Sentences with phrase «labor fiduciary rule»

The new Department of Labor Fiduciary Rule also created a lot of industry uncertainty.

Christopher Jones provides an update on the Department of Labor fiduciary rule, including the changes that it's already brought about.

Those fees, in turn, could come under more scrutiny under the new Department of Labor fiduciary rule, which may require «better transparency on the total costs of investing,» according to Morningstar.

Harvey says advisors today are concerned on two major fronts: the existing policy at the firm level to prohibit fiduciary arrangements with smaller accounts, and a Department of Labor fiduciary rule proposal that would cut many advisors out of the IRA advice business.

Plus, Joe and Al have 10 tips to boost retirement savings, the pros and cons of rolling your 401 (k) into an IRA, long - term care tax strategies, the latest on the Department of Labor Fiduciary Rule, Prince's $ 250 million estate planning mistake, and who is better at investing, men or women?

As if that wasn't enough, Joe and Big Al have 10 tips to boost your retirement savings, the pros and cons of rolling your 401 (k) into an IRA, tax strategies to consider when paying for long - term care, the latest on the Department of Labor Fiduciary Rule, the age - old men vs women debate: who is better at investing, and Prince's $ 250 million estate planning mistake.

Plus, 5 Mistakes to Avoid in Retirement, an update on the Department of Labor Fiduciary Rule, and... Pikachu eggs.

The Massachusetts decision to charge Scottrade with Department of Labor fiduciary rule violations shows the lengthy reach of the DOL rule.

«Definitely the Department of Labor fiduciary rule puts fixed income annuities and variable annuities under best interest contract exemption.»

The Department of Labor fiduciary rule does not exist anymore after a late - Thursday court ruling.

But James Regalbuto of New York favored adhering to the Department of Labor fiduciary rule definition «where possible.»

As of June 9, 2017, all financial institutions offering retirement services will operate under the Department of Labor Fiduciary Rule.

Similar to the Department of Labor fiduciary rule, the NAIC model would place limits on agent compensation, require more disclosures and set a «best interest» standard.

Some industry critics say it too closely mimics the Department of Labor fiduciary rule, while others say it doesn't go far enough.

Meanwhile, the Fifth Circuit Court of Appeals tossed out the Department of Labor fiduciary rule March 20.

Some industry critics say it too closely mimics the Department of Labor fiduciary rule that was struck down by the courts last week, while others say it doesn't go far enough.

Much attention shifted to the SEC after an appeals court threw out the Department of Labor fiduciary rule in a surprise decision March 15.

The Department of Labor fiduciary rule is going to have a major impact on overhead costs and, eventually, client fees, say financial industry insiders.

The Fifth Circuit Court of Appeals lived up to its reputation for being tough on government regulators Monday during a hearing on the controversial Department of Labor fiduciary rule.

A Minnesota judge sided with plaintiffs in a lawsuit to stop the Department of Labor fiduciary rule, but also granted a stay.

The Department of Labor fiduciary rule hung over many aspects of the financial services industry in 2017 - and health care did not escape its clutches.

Merger and acquisitions among registered investment advisors fell sharply in the third quarter as advisors see less reason to merge in the wake of an 18 - month delay of the Department of Labor fiduciary rule.

If changes to the Department of Labor fiduciary rule are not made soon, the chances of any concessions go down sharply, industry officials say.

Broker - dealers should be «nervous» if they don't have policies and procedures in place before the Department of Labor fiduciary rule's first deadline hits next April, Timothy Hauser, one of the chief architects of the rule, said Tuesday at a Financial Industry Regulatory Authority conference in Washington.

The downed Department of Labor fiduciary rule and rising interest rates are key.

AARP is not giving up on its fight to restore the Department of Labor fiduciary rule.

The Department of Labor fiduciary rule and the interest - rate environment delivered a one - two punch to annuity sales last year, pushing them down for the third consecutive year.

The regulation emerged after the Trump administration pulled back from the Department of Labor fiduciary rule, Empire State officials have said.

While the most disliked aspects of Department of Labor fiduciary rule are expected to be officially delayed any day now, lawmakers continue to push legislative alternatives.

The Fifth Circuit Court of Appeals rejected last - minute appeals by AARP and three states to intervene and re-argue the need to save the controversial Department of Labor fiduciary rule.

The federal government missed a deadline Monday to appeal a ruling tossing out the controversial Department of Labor fiduciary rule.

The federal government decided against appealing the Fifth Circuit Court of Appeals decision tossing out the Department of Labor fiduciary rule.

Finally, the Department of Labor fiduciary rule is on life support and that is good news for annuity sellers.

The Massachusetts decision to charge Scottrade with Department of Labor fiduciary rule violations shows the lengthy reach of the DOL rule.

But that clarity is now blurring because of the upcoming Department of Labor fiduciary rule.

What is nowhere to be found is a private right of action giving investors the right to sue, a controversial component of the Department of Labor fiduciary rule.

In a wide - ranging webinar Thursday two executive vice presidents at Envestnet laid out several steps advisors can take to comply with the new Department of Labor fiduciary rule.

Keys parts of the annuity market stabilized in the fourth quarter, a sign that the industry might be recovering from the chilling Department of Labor fiduciary rule.

A hearing on the first of three lawsuits designed to stop the Department of Labor fiduciary rule from taking effect begins Thursday.

How will conversations go when advisors are forced to sign contracts with longtime clients under the Department of Labor fiduciary rule?

The Best Interest Contract Exemption is one of the most flawed parts of the Department of Labor fiduciary rule.

Portions of the Department of Labor fiduciary rule went into effect June 9, 2017.

Delay is the first step in defeating the Department of Labor fiduciary rule, says our Kim O'Brien.

The Duty of Diligence contained in the Department of Labor fiduciary rule will require advisors to employ a standardized, systematic and repeatable process when issuing advice, our Kim O'Brien says.

Americans for Annuity Protection are among those fixed annuity defenders who are fighting for fair treatment of fixed products in the Department of Labor fiduciary rule.

Can the insurance - only agent not only survive but prosper under the Department of Labor fiduciary rule?

New Department of Labor fiduciary rules that went into effect June 9 require only «reasonable compensation» for sales of products into retirement accounts.

The new Department of Labor fiduciary rules could have implications for cyber-security systems if they are not strong enough.

The Impartial Conduct Standards in the Department of Labor fiduciary rules have caused some confusion.

Indexed annuity sales in 2017 fell 5 percent to $ 57.6 billion compared with record sales in 2016, but analysts expect FIA sales to rise this year as insurers and distributors adjust and move on from new Department of Labor fiduciary rules.