Sentences with phrase «investment bank operations»

Investment bank operations staff are responsible for the efficient, accurate, profitable and risk - free clearing and settlement of bank transactions for corporate and government clients.

What do investment bank operations staff do?

Earlier the euro zone common currency had fallen to a session low against the dollar and yen on speculation that some large German banks could be asked to split their investment banking operations, driving European shares lower.

Goldman did see a stellar quarter in its investment banking operations, which saw $ 2.14 billion in net revenues for the quarter and $ 7.37 billion for a year, its second best ever.

In April 2003, the North American Securities Administrators Association (NASAA), the U.S. Securities and Exchange Commission (SEC), National Association of Securities Dealers (NASD), and the New York Stock Exchange (NYSE) announced the settlement of enforcement actions involving conflicts of interest between the research and investment banking operations of the nation's 10 top investment firms.

Seth has over 10 years of investment banking operations experience at Goldman Sachs (GS), across New York, Tokyo, Moscow, and Salt Lake City.

UBS is the largest Swiss bank and experienced a deep transformation since the financial crisis shifting the company's focus on wealth Management while downsizing its investment banking operations.

In April 2003, the North American Securities Administrators Association (NASAA), the U.S. Securities and Exchange Commission, FINRA, and the New York Stock Exchange announced the settlement of enforcement actions involving conflicts of interest between the research and investment banking operations of 10 of the nation's largest investment firms.

In April 2003, the North American Securities Administrators Association (NASAA), the U.S. Securities and Exchange Commission (SEC), National Association of Securities Dealers (NASD), and the New York Stock Exchange (NYSE) announced the settlement of enforcement actions involving conflicts of interest between the research and investment banking operations of the nation's 10 top investment firms.

Barclays Capital has kicked off a review of its legal advisers in the US, marking the first time the group has overhauled its panel since its acquisition of Lehman Brothers» US investment banking operations.

The ICB's 363 - page final report, published this week, recommends that UK incorporated banks ring - fence their retail banking activities from their more risky investment banking operations.

Not exact matches

But in Europe, brokers were obliged at the start of the year to split their research from their trading operations, in a series of attempts to increase transparency in investment banking.

Banks generate about $ 170 billion in revenues from corporate and investment banking (CIB) operations in Europe, the Middle East, and Africa region — EMEA — but the MiFID II reforms are expected to trim that figure by 2.6 %, according to Coalition.

Ari Axelrod, a research fellow at Tufts University's Fletcher School, also sees merit in separating investment banking from retail operations.

The most important office law business in America such as the law business incidental to banking, insurance, trust - company operation, investment work, railroading, patents, admiralty, and large corporation matters in general is in the hands of non-Jewish firms many of which, even though they have numerous Jewish clients, have no Jewish partners.

The Institutional Clients Group includes, among other operations, Citi's investment banking and trading teams.

From 2012 to 2015, he was President of the firm's US Capital Markets business, where he helped to structure the firm's investment banking, research, sales and trading operations in the region and improve cross-border capabilities.

Two decades of «miracle» levels of investment - driven growth, the role of the financial sector in that growth, and the unrealistic expectations that Chinese businesses, banks, and government entities had consequently developed, reinforced by sell - side cheerleaders, made it obvious that the interlocking balance sheets that make up the Chinese economy had added what was effectively a highly «speculative» structure onto the way economic entities financed their operations.

What I Do: I've set up multiple investment accounts outside my main operations bank that deals with working capital e.g checking, paying bills.

Specifically, her skills lie within operations and compliance in consumer banking, corporate and investment banking.

Over his 20 - year career, Harvey has held leadership roles across a broad range of the firm's operations — from Securities and Investment Banking, to serving as chief financial officer (CFO) and, most recently, as president and co-COO.

Prior to founding of The Value Alliance, Ms. Bloxham devoted nearly twenty years of her professional career in financial services posts encompassing the banking, investments and insurance sectors, holding executive positions at Prudential Financial Services and at Bank One (now merged into JPMorganChase), where she managed strategic, financial, operations, technology, and compliance functions and at KPMG where she ran a global practice.

Barclays purchased its North American investment banking and trading operations, as well as its New York headquarters.

Because we do not expect to earn revenue from our business operations during the current taxable year, and because our sole source of income currently is interest on bank accounts held by us, we believe we will likely be classified as a «passive foreign investment company,» or PFIC, for the current taxable year.

We have more than 5000 best practice articles on hotel management and operations, so our knowledge bank is an excellent investment!

Before that, he managed Treasury and Liquidity operations for GS in Russia, obtaining expertise in payments and cash management functions for investment banks.

