Sentences with phrase «small investor protection»

-- Stan Buell, President, Small Investor Protection Association (SIPA), in Letter of Support to FAIR Canada.

I recently had a chance to interview Ken Kivenko, who runs Canadian Fund Watch and is allied with the Small Investor Protection Association.

Like the Small Investor Protection Association, Paul Bates, chair of the Ontario Securities Commission's Investor Advisory Panel, wants to see trailers banned.

Ken Kivenko, of the Small Investor Protection Association, is no shrinking violet when it comes to airing his grievances about this issue.

However, they don't have to give you the new Fund Fact sheet before you buy, says Ken Kivenko of the Small Investor Protection Association, so be sure to ask for it or look it up at www.fundfactspos.ca.

At the Small Investor Protection Association (SIPA), we have seen a danger to investors in placing their trust and savings with sales people instead of advisors who have a fiduciary responsibility to act in their client's interests.

For more information on the dispute resolution process, visit the website for the Small Investor Protection Association.

The FAIR Canada, Small Investor Protection Association and Kenmar Associates websites contain useful information and guides concerning complaints

I want to spotlight the Investor Be Aware video contest, run by the Small Investor Protection Association to show the hidden dangers of dealing with financial advisers.

Organizations such as the Small Investors Protection Association («SIPA») and the Consumer Council of Canada («CCC») have worked valiantly to advance the interests of retail investors.

Not exact matches

After intense debate, the Senate adds a number of investor protections to the small - business bill.

«Either it is a sign that Sarbanes - Oxley created a burden on entrepreneurship, inefficiently forcing companies out of the public markets, or alternatively it provided some protection to investors by inducing smaller firms that should never have been public to begin with to abandon that status,» Eric Talley, the report's co-author, said in a statement.

Self - attestation would effectively render the small - investor protection clause of the law toothless.

The SEC was tasked with adopting rules to implement these provisions, which are intended to facilitate capital raising by small businesses while providing significant investor protections.

«There is a great deal of enthusiasm in the marketplace for crowdfunding, and I believe these rules and proposed amendments provide smaller companies with innovative ways to raise capital and give investors the protections they need,» said SEC Chair Mary Jo White.

The new rules and proposed amendments are designed to assist smaller companies with capital formation and provide investors with additional protections.

Translation: Many commission - based brokers are self - serving hucksters and rip - off artists from whom smaller investors need protection.

Each forum seeks to develop recommendations for government and private action to improve the environment for small business capital formation, consistent with other public policy goals, including investor protection.»

The approach and structure of the DRS is specifically built to help investors stay the course through bull and bear markets by recognizing that smaller shorter - term drawdowns are more easily weathered by having protection in place for larger, steeper declines.

However, they offer big time protection for small investors.

For investors seeking to gain some inflation protection and to defer interest income, or for those who desire a small minimum investment, I Bonds offer advantages unavailable from other investments.

Based in Los Angeles, with offices in San Francisco, the attorneys at PSW represent consumers, investors and small businesses in consumer protection cases.