Sentences with phrase «listing individual acts»

Not exact matches

(a) Schedule 2.7 (a) of the Disclosure Schedule contains a list setting forth each employee benefit plan, program, policy or arrangement (including any «employee benefit plan» as defined in Section 3 (3) of the Employee Retirement Income Security Act of 1974, as amended («ERISA»)(«ERISA Plan»)-RRB-, including, without limitation, employee pension benefit plans, as defined in Section 3 (2) of ERISA, multi-employer plans, as defined in Section 3 (37) of ERISA, employee welfare benefit plans, as defined in Section 3 (1) of ERISA, deferred compensation plans, stock option plans, bonus plans, stock purchase plans, fringe benefit plans, life, hospitalization, disability and other insurance plans, severance or termination pay plans and policies, sick pay plans and vacation plans or arrangements, whether or not an ERISA Plan (including any funding mechanism therefore now in effect or required in the future as a result of the transactions contemplated by this Agreement or otherwise), whether formal or informal, oral or written, under which (i) any current or former employee, director or individual consultant of the Company (collectively, the «Company Employees») has any present or future right to benefits and which are contributed to, sponsored by or maintained by the Company or (ii) the Company or any ERISA Affiliate (as hereinafter defined) has had, has or may have any actual or contingent present or future liability or obligation.

The act responds to the SEC's December report by expanding the list of accredited investors to include the following individuals, regardless of whether they meet the income or net worth requirements:

Legal requirements for accessibility to institutions which receive federal funds are listed in Section 504 of the Rehabilitation Act of 1973; it states that «no otherwise qualified handicapped individual... shall, solely by reason of his handicap, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving federal financial assistance.»

Neither Keurig Green Mountain Parent Holdings Corp. nor any of the individuals listed above has a direct or indirect interest, by security holdings or otherwise, in Dr Pepper Snapple Group, Inc. or the matters to be acted upon in connection with a potential transaction involving Keurig Green Mountain Parent Holdings Corp. and Dr Pepper Snapple Group, Inc..

The measure also would create an elevated felony charge of «aggravated threat of mass harm,» punishable by up to 4 years in prison, for individuals who make an overt act to follow through on the threat, including compiling a target list, drafting a plan and acquiring weapons, officials said.

For the first time since the Sex Offender Registry Act took effect in January 1996, some individuals often viewed as untouchables are getting back some of their privacy because they're aging off the list.

In addition to removing marijuana from the list of controlled substances, the act looks to incentivize states through federal funds to change laws that may unfairly impact low - income individuals and people of color.

Tierra Curry, Senior Scientist, focuses on the listing and recovery of endangered species and works nationally with individuals and groups in support of the conservation of species and the Endangered Species Act.

Incivility is rampant these days, and I will not bother to list the many ill - mannered acts in recent times, whether by individuals or groups.

Any delinquent act committed in this state or any delinquent or criminal act committed in another state or under federal law which, if committed in this state, qualifies an individual for inclusion on the Registered Juvenile Sex Offender List under s. 943.0435 (1)(a) 1.

The Individuals With Disabilities Education Act (IDEA), amended version 2004, does not actually list the word inclusion.

-- Nothing in this Act shall be construed to preempt, modify, or amend any State, county, or local law, ordinance, or regulation applicable to food handling which is designed to protect the public health from individuals who pose a significant risk to the health or safety of others, which can not be eliminated by reasonable accommodation, pursuant to the list of infectious or communicable diseases and the modes of transmissability published by the Secretary of Health and Human Services.

Under the provisions of the Privacy Act, individuals may contact the CCM system manager, as listed in the Privacy Act System of Records notice, with privacy questions and grievances.

At present, regulated exchanges are authorized to list futures contracts on individual equity securities registered under the Securities Exchange Act of 1934 (including common stock and certain exchange - traded funds and American Depositary Receipts), as well as narrow - based security indices.

Registration as a CTA is required by the National Futures Association for individuals or firms who provide advice on commodities trading, unless one of the following requirements are met: advice is given to a maximum of 15 people over the past 12 months and the individual / firm does not hold itself to the public as a CTA; the individual / firm is engaged in one of a number of businesses or professions listed in the Commodity Exchange Act or is registered in another capacity and the advice given in relation to commodities investing is incidental to the individuals profession or the firm's principal business; or the advice being provided is not based on knowledge of or targeted directly to a customer's commodity interest account.