BCA Research, an independent Montreal - based firm, estimates the total number of analyst reports being produced will fall by at least 20 per cent as investment banks reshape operations to adapt to the popularity of indexing.

Under today's the unstable foreign - exchange conditions, balance - of - payments effects are best handled by short - term central bank operations rather than by long - term investment programs.

The Company's corporate banking, retail banking, investment management, managed services, and treasury and capital markets solutions enable customers in financial services to deploy mission - critical technology that allow them to improve operations and mitigate risks.

When asked whether the investment bank would raise its level of operations in China to a controlling share, Gorman responded coolly, «I would certainly hope so.»

In 2005, Mr. Hodgson was tasked with rebuilding Goldman Sachs Canada after the firm had curtailed its Canadian investment banking, fixed income, and equity research operations in 2003.

It has core banking, trust and investment advisory services and insurance operations segments.

Previously, he was executive director and chief operations officer at BGL, an investment bank in Lagos.

Despite the struggling trading operation, Goldman's investment banking business had an especially good quarter, reporting a 17 percent rise in revenue.

While our operations in Brazil continue to struggle as a result of the country's economic collapse, the currency devaluation, banking collapse and supply chain difficulties, we have taken steps to limit further investment, streamline operations and continue to reduce costs to mitigate its effect on our overall business.

Many senior bankers believe that breaking up the banks, separating the activities of high - street banking operations and investment banking to lessen the potential impact of any future crisis in the sector, could have negative unintended consequences.

Bank of Ghana after noticing the so called irregularities in the operations of these institutions and knowing very well that customers of these institutions were not from Cambodia but rather Ghanaians whom they own an outstanding responsibility of offering financial security and protect their intetest should have thought about rolling out measures which would refund the various investments but because we live Ghana, our those wielding power can abuse it and exercise foul discretions without penalization, they rather decided to muddy the whole case in a deliberate attempt to deny or make refund impossible, a true Ghanaian way of seeking the fall of others.

Beyond being able to appreciate the social value of responsible lending and investment, values - based banks take a forward - thinking and long - term view of their operations.

Included in this group are sell - side research firms with broker operations, NYSE and Nasdaq trading desk positions of investment banks, investment banking client desks that execute buyback programs on behalf of corporations, private client firms that essentially act as custodians for high net worth individuals, and brokers that sell unit investment trusts or exchange traded products.

Unlike similar vehicles managed by U.S. companies and Wall Street banks to raise cash for operations and investments, SIVs rely on borrowed cash from other parties and do not have a bank behind them willing to fully repay investors in times of trouble.

Despite the legal freedom to expand operations, most of the largest U.S. banking institutions have chosen to remain operating as either a commercial or an investment bank, just as they were before the repeal of Glass - Steagall.

The typical advisor in the study worked either for a bank, retail investment firm or their own independent operation.

Paul has more than two decades of experience in the investment banking industry, gaining experience as a Chief Operating Officer in equity capital markets, operations, new business development, equity trading and prime brokerage.

EBRD, alongside Triodos Investment Management and FMO Dutch Development Bank will provide a $ 30.7 million loan to finance the construction and operation of Mongolia's largest utility - scale solar plant — a 30 MW project to be located in the Gobi Desert region, around 450 km south east of Mongolian capital Ulaanbaatar.

«Over the past two years, Norges Bank, following upon its investment mandates from the Norwegian Parliament (Stortinget) and the Minister of Finance, divested the Norwegian Government Pension Fund Global (GPFG)'s of its holdings in at least 49 companies with substantial operations related to mining and burning of coal.

Banks will have to ringfence their retail arms from riskier investment activities by 2019, following recommendations made in 2011 by John Vickers that are intended to protect the public in the event of a bank failing by ensuring retail operations are unaffected.

Some of the UK's biggest banks are seeking teams of up to 60 magic circle lawyers as they grapple with new ringfencing regulations that will force them to split their investment and retail banking operations.

Gerard Sanders, General Counsel of the Asian Infrastructure Investment Bank, speaks about the AIIB's objectives, operations and current legal needs, and reveals the AIIB's thinking about various dispute resolution approaches, including whether AIIB views Hong Kong as a likely venue for resolving contractual disputes with the institution.

Through its integrated transactional, regulatory, policy and dispute resolution practices, the firm is able to provide top legal counsel globally to lenders; investment banks; private equity funds; underwriters; issuers; independent producers; major multinational and state - owned oil companies; national governments; energy service companies; processing, operations, transportation and pipeline companies; and refining and petrochemical companies.

Advised provincial bank in dispute with investment bank about the sale and operation of a collateralised debt obligation (CDO)