Note: This news release contains «forward - looking statements» within the meaning of Canadian securities laws and United
States federal securities laws.
These markets not only provide access to the world's most dynamic investments, they are protected by the most robust anti-fraud laws in the world — the United
States Federal Securities laws.
Not exact matches
The action, which was filed in the United
States District Court for the District of New Jersey, alleges that the Company violated
federal securities laws.
JPMorgan is working with
state and
federal regulators over mortgage
securities charges.
Filed in a Los Angeles
federal court, the suit
states that «Uber failed to implement and maintain reasonable
security procedures and practices appropriate to the nature and scope of the information compromised in the data breach,» according to Bloomberg.
The class action, filed in United
States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the
federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the
Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.
The class action, filed in United
States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's
securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the
federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the
Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.
The action, which was filed in the United
States District Court for the Southern District of New York, alleges that the Company violated
federal securities laws.
Thirteen years later, she manages a staff of 23 and travels the country getting new FCi employees settled at the roughly 100 offices, mostly within
federal agencies, including the Department of Homeland
Security and the Department of
State, where FCi operates.
As the firestorm over Trump's comment began late last week, the White House and Trump's National
Security Council provided no guidance to the
State Department about what to say to foreign countries who were incensed, said a U.S. official familiar with the conversations between the White House and other
federal agencies.
«For any NBAA event, our top priority is the safety and
security of all participants, and we are in coordination with
federal,
state and local officials to ensure that show participants are in a safe, secure environment.»
Steven Ricchuito, Mizuho
Securities chief economist, and Joe Zock, Tocqueville Asset Management portfolio manager, discuss the
state of the markets and economy following the
Federal Reserve's May FOMC meeting.
In other cities,
federal and
state prosecutors shun
securities cases for all kinds of understandable reasons.
Indeed, just days before the U.S. startup visa was to be implemented last July, the Department of Homeland
Security published a rule in the
Federal Register, delaying the implementation until March 2018 and
stating it intended to rescind the regulation altogether.
The measures would provide some variation of
federal support, including grants, for
states to beef up
security of their election infrastructures.
If enacted, the legislation would expand foreign investment review procedures overseen by the Committee on Foreign Investment in the United
States (CFIUS), which is chaired by the treasury secretary and seeks input from the departments of defence and homeland
security, among other
federal bodies.
The Department of Homeland
Security's communications with
state election officials were «impeded by
state officials» mistrust of
federal government overreach coupled with an unprecedented level of Russian cyber intrusions.»
These risks and uncertainties include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products, including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for
state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP purchases driven by
federal and
state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products, including Biktarvy; Gilead's ability to successfully commercialize its products, including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates, including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S.
Securities and Exchange Commission (the SEC).
JPMorgan Chase, seeking to avert a wave of litigation from the government, is negotiating a multibillion - dollar settlement with
state and
federal agencies over the bank's sale of troubled mortgage
securities to investors in the run - up to the financial crisis.
Cyber
security software firm Tanium has raised $ 120 million from investment firms as more U.S.
federal agencies rely on its technology to fend off attacks from nation -
states and hackers, the company announced Wednesday.
The plan administrator has discretion, however, to establish written conditions and procedures for the transfer of awards to other persons or entities, provided that such transfers comply with applicable
federal and
state securities laws and are not made for value, other than nominal value or certain transfers to family members.
Investing resources into a 10 year treasury note is often considered favorable due to
federal government
securities being exempt from
state and local income tax.
Tax exemptions In general, the interest you earn from your tax - exempt municipal
securities is exempt from
federal income tax and in some cases,
state or local income tax, depending on whether you are a resident of the
state that issued the bond.
The Washington
State Securities Division is considering proposing to amend WAC 460 - 44A to make ministerial updates to account for amendments to
federal Regulation D.
Financial institutions surveyed are: Alaska USA
Federal Credit Union, Alliant Credit Union, Ally Bank, America First Credit Union, American Express, Aspiration, Associated Bank, Bank5 Connect, BankDirect, Bank of America, Bank of Internet, Bank of the West, Barclays, BB&T, BBVA Compass, Boeing Employees Credit Union, BMO Harris, Capital One 360, Charles Schwab Bank, Chase, Chime, CIT, Citibank, Citizens Bank, Comerica Bank, Commerce Bank, Connexus Credit Union, Consumers Credit Union, Discover Bank, EverBank, Fidelity, Fifth Third Bank, First Citizens Bank, First National Bank, First Tech
Federal Credit Union, GoBank, Golden 1 Credit Union, HSBC Bank USA, Huntington Bank, KeyBank, M&T Bank, Marcus by Goldman Sachs, MetaBank, Navy
Federal Credit Union, Pentagon
Federal Credit Union, PNC, PurePoint Financial, Qapital, Radius Bank, Regions Bank, Santander Bank, SchoolsFirst
Federal Credit Union,
Security Service
Federal Credit Union, Simple, Star One Credit Union,
State Employees» Credit Union of North Carolina,
State Farm Bank, Suncoast Credit Union, SunTrust Bank, Synchrony Bank, TCF Bank, TD Bank, Union Bank, UFB Direct, USAA, U.S. Bank, Varo, Wells Fargo, Woodforest National Bank, and Zions Bank.
In that case, led by the civil division of the United
States attorney's office for the Eastern District of California, prosecutors found that JPMorgan flouted
federal laws with its sale of subprime mortgage
securities from 2005 to 2007.
debt obligations of the U.S. government that are issued at various intervals and with various maturities; revenue from these bonds is used to raise capital and / or refund outstanding debt; since Treasury
securities are backed by the full faith and credit of the U.S. government, they are generally considered to be free from credit risk and thus typically carry lower yields than other securities; the interest paid by Treasuries is exempt from state and local tax, but is subject to federal taxes and may be subject to the federal Alternative Minimum Tax (AMT); U.S. Treasury securities include Treasury bills, Treasury notes, Treasury bonds, zero - coupon bonds, Treasury Inflation Protected Securities (TIPS), and Treasur
securities are backed by the full faith and credit of the U.S. government, they are generally considered to be free from credit risk and thus typically carry lower yields than other
securities; the interest paid by Treasuries is exempt from state and local tax, but is subject to federal taxes and may be subject to the federal Alternative Minimum Tax (AMT); U.S. Treasury securities include Treasury bills, Treasury notes, Treasury bonds, zero - coupon bonds, Treasury Inflation Protected Securities (TIPS), and Treasur
securities; the interest paid by Treasuries is exempt from
state and local tax, but is subject to
federal taxes and may be subject to the
federal Alternative Minimum Tax (AMT); U.S. Treasury
securities include Treasury bills, Treasury notes, Treasury bonds, zero - coupon bonds, Treasury Inflation Protected Securities (TIPS), and Treasur
securities include Treasury bills, Treasury notes, Treasury bonds, zero - coupon bonds, Treasury Inflation Protected
Securities (TIPS), and Treasur
Securities (TIPS), and Treasury Auctions
The appointment of even one SEC Commissioner with significant experience as a
state securities regulator would dramatically improve coordination between
state and
federal securities authorities and bring a perspective informed by experiences from Main Street America where investor protection is personal and capital formation means real jobs.
«We hope that other
state attorney generals and the
federal Department of Justice, and the
Securities Exchange Commission will show similar fortitude.»
Unlike the United
States where the
federal regulators have jurisdiction over regulating crowdfunding nationwide, the Canadian provinces are regulated specifically by each provincial
securities authority.
Other steps include a national
security review by the Committee on Foreign Investment in the United
States, the U.S. federal states, and Trump's White
States, the U.S.
federal states, and Trump's White
states, and Trump's White House.
Some possible ideas for the United
States include Social Security and income tax rates that move up or down in relation to the national unemployment rate, or federal grants to states that operate in the sam
States include Social
Security and income tax rates that move up or down in relation to the national unemployment rate, or
federal grants to
states that operate in the sam
states that operate in the same way.
The panel consists of the heads of
federal agencies, including the departments of Commerce, Defense, Homeland
Security, Justice and
State, and the Office of the U.S. Trade Representative.
None of the Reporting Persons nor any manager or executive officer of the Reporting Persons, has, during the past five years, (a) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (b) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting, or mandating activities subject to,
Federal or
State securities laws or a finding of any violation with respect to such laws.