To see a list of individuals who have been charged under the Animal Protection Act and are currently awaiting their next court date, click [here].

Guadalupe fur seals are listed as Threatened on the Endangered Species Act, with only 10,000 individuals left in the world!

hmmm — i think my list would include individuals who working locally and whom nobody knows and in their own way are making a difference in their community — i would look for little people, young kids who in own small way and making their world a better place by thinking for themselves and acting accordingly — lots of kids are concerned about the future of the future of their future and the future of the planet — my list would look not at notability celebrity but people who are note worthy - including indigenous peoples who look at we the people as guests of the planet not masters — well there is more but that is food for thought geo [email protected]

It encourages governments to «submit to the (UN Security Council) Sanctions Committee for inclusion on its list of designees, names of individuals or entities who meet the criteria (for sanctions), as well as any entities owned or controlled, directly or indirectly, by the submitted individuals or entities acting on behalf of or at the direction of the submitted entities.»

Matthew suggests that you begin by checking out the «following» lists of people you know on Twitter to find others to follow; use @ symbols followed by the user name to respond to individual messages; and above all, «smile and act like you're having fun.»

Individuals that voluntarily leave their employment are not entitled to Employment Insurance (EI) benefits unless they leave upon a justifiable cause under the Employment Insurance Act (see section 29 c for a complete list).

One example might be that being blind is a physical disability, but if driving is absolutely required as part of a particular job then discrimination based on the individual's blindness will not be (see the list below., Alberta Human Rights Act s. 3).

USA Patriot Act Search The Office of Foreign Assets Control (OFAC) has issued a regulation requiring companies engaged in business transactions to compare the names of individuals, companies and countries against a specialty designated nationals and blocked persons list (SDN).

Paul regularly acts for high net worth individuals including those appearing on the Times Rich List and has been quoted in both the national and local press, as well as specialist publications, on succession issues.

We also act for issuers seeking stock exchange listings and for individuals and corporations on registration and registrant compliance matters.

Listed in both Chambers & Partners and the Legal 500 as a leading junior in the field, Andrew acts for local authorities, schools, further and higher education institutions and individuals.

Charges were dismissed by the Ontario Court of Justice in R v. Lowman against two individuals who, in connection with their creation of a website, were alleged to have engaged in unregistered trading, issuing securities without filing a prospectus and making a prohibited representation that securities would be listed on an exchange with the intention of effecting a trade in breach of the Ontario Securities Act.

This basic limitation period replaces the general limitation periods found in the existing Limitations Act and most of the numerous special limitation periods found in individual statutes (see section 19 and the Schedule for a list of the special limitation periods that will be preserved).

Access to information: A request was made under the Freedom of Information and Protection of Privacy Act to disclose a record with a list of the first three characters of Ontario's postal codes along with the corresponding number of individuals residing in each area who are listed in the Ontario Sex Offender Registry.

We act for residential, commercial and industrial property developers, multinational and local corporates, public listed and private real estate companies, statutory boards, corporate and individual investors.

Some 34 individuals and eight groups are currently designated by the Treasury under the Act, and the Act applies to a further 22 individual and 25 groups listed by the EU.

In order to encourage the culture of saving and to direct the savings of an individual into the right resources, the Government of India permits tax exemptions, but only if the savings are invested in instruments as listed under section 80C, 80CCC, and 80CCD of Income Tax (IT) Act.

As a result, any individual or business who requests a copy of a driving record and certifies that the purpose for the request meets one of the Exempted Uses listed in the Uniform Motor Vehicle Records Disclosure Act, may purchase a copy of a driving record.

The Specially Designated Nationals (SDN) List includes individuals and companies owned or controlled by, or acting for or on behalf of, targeted countries.

9 DOS 94 Matter of DOS v. Shane - motion for pre-hearing discovery beyond SAPA 401 (6) is denied; rules re: subpoenas in administrative proceedings reiterated; proper procedure of reserving right to file post-hearing memorandum of law; MLS form listing agreements are acceptable; individual license not sufficient to allow acting as representative of corporate licensee - need affiliated license; agreements procured by individual acting under name of firm but without affiliated license are illegal and unenforceable - no brokerage fee can be claimed; misrepresentation and execution of unauthorized extension; misrepresentation of law (distinction between canceling agency authority and abiding contract rights); RPL § 443 controls the disclosures required of licensees; subsequently licensed corporation not vicariously liable; failure to provide copy of agreement (19 NYCRR 175.12); inadvertence considered in determining penalty

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained