Sentences with phrase «trade securities llc»

For purposes of this notice our affiliates include companies with the E * TRADE name including E * TRADE Securities LLC, E * TRADE Capital Management, LLC, E * TRADE Futures LLC, E * TRADE Insurance Services, Inc., E * TRADE Financial Corporate Services, Inc., E * TRADE Bank, and E * TRADE Savings Bank.

E * TRADE Securities LLC and E * TRADE Capital Management, LLC are separate but affiliated companies.

Investment recommendations are provided by Fixed Income Representatives of E * TRADE Securities LLC, a broker - dealer member of FINRA.

Not exact matches

In 1996, believing that his brokerage clients deserved a wider range of investment opportunities as well as better trade execution and service, Jim founded Financial Sense ® Securities, Inc. (FSS), member FINRA / SIPC, an independent broker / dealer offering full brokerage services through our clearing firm National Financial Services LLC., a Fidelity Investments Company.

Prior to rejoining Bear Stearns, (where he began his career in 1989), Mr. Kimmel served in both management and senior trading rotes at SAC Capital Advisors, LLC, Bankers Trust Company and Fuji Securities.

Services such as public finance investment banking services, securities underwriting, and securities sales and trading are provided by PNC Capital Markets LLC.

ADS Securities LLC is a private financial services firm in Abu Dhabi that offers commodity trading (precious metals such as gold, platinum, silver, and palladium), foreign exchange, and multi-asset...

Liquid Markets Group has a strategic partnership with Templum LLC to license the leading regulatory compliant platform for ICO's as securities and their secondary trading

Services such as public finance advisory services, securities underwriting, and securities sales and trading are provided by PNC Capital Markets LLC, a registered broker - dealer and member of FINRA and SIPC.

If neither of those means is available, you should contact our clearing firm, Pershing LLC («Pershing»), at www.pershing.com for instructions on how it may assist you with prompt access to your funds and securities, enter orders and process other trade - related, cash and security transfer transactions.

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Financial Consultants are dually registered with E * TRADE Securities, a registered broker - dealer, and E * TRADE Capital Management, LLC, an investment adviser registered with the SEC, and may offer services that are either one - time commission based or ongoing fee - based advisory services.

Your trades are executed by Interactive Brokers LLC, a member of the Securities Investor Protection Corporation (SIPC).

«It's a capital preservation trade,» said Michael Cloherty, an interest - rate strategist at Banc of America Securities LLC in New York.

Pier LLC receives no economic benefit from any recommended securities brokers or dealers that provide our research and trading tools, record keeping, and billing services.

Interactive Brokers LLC is a registered Broker - Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self - regulatory organizations.

David McQueeney is the Head of Trading for Robotti Securities, LLC.

In addition to having inadequate security practices, the U.S. Federal Trade Commission severely chastised the privacy and security practices of related companies VTech Electronics Limited (based in Hong Kong) and its U.S. subsidiary, VTech Electronics North America, LLC, based in Illinois (collectively «VTech USA»).

LLC, Boston • MA 2001 — 2004 Fixed Income Operations / Trading Assistant Orchestrated the security set up, trade input and settlement for approximately $ 6B in assets, which included FX, CDS, futures, options, ABS, treasuries, MBS, domestic and emerging debt, repurchase agreements and commercial paper.

• Coordinated effort between Development, QA, Production, DR, System, DBA, Production - support, Network Administration, Applications group and vendors for project completion ahead of schedule under budget • Incorporated new technologies with legacy systems to improve performance and reduce cost • Experienced in incorporating leading open source tools: nagios, mysql, tomcat, apache, wikis, etc. • Performed broad range of UNIX Systems, Net - Working and SAN Administration tasks for large financial and networking clients such as HSBC Bank USA, Deutsche Bank, Citi Group, ISO.com, GE Corporate Treasury, Globeop Financial Services, LLC., Sothebys.com, Church Pension Group, and Verizon Partners Solutions • Provided project leadership for managing technical resources, client / server issues, vendors, senior management reviews and hands - on technical expertise • Designed and deployed iPlanet Web / Directory server Architecture for the purpose of authentication and Widows 2000 active Directory compatibility • Prepared estimates and diagrams for the new secured Development Environment comprised of Cisco routers, local directors, hubs, Sun servers, firewalls for deployment, staging and production • Developed one to one disaster recovery using Bourne Shell scripting for Reuters» Kondor 3.0 on Solaris 8 • Minimized website down time through careful monitoring of Sotheby's Web Vision to Amazon by using FTP servers to manage high volume uploads which optimized online trading functionalities • Directed installation, configuration, and security of multiple online global auction sites • Automated operations, disk space monitoring, and backups using Bourne and Korn Shell scripting • Developed standard operating procedure for IP multi-pathing, Emulex LPFC, HBAs, EMC Power path, Navisphere, and installed JASS on new built servers