Sentences with phrase «notice imposing discipline»

Certainly a Notice imposing discipline after a trial is a concrete adverse action, as is the signing of a waiver to avoid more severe discipline.

Not exact matches

123 DOS 93 Matter of DOS v. Harrington - requests for adjournments must comply with 19 NYCRR § 400.11; broker permits unlicensed salesperson to work; broker who fails to pay judgment without proof of inability is guilty of untrustworthiness, broker's failure to timely file termination of association notices not excused by claim of unhappiness with filing fee; prior discipline considered in imposing sanction; two - month suspension and continuing suspension until judgment is satisfied
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