Sentences with phrase «state securities division»

«We have received two Cease and Desist letters, one from the Texas State Securities Board, and one from the North Carolina Secretary of State Securities Division,» BitConnect wrote, adding: «These actions have become a hindrance for the legal continuation of the platform.»

Per Bloomberg, the Texas State Securities Board and North Carolina Secretary of State Securities Division told BitConnect it «isn't registered to sell securities in those states.»

As a result, the Texas State Securities Board and North Carolina Secretary of State Securities Division have sent BitConnect Cease and Desist letters.

The announcement from BitConnect blames bad press, two cease - and - desist letters from the Texas Securities Board and North Carolina Secretary of State Securities Division and distributed - denial - of - service (DDoS) attacks for shaking confidence in their lending and exchange platform and having to shut it down.

To check out an investment advisor, broker, firm, or investment product contact your State Securities Division to obtain a CRD Report, visit FINRA.org to obtain a BrokerCheck Report, or consult a qualified attorney or CPA.

The Washington State Securities Division is considering proposing to amend WAC 460 - 44A to make ministerial updates to account for amendments to federal Regulation D.

If the information isn't in the FDD, check with your state Attorney General's office, office of consumer affairs or state securities division.

Not exact matches

Over the weekend, Cincinnati.com reported that SoMoLend, a crowdfunding site that distributes loans to local small businesses, was under investigation by Ohio's Division of Securities — i.e. the state's commerce regulators.

The class action, filed in United States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

When Darash's lawyer told him his application had been rejected, Darash's first reaction was to simply pick up the phone and call Immigration, a division of the United States Department of Homeland Security, to explain the error.

«The typical state prosecution is for a standard common - law crime,» explains Philip A. Feigin, an attorney with Rothgerber Johnson & Lyons in Denver and a former commissioner of the Colorado Securities Division.

In late August, Yahoo broke news that foreign hackers had breached the state Board of Elections websites in Illinois and Arizona, which the FBI's cyber division followed up with an alert to election officials across the nation to increase voting system security.

In that case, led by the civil division of the United States attorney's office for the Eastern District of California, prosecutors found that JPMorgan flouted federal laws with its sale of subprime mortgage securities from 2005 to 2007.

The Commission is exploring ways to further collaborate with state regulators, including a program for a representative of NASAA or a state securities regulator to work with the staff in the SEC's Division of Corporation Finance in implementing these rules.

Official documentation released April 10 by the Texas State Securities Board (TSSB) outlines findings from 32 Enforcement Division investigations into cryptocurrency - related companies for possible fraud, which spanned a four - week period starting December 18, 2017.

The Massachusetts Securities Division issued Friday a policy statement that will serve as guidance to robo - advisors seeking to register in the state, saying robos would be evaluted «on a case - by - case basis.»

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state divsecurities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state divSecurities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state divsecurities division of a state or an equivalent state division; and

Official documentation released April 10 via the Texas State Securities Board (TSSB) outlines findings from 32 Enforcement Division...

who is a licensed or registered as a broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;

June 16 New Mexico Senior $ afe Training presented by the New Mexico Securities Division, and hosted by Zia Trust, at the State Bar of New Mexico, 5121 Masthead Street NE, Albuquerque, New Mexico.

The Insurance Division also has statutory authority over many activities related to the sale of securities and other regulated products in the state.

US Federal staff including Jay Clayton, the chair of the SEC, and his head of trading and markets division, Brett Redfearn, have gone on record several times stating that ICOs such as these should be policed in the same way as traditional securities (stocks, bonds and shares).

Chief Supt Peprah stated the exercise is part of security measures being undertaken by the Division to reduce criminal activities ahead of the Easter celebrations in the area.

Also at 9:30 a.m., Assemblyman Angelo Santabarbara joins the New York National Guard, the Division of Homeland Security and the State Office of Emergency Management for a Citizens Preparedness Corps Training Program, Carl B. Taylor Community Auditorium, Schenectady County Community College, 78 Washington Ave., Schenectady.

At the Governor's direction, the state Division of Homeland Security and Emergency Services, State Police, the Department of Transportation and the Thruway Authority have already begun to plan accordingly for weather conditstate Division of Homeland Security and Emergency Services, State Police, the Department of Transportation and the Thruway Authority have already begun to plan accordingly for weather conditState Police, the Department of Transportation and the Thruway Authority have already begun to plan accordingly for weather conditions.

It is prohibited to commit acts leading to disorder and division, affecting the security of the state and its public relations, or undermining human dignity and rights.

The former National Security Adviser (NSA) Colonel Mohammed Sambo Dasuki (rtd) who is being unlawfully detained against court orders by Department of State Service (DSS) has approached the Court of Appeal Abuja Division praying the court to set aside the subpoena issued against him by the federal high court to appear before it to testify in a N400m corruption charges brought against Former National Publicity Secretary of the People's Democratic Party (PDP) Mr. Olisa Metuh.

The grant was a state Interoperable Communications Grant and was administered by the state's Division of Homeland Security and Emergency Services.

Following reliable information received from some well - meaning Nigerians during Anti-Illegal Bunkering and Anti-Pipeline Vandalism patrol, troops of 81 Division Nigerian Army, in conjunction with Department of State Security, Inspector General of Police Task Force Team, Nigerian Security and Civil Defence Corp, Federal Road Safety Corp and Lagos neighborhood Safety Corps swooped on suspected pipeline vandals -LSB-...]

As a unit of the Division of Emergency Medical Services, MERS [Medical Emergency Radio System] Control serves as the Erie County Department of Homeland Security and Emergency Services dispatch center, coordinates ambulance responses for the City of Buffalo, responses on the New York State Thruway throughout Erie County and the Buffalo Niagara International Airport (B.N.I.A.).

The Chairman of Crime Reporters Corps, Mr Onyeabuchi Teta stated that «we are here to through you commend the Chief of Army Staff, GOC and all the personnel of 82 Division for the wonderful job you are doing in the South East in the areas of peace and security development.

Dignitaries at the event include among others, the representative of the Borno State Commissioner of Justice, Formation Commanders, Principal Staff Officers of the Division, heads of various security agencies in the State, members of UN and NGOs, member of the Presidential Initiative on North East, beneficiaries and their families.

Cuomo's office on Monday announced enhanced security by the State Police, Division of Homeland Security and the National Guard as well as the Port Authority Police in the wake of the bombing, which injured foursecurity by the State Police, Division of Homeland Security and the National Guard as well as the Port Authority Police in the wake of the bombing, which injured fourSecurity and the National Guard as well as the Port Authority Police in the wake of the bombing, which injured four people.

In line with the Chief of Army Staff Lieutenant General Tukur Buratai's disposition to have a professionally responsive Nigerian Army in the discharge of its constitutional responsibilities, the General Officer Commanding (GOC) 82 Division Nigerian Army, Major General Adamu Baba Abubakar had in the early hours of Monday 15 May 2017, led some security chiefs on a visit to the conflicted villages of Cross River and Ebonyi States with the aim of resolving the crisis.

On the trip with Cuomo were: New York National Guard Director of Domestic Operations Col. Robert Mitchell, National Guard Logistics Officer Maj. Jim Green, state Division of Homeland Security and Emergency Services Deputy Commissioner Kevin Wisely, Secretary to the Governor Melissa DeRosa, Cuomo Counsel Alphonso David and Kamilah Smith, Cuomo's policy adviser for statewide initiatives.

The Nigerian Army said its newly - created 6 Division in Port Harcourt was established to organise and improve its internal security operations in four states of the Niger Delta.

