Sentences with phrase «securities held with»

Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary

All securities held with Saxo Bank will be returned to the Institutional Client if they are retrievable from Saxo Bank's custodian.

Not exact matches

Days after the Fantástico program aired, the Guardian reported that CSEC has held biannual «off the record» national security meetings with Canadian energy companies since at least 2005.

The Securities and Exchange Commission has been blasting cryptocurrency projects that have held «initial coin offerings,» or ICOs, with subpoenas.

Schools would do well to work with fewer managers and hold fewer securities — and to stick with what they own.

People with investments in stocks, bonds and other securities can donate those that have appreciated in value that they've held for at least one year, resulting in significant income - tax savings.

Falcon Heavy is a large, reusable launch vehicle that will allow the closely held company to bid on heavier payloads than it can with its Falcon 9, such as big commercial satellites and national security missions.

In a filing with U.S. securities regulators on Thursday, Buffett disclosed he had bought 2 million shares, or an 8 % stake, in Seritage Growth Properties (SRG), a real estate investment trust Sears created last summer to extract money from its enormous real estate holdings.

The Maryland Democrat highlighted that Flynn still held an authorized security clearance during the 18 - day period from when acting Attorney General Sally Yates informed the White House that he could possibly be blackmailed by Russia until he was fired last February, while Kushner maintains his security clearance even as he has had to amend the application form on several occassions for omitting contacts with foreign sources.

Early on, Macdonald's biggest concern was that employees would be nervous about staying with the firm without the security of a much larger holding company behind it.

The chair of the U.S. Securities and Exchange Commission took on «unicorns,» tech startups and other privately held companies on Thursday, admonishing Silicon Valley firms to be fair and honest with their investors.

The SEC, the top securities regulator in the United States, has little authority over privately held companies, which unlike publicly traded companies do not have to register or file financial information with the agency regularly.

In May, Avigilon paid $ 17 million for RedCloud Security, a privately held provider of physical and virtual access control systems, and recently completed integrating its products with Avigilon's products.

In a ceremony held at Dubai Chamber's premises on Tuesday, Dubai Chamber signed an MoU with online marketing agency Digital Falcon to boost Dubai Startup Hub's digital presence, flydubai sealed a strategic agreement with cybersecurity startup VUL9 to deliver security staff monitoring and related services to the airline's offices across the UAE, Emirates NBD signed an MoU with VUL9 for the bank's cybersecurity projects, and Fiat Chrysler Automobiles announced a deal with logistics tech startup LoadME, a freight services aggregator, to drive Fiat Chrysler's commercial vehicle sales in the Middle East.

This is a fundamental problem with the modern tech industry that we'll discuss in detail at Structure Security, which will be held September 27th and 28th at the Golden Gate Club in San Francisco's Presidio district.

These risks and uncertainties include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products, including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP purchases driven by federal and state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products, including Biktarvy; Gilead's ability to successfully commercialize its products, including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates, including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S. Securities and Exchange Commission (the SEC).

Other information regarding the participants in the consent solicitation and a description of their direct and indirect interests, by security holdings or otherwise, will be contained in the joint consent solicitation statement / prospectus and other relevant materials to be filed with the SEC regarding the acquisition when they become available.

Mr. Watsa holds a BA from Hillsdale College and a Chartered Investment Manager designation and is registered with the Ontario Securities Commission as a Portfolio Manager.

Of the outstanding shares, all of the shares sold in this offering will be freely tradable, except that any shares held by our affiliates, as that term is defined in Rule 144 under the Securities Act, may only be sold in compliance with the limitations described below.

Portfolio Holdings for Non-US Funds / Non-US Advisers - From time to time Franklin Templeton Resources Inc (FRI) and its subsidiaries, partnerships, joint ventures and related and affiliated business entities («FTI») may provide you with a partial listing of portfolio securities including but not limited to top contributors and detractors to portfolio performance owned by one or more non-US domiciled funds that are registered or passported with local regulatory authorities and are sponsored by FTI (each a «Fund» and together «Funds») and any such additional information relating to the Fund (s) that may not otherwise be publicly disseminated.

ETHNews has reviewed an email sent by Chad M. Campbell, an industrial security specialist with the Defense Security Service (DSS), relating that individuals submitting Standard Form 86 (SF86) should report any bitcoin holdings in their possession along with their other discsecurity specialist with the Defense Security Service (DSS), relating that individuals submitting Standard Form 86 (SF86) should report any bitcoin holdings in their possession along with their other discSecurity Service (DSS), relating that individuals submitting Standard Form 86 (SF86) should report any bitcoin holdings in their possession along with their other disclosures.

The 9th Dialogue was held in Singapore last week (4 - 6 June, 2010) with defence officials from 28 countries attending, including the US Secretary of Defence Robert Gates, the Deputy Chief of the Peoples» Liberation Army (PLA) of China, the National Security Adviser of India...

Most of these behaviors are driven by investors trying to be above average rather than tailoring their securities holdings to their own personal goals and being happy with the results.

