Sentences with phrase «lead underwriters j.p.»

The court's decision rejected a theory that would have exposed the Lead Underwriters to strict liability and impeded a normal, salutary process by which the trading of newly issued IPO shares is stabilized, to the benefit of both issuers and investors.

AIG hired lead underwriters in June, and the IPO was scheduled for the first quarter of 2010; it was expected to raise more than $ 5 billion.

Brokers and advisers at LPL Financial Holdings Inc. will now be able to offer clients securities - based lending through Goldman Sachs, the investment banking giant that was one of the lead underwriters in LPL's November 2010 IPO.

The lead underwriters for the deal are Canaccord Genuity Corp. and PI Financial Corp., with Industrial Alliance Securities Inc., INFOR Financial Inc., Echelon Wealth Partners Inc. and Mackie Research Capital Corporation also acting as agents.

Canaccord has been one of the busier financiers within the Canadian cannabis sector so far — on Thursday one of its latest deals, a bought - deal offering for marijuana company Nuuvera Inc., on which it is one of the lead underwriters, was upsized to $ 45 - million.

Goldman Sachs and Morgan Stanley labored as lead underwriters on the deal.

JPMorgan, Morgan Stanley, Citigroup and Goldman Sachs are the lead underwriters.

If you're contemplating an initial public offering of shares, we can help you select lead underwriters, prepare and review the prospectus and other presentation materials, co-ordinate legal, accounting, underwriting and management responsibilities, determine an appropriate offering price, and review and monitor issue fees and expenses.

Goldman Sachs and J.P. Morgan are the lead underwriters of the deal, with participation from Cowen & Co., Needham & Co. and Oppenheimer.

A prospectus in electronic format is being made available on Internet web sites maintained by one or more of the lead underwriters of this offering and may be made available on web sites maintained by other underwriters.

Stifel and Raymond James are lead underwriters in the deal.

It has not yet selected a stock exchange on which to trade, but has disclosed that lead underwriters will include Morgan Stanley, J.P. Morgan Chase & Co. and Citigroup.

It plans to trade on the Nasdaq under ticker symbol CDNA, with Piper Jaffray and Leerink Partners serving as lead underwriters.

It plans to trade on the Nasdaq under ticker symbol PRTN, with J.P. Morgan and BofA Merrill Lynch serving as lead underwriters.

It plans to trade on the Nasdaq under ticker symbol FRSH, with Jefferies, Baird and Wells Fargo serving as lead underwriters.

Goldman Sachs and JPMorgan were the lead underwriters for this offering.

It plans to trade on the NYSE under ticker symbol ZPIN, with Credit Suisse and UBS serving as lead underwriters.

The company plans to list on the Nasdaq under «RDFN,» with Goldman Sachs, Allen & Company, Band of America, RBC, Oppenheimer, and Stifel as lead underwriters.

Credit Suisse, Simmons and Co., Barclays, Evercore ISI, and Wells Fargo are lead underwriters in the deal.

Goldman Sachs and Citigroup are lead underwriters.

Cowen, Stephens, and Guggenheim are lead underwriters in the deal.

The company plans to raise $ 74.2 million at the midpoint of their range, with Barclays as lead underwriter in the deal.

The lead underwriter is Goldman Sachs.

It plans to trade on the Nasdaq under ticker symbol HDP, with Goldman Sachs (GS) listed as left - lead underwriter.

The lead underwriter is JP Morgan.

Sandler O'Neill is the lead underwriter.

It plans to trade under ticker symbol TVPT, with Morgan Stanley listed as left lead underwriter.

It was a silly spat, but many saw it as emblematic of a larger cultural rift between Wired — whose iconoclastic magazine routinely gave the finger to everything «old» and Manhattan related — and its lead underwriter, the very embodiment of the New York establishment.

But Wired instead tapped Wall Street's most hallowed name, Goldman, Sachs & Co., as its lead underwriter, consigning Robertson Stephens to the supporting role of comanager — a decision many at Wired Ventures would later come to regret.

The company plans to trade on the Nasdaq under ticker symbol MRKT, with BofA Merrill Lynch is listed as left lead underwriter.

Goldman Sachs is the lead underwriter on the deal.

The company plans to trade on the Nasdaq under ticker symbol COUP, with Morgan Stanley (ms) serving as lead underwriter.

UNDERWRITING: $ 572,000 Multicom's lead underwriter, Laidlaw Equities Inc., in New York City, priced the securities at $ 6.50 a share and purchased 345,000 of the 1.1 million total shares from Multicom.

The ratings move was a rarity by a lead underwriter so soon after a listing.

Morgan Stanley, a lead underwriter on the company's initial public offering, slapped a price target of $ 16 on the stock - a buck below its March IPO price.

Although it is unclear how large the offering would be, if it happens, the lead underwriter stands to reap millions in fees.

Goldman Sachs (GS) served as lead underwriter for the IPO, one of the most closely watched this year.

Adomani's Reg A + Offering is Qualified by the SEC for up to $ 22 Million; Announces NASDAQ Listing with Lead Underwriter Boustead Securities

Our clearing firm, Apex Clearing, has also purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection.

Toss out another example, but Endurance Specialty is one of the leading underwriters of crop insurance.

Five minute renters insurance policies from Effective Coverage are still backed by the world's leading underwriters, and still come with the best price, the best coverage, and the best service.

Our clearing firm Pershing LLC has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection.

The underwriter that serves as the lead underwriter for an account.

He also regularly represents leading underwriters.

Various trade credit and political risk insurers (based in Bermuda, the USA and the UK) including various Lloyd's led underwriters and members of the Companies Market in significant LCIA arbitrations.

Our lawyers have represented virtually all of the leading underwriters as well as leading corporate issuers on many of the most significant equity offerings in history.

In its letter to A-I, New India notes that Reliance had said Mitsui Sumitomo was lead underwriter to All Nippon Airways, which is similar in size to Nacil.

The securities placed by Reliance on the lead underwriter — Japanese company Mitsui Sumitomo — does not fit in the criteria.

However, All Nippon's lead underwriter for the past 40 years is actually London - based Global Aerospace, says New India.

Carinsurancerates.com is an Internet auto insurance resource center which helps consumers compare prices on auto insurance policies from leading underwriters.