Homeland Security Program: The Erie County Department of Emergency Services and Homeland Security (herein referred to as «ESU») notes ESU receives no direct federal assistance, but does receive funding through the New York State Division of Homeland Security and Emergency Services» (herein referred to as «NYSDHSES») Homeland Security Program (herein referred to as «HSP») as part of the Buffalo, Erie and Niagara region.

Following reliable information received from some well - meaning Nigerians during Anti-Illegal Bunkering and Anti-Pipeline Vandalism patrol, troops of 81 Division Nigerian Army, in conjunction with Department of State Security, Inspector General of Police Task Force Team, Nigerian Security and...

O'Hara, who has since been hired by the state to a $ 110,000 job as deputy director with the state's Division of Homeland Security and Emergency Services, was criticized by the state inspector general's office on Feb. 14, 2013 for showing favoritism to a vendor in the awarding of a contract to manage the Empire Room banquet hall at the state fair.

Prosecutors did not name the employees but listed their job titles: director of state operations, deputy commissioner for public affairs of the NYS Division of Homeland Security, executive deputy commissioner of the Office of General Services and an executive chamber employee who was eyeing a job at SUNY Polytechnic Institute.

These programs allow our first responders to enhance their abilities to protect life and property,» said John Melville, the commissioner of the New York State Division of Homeland Security and Emergency Services, in the release.

«This directive was conveyed in a mandate by the Chief of Army Staff, Lt. Gen. Tukur Buratai, to the 6 Division to collaborate with the DSS, the police and all other security agencies in Rivers State to hunt down and bring to book the perpetrators of that mayhem..

He's campaigning on the motto «Stop Wasting Our Money,» and proposes capping public - sector salaries at $ 100,000 a year and eliminating various state agencies such as the Thruway Authority, the Division of Human Rights, and the Office of Homeland Security.

We also thank the state Division of Homeland Security and Emergency Services, state DOT, state Office of Emergency Management, state Department of Environmental Conservation, Albany County Sheriff (for drone observations), Warren County Soil and Water, New York State Police, Warren County Sheriff, Thurman Fire Department, Johnsburg Fire and EMS, Warrensburg Fire and EMS, Stony Creek Fire and EMS, Garnet Lake Fire Department, Warren County DOT, Warren County Office of Emergency Services Brian LaFlure and Amy Hirsch, state Forest Ranger Callee Baker, Thurman Resident Teddy Baker and our own Thurman Highway Department state Division of Homeland Security and Emergency Services, state DOT, state Office of Emergency Management, state Department of Environmental Conservation, Albany County Sheriff (for drone observations), Warren County Soil and Water, New York State Police, Warren County Sheriff, Thurman Fire Department, Johnsburg Fire and EMS, Warrensburg Fire and EMS, Stony Creek Fire and EMS, Garnet Lake Fire Department, Warren County DOT, Warren County Office of Emergency Services Brian LaFlure and Amy Hirsch, state Forest Ranger Callee Baker, Thurman Resident Teddy Baker and our own Thurman Highway Department state DOT, state Office of Emergency Management, state Department of Environmental Conservation, Albany County Sheriff (for drone observations), Warren County Soil and Water, New York State Police, Warren County Sheriff, Thurman Fire Department, Johnsburg Fire and EMS, Warrensburg Fire and EMS, Stony Creek Fire and EMS, Garnet Lake Fire Department, Warren County DOT, Warren County Office of Emergency Services Brian LaFlure and Amy Hirsch, state Forest Ranger Callee Baker, Thurman Resident Teddy Baker and our own Thurman Highway Department state Office of Emergency Management, state Department of Environmental Conservation, Albany County Sheriff (for drone observations), Warren County Soil and Water, New York State Police, Warren County Sheriff, Thurman Fire Department, Johnsburg Fire and EMS, Warrensburg Fire and EMS, Stony Creek Fire and EMS, Garnet Lake Fire Department, Warren County DOT, Warren County Office of Emergency Services Brian LaFlure and Amy Hirsch, state Forest Ranger Callee Baker, Thurman Resident Teddy Baker and our own Thurman Highway Department state Department of Environmental Conservation, Albany County Sheriff (for drone observations), Warren County Soil and Water, New York State Police, Warren County Sheriff, Thurman Fire Department, Johnsburg Fire and EMS, Warrensburg Fire and EMS, Stony Creek Fire and EMS, Garnet Lake Fire Department, Warren County DOT, Warren County Office of Emergency Services Brian LaFlure and Amy Hirsch, state Forest Ranger Callee Baker, Thurman Resident Teddy Baker and our own Thurman Highway Department State Police, Warren County Sheriff, Thurman Fire Department, Johnsburg Fire and EMS, Warrensburg Fire and EMS, Stony Creek Fire and EMS, Garnet Lake Fire Department, Warren County DOT, Warren County Office of Emergency Services Brian LaFlure and Amy Hirsch, state Forest Ranger Callee Baker, Thurman Resident Teddy Baker and our own Thurman Highway Department state Forest Ranger Callee Baker, Thurman Resident Teddy Baker and our own Thurman Highway Department Crew.