The Shares are held by the Reporting Persons in margin accounts together with other securities.

Tellis holds the Tata Chair for Strategic Affairs and is a senior fellow at the Carnegie Endowment for International Peace, specializing in international security and U.S. foreign and defense policy with a special focus on Asia and the Indian subcontinent.

Cigna Corp. began its pursuit of Express Scripts Holding Co. in October 2017, not waiting for regulators to rule on a separate deal between CVS Health Corp. and Aetna Inc., the Bloomfield health insurer said in a filing with securities regulators.

Contrast Canada with the United States where needed changes to Social Security and other entitlement programs are held hostage to ongoing political gridlock.

Together with earlier announced bond purchases, the Fed's move will increase «holdings of longer - term securities by about $ 85 billion each month through the end of the year,» the Fed announced Thursday.

Recipients are required to comply with any legal or contractual restrictions on their purchase, holding, and sale, exercise of rights or performance of obligations under any securities / instruments transaction.

The Bank has been collecting data on this market for some time, using various market sources and cross-checking with securities held in Austraclear, the main depository for private sector securities.

So far, investors are not buying the prediction made by top - ranked strategists from Haitong Securities and Bocom International Holdings, who had forecast at the end of last year that the big - caps» out - performance would be less conspicuous in 2018, with more mid - and small - cap shares joining the rally.

Whether the fund's mandate is broad or narrow, bond funds invest in many different securities — often buying and selling according to market conditions and rarely holding bonds until maturity — so it's an easier way to achieve diversification even with a small investment.

On Aug. 14, the regulator said China Securities Finance Corp., the state agency tasked with supporting share prices, would no longer add to holdings unless there's unusual volatility and systemic risk, although it would remain in the stock market for years to come.

With 30 holdings, VNM is much broader than our segment benchmark, which has just 13 securities.

The hedge fund held 26,074,830 shares purchased at an aggregate price of about $ 794.5 million as of May 27, 2017, a filing with the U.S. Securities and Exchange Commission showed.

The underlying beliefs that people in the United States and China hold toward each other in the security realm are likely to influence, directly or indirectly, each side's foreign policy with regard to the bilateral relationship.

(a) Share of total Australian dollar assets (per cent), subcomponents are the share of liquid assets (b) While deposits with other banks are a store of liquidity, they do not contribute to the stock of liquidity held by the banking system as a whole, since the recipient banks will, in turn, need to hold additional liquidity against these deposits; consequently, they are excluded from this table (c) Includes Commonwealth Government Securities and securities issued by the states and territories (d) Includes notes and coins, Australian dollar debt issued by non-residents and securitised assets (excluding self - securitisSecurities and securities issued by the states and territories (d) Includes notes and coins, Australian dollar debt issued by non-residents and securitised assets (excluding self - securitissecurities issued by the states and territories (d) Includes notes and coins, Australian dollar debt issued by non-residents and securitised assets (excluding self - securitised assets)

After more than a day of criticism from the students, the White House said the president would hold a «listening session» with unspecified students Wednesday and meet Thursday with state and local security officials.

Instructor Profile: Joined the civil aviation industry as a cabin crew member with Adria Airways in 1997 and stayed with the airline for 20 years holding several position as Flight Ops Officer, Station Manager, Ground Ops Manager and Facilitation & Aviation Security Manager.

Ratings by S&P and Fitch apply to the credit quality of a portfolio and are not a recommendation to buy, sell or hold securities of a fund, are subject to change, and do not remove market risks associated with investments in the fund.

Either you raise adequate tax revenue, or you denominate the debt in long - term bonds and devalue them through inflation, or you default, or you violate the social contract made with those who don't hold paper claims (e.g. Social Security beneficiaries) in preference for those who do.

Backed with this most recent round of capital investment from SBI Holdings Japan, CoolBitX will continue to work on developing high quality security products connecting the entire cryptocurrency ecosystem.

Finally, securities or asset classes that are strongly correlated with other held investments can acceptably have broad ranges since their price movements parallel other assets within the portfolio.

The fair value of our common stock has been determined in accordance with applicable elements of the practice aid issued by the American Institute of Certified Public Accountants, Valuation of Privately Held Company Equity Securities Issued as Compensation.

An ETP that allocates just 10 % of its total portfolio to the top ten holdings can be described as maintaining greater balance than an ETP with 50 % of assets in the top ten securities.

Neither Birinyi Associates, Inc. nor its principals intend to disclose the extent of any current holdings or future transactions with respect to any particular security.

You must perform your own evaluation of whether a bond ladder and the securities held within it are consistent with your investment objective, risk tolerance and financial circumstances.

The distinction matters, because the total return over any limited holding period may have nothing to do with the long - term return that's priced into a given security.

Given the absence of a public trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economiSecurities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economisecurities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.

Of the million outstanding shares, all of the shares sold in this offering will be freely tradable, except that any shares held by our affiliates, as that term is defined in Rule 144 under the Securities Act, may only be sold in compliance with the limitations described below.