Sentences with phrase «trade securities commission»

You can buy and sell the exchange - traded funds (ETFs) available through the E * TRADE Securities commission - free ETF program without paying brokerage commissions.

You can buy and sell the exchange - traded funds (ETFs) available through the E * TRADE Securities commission - free (CF) ETF program without paying brokerage commissions.

You can buy and sell the ETFs available through the E * TRADE Securities commission - free ETF program without paying brokerage commissions.

Not exact matches

Chris Giancarlo, Commodity Futures Trading Commission commissioner, discusses regulating bitcoin and whether the coin is a security or a currency.

The security breach comes two months after Bitfinex was ordered to pay a $ 75,000 fine by the U.S. Commodity and Futures Trading Commission in part for offering illegal off - exchange financed commodity transactions in bitcoin and other digital currencies.

The U.S. Securities and Exchange Commission yesterday suspended trading in the stock of a small business called The Crypto Company, citing concerns about the «accuracy and adequacy» of information it provided about marketing costs and insiders» plans to sell shares.

The ecosystem around bitcoin is still changing, but U.S. Commodity Futures Trading Commission Chairman J. Christopher Giancarlo said the popular cryptocurrency is part currency, part security and part digital coin.

There's growing pressure for the U.S. Securities Exchange Commission to enact rules requiring disclosure of political spending by publicly - traded corporations, although it has yet to move on the issue.

That announcement came just hours after a warning from the U.S. Securities and Exchange Commission that many online trading platforms should register with the agency.

The commission said if an exchange was trading digital assets that are considered securities, then the company must register with the commission or apply for an exemption.

Even as China shutters Bitcoin exchanges and the U.S. Securities and Exchange Commission signals heavier scrutiny of initial coin offerings, clients of trading giant Goldman Sachs are still trying to get in on the cryptocurrency trade.

Silliman said the U.S. Federal Trade Commission has approved Verizon's planned acquisition of Yahoo, but it still needs approval from the European Commission and the U.S. Securities and Exchange Commission is reviewing the proxy.

Nova Scotia's Securities Commission accuses Potter and three other insiders of violating its Securities Act through stock manipulation and undisclosed trades, with hearings slated for early 2012.

In an amended filing with the U.S. Securities and Exchange Commission, Spotify said it expected current shareholders to sell up to 55.7 million ordinary shares when the stock begins trading on the New York Stock Exchange on April 3.

Both the U.S. Commodity Futures Trading Commission (my former agency) and the Securities and Exchange Commission (SEC) would retain such authority under the CHOICE Act.

A Florida man has agreed to pay $ 278,773 to settle U.S. Securities and Exchange Commission insider trading charges stemming from Apple's purchase of his employer, mobile security company AuthenTec.

A report of a Commodity Futures Trading Commission subpoena on major cryptocurrency exchange Bitfinex and an Securities and Exchange Commission emergency asset freeze on an initial coin offering added to negative sentiment that day.

The start - up met with Securities and Exchange Commission officials in recent weeks to discuss registering as a licensed brokerage and electronic - trading venue, The Wall Street Journal reported Friday, citing sources familiar with the situation.

Cameron and Tyler Winklevoss filed a registration statement with the Securities and Exchange Commission to establish the Winklevoss Bitcoin Trust, which will work like an exchange - traded fund.

The Securities and Exchange Commission has halted trading in shares of UBI Blockchain Internet, a Hong Kong - based company, citing potentially inaccurate information in its disclosures to the regulator and unusual and unexplained market activity in the stock since November.

Pyott has called for the Securities and Exchange Commission to investigate Ackman for insider trading.

Jay Clayton, the attorney tapped last year by President Donald Trump to lead the Securities and Exchange Commission, argued that the agency doesn't need Congress» help in prosecuting insider trading.

U.S. Securities and Exchange Commission temporarily suspends trading in shares of The Crypto Co. on concerns about «accuracy and adequacy» of information about the company.

The Ontario Securities Commission said on April 6 that it is gathering information on several cryptocurrency trading platforms after it received a number of complaints.

The U.S. Securities and Exchange Commission is investigating trading activity in shares of Longfin, a tiny stock that surged astronomically in December after the firm announced a cryptocurrency - related acquisition, the company disclosed late Monday.