Division of Homeland Security and Emergency Services Commissioner John Melville said, «We are in regular contact with County Emergency Managers in the area to discuss planning and operations for additional state assets to the region.

The governor announced the deployment of 20 members of the National Guard and a coordinated Lake Ontario Rapid Response Team which includes experts from the State Department of Environmental Conservation, the Division of Homeland Security and Emergency Services, National Guard, State Police, and Office of General Services, along with city and county agencies.

The state Division of Homeland Security and Emergency Services revealed recently that as many as 42 oil trains per week were coming into Albany.

«In Kaduna State, the Division's Internal Security Force (DISFORCE) has recovered 108 Livestock and killed 1 armed bandit and recovered 1 AK - 47 Rifle and 30 rounds of 7.62 mm (Special) ammunition.

State Representatives: Senator Terrence Murphy; Assemblywoman Sandy Galef; and several state agencies, including the Office of the Governor; Education Representatives; Department of Public Service; Department of Environmental Conservation; Department of Labor; Department of Tax and Finance; Empire State Development; New York State Energy Research & Development Authority; Department of State; New York State Division of Homeland Security & Emergency Services; and the New York Power AuthoState Representatives: Senator Terrence Murphy; Assemblywoman Sandy Galef; and several state agencies, including the Office of the Governor; Education Representatives; Department of Public Service; Department of Environmental Conservation; Department of Labor; Department of Tax and Finance; Empire State Development; New York State Energy Research & Development Authority; Department of State; New York State Division of Homeland Security & Emergency Services; and the New York Power Authostate agencies, including the Office of the Governor; Education Representatives; Department of Public Service; Department of Environmental Conservation; Department of Labor; Department of Tax and Finance; Empire State Development; New York State Energy Research & Development Authority; Department of State; New York State Division of Homeland Security & Emergency Services; and the New York Power AuthoState Development; New York State Energy Research & Development Authority; Department of State; New York State Division of Homeland Security & Emergency Services; and the New York Power AuthoState Energy Research & Development Authority; Department of State; New York State Division of Homeland Security & Emergency Services; and the New York Power AuthoState; New York State Division of Homeland Security & Emergency Services; and the New York Power AuthoState Division of Homeland Security & Emergency Services; and the New York Power Authority.

Following reliable information received from some well - meaning Nigerians during Anti-Illegal Bunkering and Anti-Pipeline Vandalism patrol, troops of 81 Division Nigerian Army, in conjunction with Department of State Security, Inspector General of Police Task Force Team, Nigerian Security and Civil Defence Corp, Federal Road Safety Corp and Lagos neighborhood Safety Corps swooped on suspected pipeline vandals at Magboro in Ogun State along Lagos / Ibadan Expressway on 16th May, 2018.