Since trade in securities crosses provincial boundaries, international trade and commerce powers apply.
Not exact matches
The
Securities and Exchange Commission has halted
trading in shares of UBI Blockchain Internet, a Hong Kong - based company, citing potentially inaccurate information
in its disclosures to the regulator and unusual and unexplained market activity
in the stock
since November.
Chinese - language reports
in Hong Kong
in March said the
Securities and Futures Commission, the main stock market regulator, had requested the
trading records of Meitu from local stockbrokers on three occasions
since December, when it raised $ 629 million
in an initial public offering.
Since 2008, Genesis Global
Trading has
traded over $ 30 billion
in auction rate
securities and other illiquid assets.
While Trump cited «national
security» as the impetus for the tariffs, he's been vowing
since the campaign to use
trade policy to restore jobs to the American manufacturing sector, which has suffered
in recent decades.
For one, the share of
securities whose 12 - month
trading volume equals at least half of the number of
securities outstanding has fallen from 20 % to less than 5 %
in the US corporate bond market
since 2007 (CGFS (2014)-RRB-.
It temporarily suspended
trading of
securities of The Crypto Company, a California - based firm whose shares have skyrocketed more than 17,000 %
since it first began
trading in September.
Since the financial crisis, investors have eschewed exotic fixed - income
securities in favor of low - risk government bonds, which are less profitable for banks, and overall
trading volumes have dipped.
When you
trade in a cash account, your potential loss is limited to the amount you've invested, and
since you own your
securities outright, you get to decide when, or if, to sell them.
Since default matters
in Northbound
trading via Shanghai - Hong Kong Stock Connect do not involve products listed or
traded in SEHK or HKFE, so similar to the case of investors
trading overseas
securities, they will not be covered by the Investor Compensation Fund.
As far as Southbound
trading is concerned,
since Mainland
securities brokers are neither licensees nor registered institutions with the SFC
in Hong Kong and they are not regulated by the SFC, the Investor Compensation Fund will not cover Southbound
trading via Shanghai - Hong Kong Stock Connect.
Since the underlying index value and IIV are not calculated or widely disseminated during extended hours
trading sessions, an investor who is unable to calculate implied values for certain derivative
securities products
in those sessions may be at a disadvantage to market professionals.
I wondered aloud if insider
trading in «
securities might be ethically ambiguous
since some argue that it promotes market efficiency.
If Philly is willing to
trade that type of potential for the
security of a CJ
since they have found their superstars
in Embide and Simmons we should do it.
Since most money market
securities trade in large denominations, money market funds provide the best way for individuals to invest
in these
securities.
Since only a small fraction of the outstanding bonds
trade in any given day, listing representative prices provide investors with sufficient benchmark information to gauge what a fair price would be for the
security they are considering.
In economics, the efficient market hypothesis is used to argue that it is impossible to consistently «beat the market» for publicly -
traded securities on a risk - adjusted basis,
since public stock and bond prices fully reflect all available information.
Since we at Kotak
Securities believe that
trading in the stock market should be a profitable venture, we keep our brokerage charges at the bare minimum.
Since this portfolio would generate around 5 % dividend yield, the mutual fund company (yes, DFN is
in fact a mutual fund company)
trades the underlying
securities and writes call options on them too.
Since Berkshire Hathaway is a unique conglomerate made up of $ 70 billion
in various publicly
traded securities plus a diverse group of wholly owned companies, it provides the average investor with excellent investment lessons and market signals.
Since you have an immediate goal for your deposit, consider avoiding high - risk financial activities such as
trading in securities.
Rep. Vic Snyder (D - Arkansas), who represents Little Rock and much of Pulaski County, was the only member of his State's delegation to vote for the American Clean Energy and
Security Act, cap - and -
trade legislation that passed through the House of Representatives
in late June, and he has been hammered over the airwaves by utilities, agriculture interests, and political opponents ever
since.
The Canadian government has been communicative
in its regulatory stances on cryptocurrency ever
since: the Canadian
Securities Administrators (CSA) sent out a regulatory notice on August 24, 2017, confirming «the potential applicability of Canadian securities laws to cryptocurrencies and related trading and marketplace operations and to provide market participants with guidance on analyzing these requiremen
Securities Administrators (CSA) sent out a regulatory notice on August 24, 2017, confirming «the potential applicability of Canadian
securities laws to cryptocurrencies and related trading and marketplace operations and to provide market participants with guidance on analyzing these requiremen
securities laws to cryptocurrencies and related
trading and marketplace operations and to provide market participants with guidance on analyzing these requirements.»
Securities Law Only Barrier To Japan's Bitcoin Futures
In the first major copycat move
since the announcement by US regulators that futures could begin
trading this month, booming Bitcoin market Japan will now study how it can follow suit.
Starting
in the recruitment industry with Brook Street means you will be offered industry - leading training, the
security of a nationally recognised brand that has been
trading since 1946.