Sentences with phrase «market fiduciary services»
From 1992 - 1999, Mr. Mattox was a Senior Vice President Chase Manhattan Bank, where he oversaw the Management Consulting Center and then Capital Market Fiduciary Services.
http://www.nystateofpolitics.com/ Not exact matches
The Chamber is among the plaintiffs, including the Securities Industry and Financial Markets Association and the Financial Services Institute, that sued the DOL over its fiduciary rule in a Texas court.
Nine plaintiffs, including the U.S. Chamber of Commerce, the Securities Industry and Financial Markets Association and the Financial Services Institute, sued the DOL over its fiduciary rule in a Texas court.
CFA and Americans for Financial Reform released a report on Wednesday, written by Hauptman and Barbara Roper, CFA's director of investor protection, which scrutinizes how brokerage firms and insurance companies market their services on their website and «contrasts the practices they use to attract customers with those they use when resisting regulation as fiduciary advisors.»
No matter the final legalities, countless investors are better equipped to navigate financial markets by knowing their right to a fiduciary level of service.
The PNC Financial Services Group, Inc. («PNC») uses the marketing names PNC Wealth Management ® and Hawthorn, PNC Family Wealth ® to provide investment, wealth management, and fiduciary services and the marketing name PNC Center for Financial InsightSM to provide wealth planning education to individual clients through its subsidiary, PNC Bank, National Association («PNC Bank»), which is a Member FDIC, and to provide specific fiduciary and agency services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust Services Group, Inc. («PNC») uses the marketing names PNC Wealth Management ® and Hawthorn, PNC Family Wealth ® to provide investment, wealth management, and fiduciary services and the marketing name PNC Center for Financial InsightSM to provide wealth planning education to individual clients through its subsidiary, PNC Bank, National Association («PNC Bank»), which is a Member FDIC, and to provide specific fiduciary and agency services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust services and the marketing name PNC Center for Financial InsightSM to provide wealth planning education to individual clients through its subsidiary, PNC Bank, National Association («PNC Bank»), which is a Member FDIC, and to provide specific fiduciary and agency services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust Company.
The PNC Financial Services Group, Inc. («PNC») uses the marketing name Hawthorn, PNC Family Wealth ® («Hawthorn») to provide investment consulting and wealth management, fiduciary services, FDIC - insured banking products and services, and lending of funds through its subsidiary, PNC Bank, National Association («PNC Bank»), which is a Member FDIC, and to provide specific fiduciary and agency services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust Services Group, Inc. («PNC») uses the marketing name Hawthorn, PNC Family Wealth ® («Hawthorn») to provide investment consulting and wealth management, fiduciary services, FDIC - insured banking products and services, and lending of funds through its subsidiary, PNC Bank, National Association («PNC Bank»), which is a Member FDIC, and to provide specific fiduciary and agency services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust services, FDIC - insured banking products and services, and lending of funds through its subsidiary, PNC Bank, National Association («PNC Bank»), which is a Member FDIC, and to provide specific fiduciary and agency services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust services, and lending of funds through its subsidiary, PNC Bank, National Association («PNC Bank»), which is a Member FDIC, and to provide specific fiduciary and agency services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust Company.
For purposes of ERISA and the Department of Labor's fiduciary rule, we are relying on the sophisticated fiduciary exception in marketing our services and products, and nothing herein is intended as fiduciary or impartial investment advice unless it is provided under an existing mandate.
Servicers like Redhawk and Voya are also focusing on fiduciary compliance services for the individual retirement account (IRA) market.
We provide legal, corporate and fiduciary services to global corporations, financial institutions, capital markets participants and investment fund managers.
What do you feel sets a law firm or a fiduciary services provider apart from others in an increasingly saturated market such as Cyprus?
Chief US District Judge of the Northern District of Texas recently issued a «stinging court defeat «to the lobbying arms of the big banks — the US Chamber of Commerce, Financial Services Institute, Financial Services Roundtable, Insured Retirement Institute, and Securities Industry and Financial Markets Association — by upholding the «Fiduciary Rule.»
Prevailed in a trial in the U.S. District Court for the Eastern District of New York on behalf of a company that provides licensure and educational services to financial institutions against allegations, including breach of contract, breach of fiduciary and equitable claims, initiated by a sales and marketing company after termination of the relationship for poor performance
Failure to Thrive Fair and Reasonable Fair Market Value Family Law Family Law Service Officer Family Support Act Family Violence Indicator Fault Divorce FCR (Federal Case Registry) Federal Child Support Guideline Requirements Federal Court Federal Parent Locator Service Federal Tax Refund Offset Program Fee Agreement FFCCSOA (Full Faith and Credit for Child Support Orders Act) Fictive Kin Fiduciary Fieri Facias Filiation Filing Filing Fee Final Judgment FIPS (Federal Information Processing Standard) Code Foster Home FPLS (Federal Parent Locator Service) Fraud Fraudulent Conveyance Frivolous Functus Officio
Start realizing that the services you provide are your differentiators: Fiduciary Representation, Some Degree of Insurance & Legal Protection, and bona fide MARKETING.
Fiduciary Services: Our Boston office serves as the primary liaison between our consulting and marketing divisions and major institutions and fiduciaries in Boston, New York and Washington.
CREA, TREB and the Franchise Brands, all who provide marketing services to home sellers, have a fiduciary duty to ensure any number they release is biased towards the promotion of the current list prices of all homes marketed under their umbrella.
Unless an amendment to the service agreement has expressly created different obligations, where two brokerages co-list a property for sale, they are acting in concert in marketing the property and would jointly owe all fiduciary and other obligations to the seller.