This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S.
federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United
States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S.
federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in
securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.
U.S.
federal and
state securities laws have catch - all provisions regarding secondary liability for aiding and abetting a violation of
securities laws, which could apply for facilitating trading through an unregistered exchange.
At the same time, we faced a progressive tax system where we had to pay a 39.6 %
Federal tax rate plus a 3.8 % Net Investment Income tax plus a 0.9 % Medicare tax plus an Alternative Minimum tax plus a 13 %
State tax plus Social
Security tax plus Sales tax plus retroactive
State taxes to pay for government overspending.
Invest in high - quality, short - term municipal money market
securities that are typically exempt from
federal income taxes and may be exempt from
state income taxes depending on your
state of residence.
It also sidesteps key elements of the
state that Trump has pledged to maintain or expand, such as the Defense Department, Medicare and Social
Security, two huge
federal entitlement programs.
In 2011,
federal and
state securities regulators warned investors of the potential risks associated with self - directed IRAs, saying they had noted an increase in complaints about fraudulent investment schemes that used these types of IRAs as a «key feature.»
Information related to a
security's tax - exempt status (
federal and in -
state) is obtained from third parties and Schwab does not guarantee its accuracy.
While some
state - level authorities have taken action including the Texas State Securities Board and NY Attorney General's Office, there have also been major actions on the federal level, including efforts by the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (C
state - level authorities have taken action including the Texas
State Securities Board and NY Attorney General's Office, there have also been major actions on the federal level, including efforts by the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (C
State Securities Board and NY Attorney General's Office, there have also been major actions on the
federal level, including efforts by the
Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC).
As such, most 506 (b) offerings are only sold to accredited investors (even though the Rule allows for the sale of up to 35 non-accredited investors), as the sale to any unaccredited investors requires significantly heightened disclosure to such investors, which can be costly and burdensome to provide, and may increase the exposure of an issuer to liability under
federal and
state securities acts.
Industry trade groups like the Investment Company Institute and the
Securities Industry and Financial Markets Association have come out against
state - run plans, arguing that they will spur a «confusing,
state - by -
state patchwork of savings programs» that could lack strict
federal controls.
In fact, if you're an officer of a C - corporation or the owner of an S - Corporation, you're legally required to receive a regular salary with withholdings for Social
Security, Medicare, and
federal and
state income taxes.
These risks and uncertainties include food safety and food - borne illness concerns; litigation; unfavorable publicity;
federal,
state and local regulation of our business including health care reform, labor and insurance costs; technology failures; failure to execute a business continuity plan following a disaster; health concerns including virus outbreaks; the intensely competitive nature of the restaurant industry; factors impacting our ability to drive sales growth; the impact of indebtedness we incurred in the RARE acquisition; our plans to expand our newer brands like Bahama Breeze and Seasons 52; our ability to successfully integrate Eddie V's restaurant operations; a lack of suitable new restaurant locations; higher - than - anticipated costs to open, close or remodel restaurants; increased advertising and marketing costs; a failure to develop and recruit effective leaders; the price and availability of key food products and utilities; shortages or interruptions in the delivery of food and other products; volatility in the market value of derivatives; general macroeconomic factors, including unemployment and interest rates; disruptions in the financial markets; risk of doing business with franchisees and vendors in foreign markets; failure to protect our service marks or other intellectual property; a possible impairment in the carrying value of our goodwill or other intangible assets; a failure of our internal controls over financial reporting or changes in accounting standards; and other factors and uncertainties discussed from time to time in reports filed by Darden with the
Securities and Exchange Commission.
After - tax income: Total income of an individual or corporation minus all
federal,
state, and local taxes (e.g.,
federal income tax, Social
Security tax).
«Specs added short gold exposure, while cutting long positioning, as they bet the FOMC (
Federal Open Market Committee) was determined to taper as soon as the economy allowed — December taper probabilities increased slightly,»
stated TD
Securities.
This exemption provides that any issue of
securities offered only to investors residing within one
state, where the issuer is a resident of the same
state, is exempt from registration under the
federal securities laws.
Each
state has its own intrastate offering regulations, and exemptions for crowdfunding proposals must generally fall under this exemption or they are preempted by
federal securities laws.