Sentences with phrase «investor compensation fund»

Another reason why being regulated gives traders the confidence to deal with Trade360 is the fact that their money is also protected under the Investor Compensation Fund.

The way in which Vistabrokers can guarantee the safety of their clients» funds is by means of the Investor Compensation Fund.

Another positive aspect of being regulated by CySEC is the requirement imposed by CySEC that all its licensed brokers be a member of the Investor Compensation Fund.

As mentioned earlier, Vistabrokers» clients have access to the Investor Compensation Fund if ever Vistabrokers becomes insolvent.

Remember by using a regulated broker you will also have access to an investor compensation fund, which insure your deposit up to a certain amount.

A further testament to Libertex's reliability is the fact that the broker is also a member of the Investor Compensation Fund.

Furthermore as a regulated broker under CySEC, iTrader is legally obligated to be a member of the Investor Compensation Fund as prescribed under the Investment Firms Law 2002.

As far as Southbound trading is concerned, since Mainland securities brokers are neither licensees nor registered institutions with the SFC in Hong Kong and they are not regulated by the SFC, the Investor Compensation Fund will not cover Southbound trading via Shanghai - Hong Kong Stock Connect.

Investors should note that any Northbound or Southbound trading under Shanghai - Hong Kong Stock Connect will not be covered by Hong Kong's Investor Compensation Fund.

Since default matters in Northbound trading via Shanghai - Hong Kong Stock Connect do not involve products listed or traded in SEHK or HKFE, so similar to the case of investors trading overseas securities, they will not be covered by the Investor Compensation Fund.

Hong Kong's Investor Compensation Fund is established to pay compensation to investors of any nationality who suffer pecuniary losses as a result of default of a licensed intermediary or authorised financial institution in relation to exchange - traded products in Hong Kong.

Under CySEC's regulatory requirements, TeleTrade is obligated to be a member of the Investors Compensation Fund.

In addition the trader also gets access to the Investors Compensation Fund should ever Vistabrokers becomes insolvent and is unable to meet its financial obligations as stipulated by its CIF licensing requirements.

Not exact matches

The reason: The biggest investors, like mutual funds and pension funds that held more than half of all outstanding shares, showed no interest in quibbling with boards» compensation committees.

Still others receive indirect compensation from mutual fund companies, insurance providers and other investment product manufacturers that investors could only see if they combed through the fine print of very complicated disclosures.

Founders can lobby for higher compensation and options in lieu of equity stakes; investors can fight for preferred dividends and treatment of their shares when it comes to another round of funding or a sale.

An additional advantage of dealing with an advisor or firm regulated by an SRO is that they are required to participate in a compensation fund (the Canadian Investor Protection Fund or the Investor Protection Fufund (the Canadian Investor Protection Fund or the Investor Protection FuFund or the Investor Protection FundFund).

Outspoken leveraged buyout investor Guy Hands is pushing a new compensation model for big institutions like sovereign wealth funds.

The compensation fund may provide coverage to investors in the event of firm insolvency.

The Investor Services segment provides retail brokerage and banking services, retirement plan services, and other corporate brokerage services; equity compensation plan sponsors full - service recordkeeping for stock plans, stock options, restricted stock, performance shares, and stock appreciation rights; and retail investor, retirement plan, and mutual fund clearing sInvestor Services segment provides retail brokerage and banking services, retirement plan services, and other corporate brokerage services; equity compensation plan sponsors full - service recordkeeping for stock plans, stock options, restricted stock, performance shares, and stock appreciation rights; and retail investor, retirement plan, and mutual fund clearing sinvestor, retirement plan, and mutual fund clearing services.

April 30, 2015 The rush of money into index equity funds has ballooned into a market mania that is fueling excessive CEO compensation and putting the savings of ordinary investors at risk, according to a new report by Wintergreen Advisers that was released today.

A compensation fund has also been set up by FMRRC such that in the event that an investor's rights have been curtailed by a broker that is certified by the FMRRC leading to loss of funds, and the firm indemnifies itself from the reported damages, then the investor can be reimbursed from this pool.

This is not because I receive any kind of compensation from TD, but rather because I truly believe that the e-series index funds are the hands - down winner for investors starting out.

Mutual fund investor psychology is so asymmetric and the compensation system so broken that the rational thing for a manager to do, generally, is to just sit on the benchmark with very little tracking error and milk the base fee.

I say shock because a few years ago the provincial regulators, the Canadian Securities Administrators (CSA), did a survey and discovered that two - thirds of investors were unaware that their adviser was receiving compensation from mutual fund companies.

The situation is particularly precarious as iOption only recently gained a CySEC licence and it remains clear whether client funds will be protected by the countries Investors Compensation Scheme.

Service Fees: A form of compensation called a trailer fee that is payable by a mutual fund for ongoing service and advice provided by the dealer to the investor.

We need to recognize that investors are buying the same fund with different compensation structures.

Each company in the S&P 500 Index has its own embedded compensation expenses, and Wintergreen Advisers» research strongly suggests that S&P 500 index funds, whose significant ownership weighting is often enough to influence the result of the shareholder vote, enable significant hidden costs that investors unknowingly pay.

Behind all of this is a bigger problem that goes beyond Apple and HPE: We have shifted corporate ownership form folks like you and me to large hedge funds that operate on a razor edge of legality — often drifting into insider trading)-- and drive executive compensation to favor their needs over our needs as customers or investors.