harvest Group, where he designs and executes the firm's investment sinvestment strategies.

Peter Fruzzetti is an investment officer of MFS Investment Management ® (MFS ®) and a portfolio manager of the firm's international small - cap pinvestment officer of MFS Investment Management ® (MFS ®) and a portfolio manager of the firm's international small - cap pInvestment Management ® (MFS ®) and a portfolio manager of the firm's international small - cap portfolios.

Ms Ong started her career at DBS as a trainee officer in 1989 where she spent 17 years, rising to the position of managing director of the firm's consumer product sector of corporate and investment banking services.

Jeffrey Gundlach the chief investment officer and CEO of DoubleLine Capital is negative on the future of automakers and especially over the long - run because of the grow of firms that...

Mr. Holmes purchased a controlling interest in U.S. Global Investors in 1989 and became the firm's chief investment officer in 1999.

Currently, Frank serves on the Chief Digital Marketing Officer of Krowd Mentor, a strategic investment and advisory firm empowering blockchain investors, funds, startups and entrepreneurs to reach their goals.

The firm's global chief investment officer sees one last window in the nine - year - old bull market for stocks to post major gains.

He is also the Chief Investment Officer for U.S. Equities at Harris Associates, which he joined in 1983; he served as the firm's Director of Research from 1990 to 1998.

He was, however, deeply troubled that the SEC's Enforcement Division sought to hold both firms» chief compliance officers responsible under Rule 206 (4)-7, the so called «Compliance Rule» under the Investment Advisers Act of 1940.

Brian Kelly, founder and chief executive Officer of digital asset investment firm BKCM called the automakers» effort «very, very interesting» because it adds a fresh battleground for technology companies.

John S. Chen, 58, has been Executive Chair and Interim Chief Executive Officer of Blackberry, Ltd., a maker of mobile devices, since November, 2013, and is a Senior Advisor of Silver Lake, a private investment firm.