Sentences with phrase «legislation requires the supervision»

Not exact matches

If a client is referred to a Member that is registered under securities legislation, such as National Bank Direct Brokerage, the referred Member is responsible for the activities that require registration such as compliance and supervision of an order execution service.

The new legislation expands federal court jurisdiction over class actions, and requires close court supervision of settlements, say co - editors / attorneys Anthony Rollo and Hunter Twiford.