Sentences with phrase «investor education and advocacy»

The Securities and Exchange Commission (SEC), office of Investor Education and Advocacy, is out with a note on the booming Initial Coin Offering market telling investors to beware.

In a blog post published Wednesday, Lori Schock, director of the SEC's Office of Investor Education and Advocacy, noted that cryptocurrencies and related investments are still relatively new, arguing that some investors «may not know exactly who [they] are dealing with, where [their] money is going or what [they] are getting in return.»

Last month, the SEC's compliance department highlighted the need to carefully monitor risks associated with the cryptocurrency industry and ICOs, and last week SEC office of investor education and advocacy director Lori Schock decided to address these risks in a post on the SEC's consumer investment resource website.

Regulation The Securities and Exchange Commission (SEC) issued an Investor Alert: Celebrity Endorsements from its Office of Investor Education and Advocacy (OIEA).

«The SEC's Office of Investor Education and Advocacy is warning investors about potential scams involving stock of companies claiming to be related to, or asserting they are engaging in, Initial Coin Offerings (or ICOs),» the agency wrote, adding that «Fraudsters often try to use the lure of new and emerging technologies to convince potential victims to invest their money in scams.»

Last month SEC office of investor education and advocacy director Lori Schock decided to answer this query in an informal post published on investor.gov.

The SEC's Office of Investor Education and Advocacy issued an Investor Alert in August 2017 warning investors about scams of companies claiming to be engaging in initial coin offerings.

Not too long ago the SEC came out with an Investor Bulletin, emanating from the Office of Investor Education and Advocacy, regarding the utilization of SAFEs as an investment vehicle on crowdfunding platforms.

U.S. Securities and Exchange Commission Office of Investor Education and Advocacy 100 F Street, NE Washington, DC 20549 - 0213 Telephone: [phone] Fax: [phone]

The SEC's Office of Investor Education and Advocacy (OIEA) and Retail Strategy Task Force are warning investors about Ponzi schemes that prey on senior investors.

Learn more about the Office of Investor Education and Advocacy.

The SEC's Office of Investor Education and Advocacy provides a variety of services and tools to address the problems and questions you may face as an investor.

Armed Forces Crossroads Consumer Financial Protection Bureau Federal Deposit Insurance Corporation (FDIC) Internal Revenue Service MyMoney.gov U.S. Department of Health & Human Services, Centers for Medicare & Medicaid Services U.S. Department of Labor, Employee Benefits Security Administration U.S. Department of the Treasury U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy U.S. Social Security Administration

Securities and Exchange Commission Office of Investor Education and Advocacy 100 F Street, N.E. Washington, D.C. 20549 - 0213

The one - hour webinar included presentations by the U.S. Commodity Futures Trading Commission (CFTC), Office of Customer Education and Outreach, U.S. Securities and Exchange Commission (SEC), Office of Investor Education and Advocacy, and the FINRA Investor Education Foundation.

The SEC's Office of Investor Education and Advocacy issued an Investor Alert in August 2017 warning investors about scams of companies claiming to be engaging in initial coin offerings: https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-alert-public-companies-making-ico-related.

For more information, see an Investor Alert that the SEC's Office of Investor Education and Advocacy issued today regarding celebrity endorsements.

The SEC's Office of Investor Education and Advocacy is issuing this Investor Alert to make investors aware about the potential risks of investments involving Bitcoin and other forms of virtual currency.

Armed Forces Crossroads Consumer Financial Protection Bureau Federal Deposit Insurance Corporation (FDIC) Internal Revenue Service MyMoney.gov U.S. Department of Health & Human Services, Centers for Medicare & Medicaid Services U.S. Department of Labor, Employee Benefits Security Administration U.S. Department of the Treasury U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy U.S. Social Security Administration

«Outline of Dodd - Frank Act and JOBS Act» Speech by Lori Schock, Director, Office of Investor Education and Advocacy June 9, 2012

U.S. Securities and Exchange Commission Office of Investor Education and Advocacy 100 F Street, N.E. Washington, DC 20549 - 0213 Fax: [phone] Or use the online portal to submit your complaint.

The SEC's Office of Investor Education and Advocacy also released an investor bulletin in tandem with the agency's broader announcement.

Not exact matches

His advocacy work includes direct communications with company leadership, investor education and awareness, filing shareholder proposals, and public policy advocacy at the municipal, state and federal levels.

For nearly 60 years, we've led the U.S. REIT industry by ensuring our members» best interests are promoted by providing unparalleled advocacy, investor outreach, continuing education and networking.