Sentences with phrase «representation of the private bank»

Representation of the Private Bank division of global investment bank in connection with FINRA, SEC, and state securities regulatory inquiries, internal investigations, and whistleblower allegations

Not exact matches

«In soliciting investments in the Fake Funds, CASPERSEN made the following false representations to investors, among others: in recognition for his prior work with Park Hill Group, CASPERSEN had been offered a «friends and family» investment allocation in a security that was allegedly offered by a private equity firm; CASPERSEN was personally investing in the security, and offering it to his family and a limited number of friends; the investment was a credit facility secured by a portfolio of assets owned by one of the Legitimate Funds; the investor would receive quarterly interest payments, ranging from 15 to 20 percent; the investment was practically risk - free, as the loaned funds would remain in a bank account; the investor could withdraw the principal at any time with 90 days» notice; and investor funds should be wired to one of the Fake Fund Accounts.

Representation of banking, financial institution, and broker - dealer clients in FDIC, SEC, FINRA, and private litigation matters relating to the credit crisis and mortgage backed securities.

Main areas of work The firm offers legal representation in antitrust, banking, business fraud, capital markets, corporate finance, corporate governance, energy, executive compensation, financial restructuring, healthcare, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance and tax.

We have also represented some of the nation's largest law firms in complex, high - exposure cases involving claims arising from the conduct of trials, real estate transactions, private employment matters, fee disputes, commercial transactions and bank representations.