Mylan is one of only a few public companies, and the only publicly - traded pharmaceutical maker, that uses these tax credits, a Reuters review of a comprehensive database of filings with the U.S. Securities and Exchange Commission found.

Cboe Global Markets, the first to launch bitcoin futures, would like the Securities and Exchange Commission to allow cryptocurrency exchange - traded funds.

Billionaire cleared on insider trading charges brought against him by the Securities and Exchange Commission.

The moves come as Maricann says the Ontario Securities Commission is reviewing the timing and reporting of certain trades of shares owned or controlled by Stone and Tabatznik and Eric Silver.

The U.S. Securities and Exchange Commission is investigating a January 14 spike in trading in BlackBerry Ltd options that took place hours before Reuters reported that Samsung Electronics Co was in talks to buy the Canadian smartphone maker, according to a person familiar with the investigation.

But after the market stopped trading today, the Chinese Securities Regulatory Commission (CSRC) pushed back the lock - up's end for a further three months.

A separate panel looks at liability when things do go wrong, Eric Hibbard, CTO for security and privacy at the Federal Trade Commission, will examine emerging theories of liability for manufacturers and vendors when a hacked device turns fatal.

Hudson River Trading, a huge high - frequency trading firm that is responsible for about 5 % of all US stock trading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the prTrading, a huge high - frequency trading firm that is responsible for about 5 % of all US stock trading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the prtrading firm that is responsible for about 5 % of all US stock trading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the prtrading, filed a letter to the Securities and Exchange Commission on Thursday, and it's a pretty brutal takedown of the proposal.

IEX, which has up until now operated as an alternative trading system (ATS), filed with the US Securities and Exchange Commission to become a stock exchange last year.

A SURGE in complaints to the Australian Securities and Investments Commission about share trading software has prompted an ASIC surveillance and enforcement program and caused the Commission to issue a consumer alert.

The settlements over the trading loss in London — reached with the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Federal Reserve and the Financial Conduct Authority in London — laid bare a pattern of «deficiencies» in JPMorgan's oversight.

The Securities and Exchange Commission imposes a tax of 0.002 percent on stock trades in the United States.

The timeshare resort company has filed confidentially with the Securities and Exchange Commission and is expected to start trading in June or July, these people said.

According to the Securities and Exchange Commission (SEC), «Penny stocks may trade infrequently, which means that it may be difficult to sell penny stock shares once you own them.

Last week, The Vancouver Board of Trade submitted additional feedback to the Ontario Securities Commission (OSC) regarding proposed regulatory changes that would increase the involvement of women on corporate boards and in senior management positions.

Regulators at the Securities and Exchange Commission have been looking at changes in the markets and automated trading strategies in connection with volatility.

Efforts are also underway to convince the U.S. Securities and Exchange Commission (SEC) to allow for the first bitcoin exchange - traded fund (ETF).

Chinese - language reports in Hong Kong in March said the Securities and Futures Commission, the main stock market regulator, had requested the trading records of Meitu from local stockbrokers on three occasions since December, when it raised $ 629 million in an initial public offering.

(The website of the company she started offers to trade on behalf of clients; neither Ms. Berwick nor the firm is registered as an investment adviser with the Securities and Exchange Commission or the Financial Industry Regulatory Authority.)

Also worth noting is that the CFTC does not have the authority to require pre-clearance of cryptocurrency trades, something which the Securities and Exchange Commission is requiring of its employees.

It is the first and only foreign Exchange authorized by the U.S. Securities and Exchange Commission to manage the technical operations of a U.S. trade, the...

Nov 18, 2015: On September 22 the U.S. Securities and Exchange Commission voted to propose new rules for promoting effective liquidity risk management by open - end and exchange - traded funds.

The US Securities and Exchange Commission (SEC) and the Commodities Futures Trading Commission (CFTC) had to classify and define cryptocurrency when they perceived it overlapping their individual mandates, like when Ether exchange - traded notes or bitcoin futures launched.

The Committee was established under the Dodd - Frank Wall Street Reform and Consumer Protection Act to advise the Commission on regulatory priorities, regulation of securities products, trading strategies, fee structures, disclosure effectiveness, and initiatives to protect investors and promote investor confidence and the integrity of the U.S. securities markets.

The U.S. Securities and Exchange Commission, which won a record $ 602 million civil settlement with SAC over the trades in March, also must move by July if it decides to sue Cohen personally.