Sentences with phrase «securities docket»

The editor of Securities Docket, Carton also hosts a Compliance Week blog called, «Enforcement Action.»

-LSB-...] runs it: Securities Docket (SD) is edited by Bruce Carton who is also the author of the SD Insider Column.

Bruce Carton at Securities Docket recently explained the virtues of an insider trading compliance program for publicly - traded companies.

Securities Docket editor Bruce Carton was a guest last night on «NoQuarter Radio's Sense on Cents with Larry Doyle.»

I will be participating in this free webcast, which will begin at 2 pm EST, along with a number of my esteemed fellow bloggers, including the Securities Docket's own Bruce Carton; Walter Olson of the Point of Law blog; Tom Gorman of the SEC Actions blog; Francine McKenna of the Re: The Auditors blog; and Lyle Roberts of the 10b - 5 Daily blog.

-LSB-...] Week Columnist; President, Docket Media LLC; Founder and Editor, Securities Docket, the ubiquitous Bruce Carton -LSB-...]

-LSB-...] Other participants who address the same questions as to their area of expertise include Compliance Week editor Matt Kelly, Francine McKenna (re: The Auditors), Francis Pileggi (Delaware corporate law guru), Kevin LaCroix (The D&O Diary), Tracy Coenen (The Fraud Files), Lyle Roberts (The 10b - 5 Daily) and Securities Docket's Bruce Carton.

The presenters were Bruce Carton, editor of Securities Docket, and Doug Cornelius, Chief Compliance Officer at a private equity firm -LSB-...]

Securities Docket has a short overview of the report's findings and additional details on the study from the -LSB-...]

I heard from several readers going into the weekend that they were no longer receiving daily email alerts from Securities Docket and, after some investigation, I was able to confirm that the RSS feed from Securities Docket had been hacked.

My experience trying to rescue my own legal blog (Securities Docket) from a «hack» this weekend offers an interesting example of how virtual relationships and a virtual workforce are transforming business.

At Securities Docket, Bruce Carton has been keeping score of the Madoff practice group launches.

Today, I am the editor of an online publication called Securities Docket that is, like SLW before it, focused on securities litigation and enforcement issues.

I am proud to say that three projects in which I am involved made the list: Legal Blog Watch, which I co-author with Bruce Carton of Securities Docket and formerly with Carolyn -LSB-...]

When I launched my publication (Securities Docket, which covers SEC enforcement and securities litigation issues) back in 2008, I also created two new groups on LinkedIn.

Not exact matches

The class action, filed in United States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

The class action, filed in United States District Court, for the Central District of California, and docketed under 17 - cv - 09157, is on behalf of a class consisting of investors who purchased or otherwise acquired Crypto securities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange Acsecurities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange AcSecurities Exchange Act of 1934.

The class action, filed in United States District Court, Southern District of New York, and docketed under 17 - cv - 09903, is on behalf of a class consisting of investors who purchased or otherwise acquired Qudian's American Depositary Receipts («ADRs») pursuant and / or traceable to Qudian's false and misleading Registration Statement and Prospectus, issued in connection with the Company's initial public offering on or about October 18, 2017 (the «IPO» or the «Offering»), seeking to recover damages caused by Defendants» violations of the Securities Act of 1933 (the «Securities Act»).

The class action, filed in United States District Court, for the Southern District of New York, and docketed under 18 - cv - 00646, is on behalf of a class consisting of investors who purchased or otherwise acquired Xunlei securities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange Acsecurities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange AcSecurities Exchange Act of 1934.

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We represent clients on both sides of the docket in securities fraud class actions, merger and acquisition (M&A) litigation and corporate governance litigation.

Jerry filed a 20 - page handwritten complaint alleging that State Farm filed his drivers license and social security numbers in that earlier case, putting him at risk of identity theft from crooks scouring court dockets.

The collection includes nearly 15,000 federal securities litigation cases and over 1 million securities - specific docket entries filed since 2009.

At that time, Chamber officials praised her for developing the center's non-labor docket, stepping up its U.S. Supreme Court practice, and «taking a more strategic approach to shaping the law in areas such as punitive damages, class actions, and securities litigation.»

The IP team selected CounselLink as the best solution based on its automated billing / invoice features that reduce manual processing, ability to integrate with the group's docketing system, security features that protect sensitive legal and financial details, and that it's cloud - based, reducing the company's dependence of IT support.