Sentences with phrase «u.s. federal securities laws»

Cautionary Language Regarding Forward - Looking Statements This Site may contain statements, estimates or projections that constitute «forward - looking statements» as defined under U.S. federal securities laws.

This Site may contain statements, estimates or projections that constitute «forward - looking statements» as defined under U.S. federal securities laws.

Whichever approach is taken in terms of a token sale, it is critical to work closely with well - informed legal counsel to navigate through the complex facts and circumstance analysis underpinning the U.S. federal securities laws.

The Whitepaper proposes an approach (the «SAFT Approach») to facilitate investments in utility tokens by venture capital firms, hedge funds, and large holders of cryptocurrencies that supposedly is consistent with U.S. federal securities laws.

The parties intend to follow the tZERO roadmap by offering a security token in accordance with U.S. federal securities laws requirements with subsequent trading to occur on the tZERO trading platform.

tZERO will advise on the upcoming token launch, providing services including encrypted accounts, clearing, reconciliation and AML / KYC verification, in accordance with U.S. Federal Securities laws.

If RepuX Tokens were deemed to be securities under U.S. federal securities laws, we may be required to terminate the Token Sale in the U.S. and refund funds received from U.S. purchasers of RepuX Tokens.

After reviewing the Report, the Order and the Statement, RepuX believes that RepuX Tokens and the manner in which they are being offered are substantially different from the DAO Tokens and Munchee Tokens and their offering processes, and so RepuX Tokens should not be considered «securities» under U.S. federal securities laws.

The SEC's investigation was concerned not with identifying and charging those involved in the hack, but on whether the U.S. federal securities laws applied to the offer and sale of The DAO tokens.

Certain statements in this release constitute forward - looking statements within the meaning of the U.S. federal securities laws intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995.

Expert U.S. - based counsel is especially critical now that the Supreme Court has precluded foreign securities purchasers from monetary relief under the U.S. federal securities laws in Morrison v. Nat» l Australia Bank, 130 S. Ct. 2869 (2010).

The SEC's complaint charges Lacroix, Paradis - Royer, and PlexCorps with violating the anti-fraud provisions, and Lacroix and PlexCorps with violating the registration provision, of the U.S. federal securities laws.

There, the High Court held that those who purchase securities on exchanges outside of U.S. borders can not pursue fraud claims under U.S. federal securities laws.

Other than as required under U.S. federal securities laws or Canadian securities laws, we do not assume a duty to update these forward - looking statements, whether as a result of new information, subsequent events or circumstances, change in expectations or otherwise.

This news release includes «forward - looking statements» within the meaning of the U.S. federal securities laws.

Although these findings applied only to The DAO, the SEC noted that it wanted «to stress that the U.S. federal securities law may apply to various activities, including distributed ledger technology, depending on the particular facts and circumstances, without regard to the form of the organization or technology used to effectuate a particular offer or sale.»

While the SEC's investigation was focused on this one organization and its co-founders, the report clearly states, «U.S. federal securities law may apply to various activities, including distributed ledger technology, depending on the particular facts and circumstances, without regard to the form of the organization or technology used to effectuate a particular [cryptocurrency] offer or sale.»

«U.S. federal securities law may apply to various activities, including distributed ledger technology, depending on the particular facts and circumstances, without regard to the form of the organization or technology used to effectuate a particular offer or sale,» the agency said at the time.

Not exact matches

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

U.S. federal and state securities laws have catch - all provisions regarding secondary liability for aiding and abetting a violation of securities laws, which could apply for facilitating trading through an unregistered exchange.

Practically every company that goes public these days first files to do so under the JOBS Act, a federal law which gives companies that meet certain criteria the ability to file confidentially while regulators at the U.S. Securities and Exchange Commission review its documents without subjecting them to public scrutiny.

This makes itBit the only U.S. - chartered and supervised bitcoin exchange able to offer unique protection and security for customers in full compliance with New York and federal law.

Altcoins Ripple XRP and Ethereum are likely «non-compliant securities» under U.S. federal law, according to Gary Gensler, former head of the Commodity Futures Trading Commission (CFTC).

In late July, the U.S. Securities and Exchange Commission (SEC) announced that virtual tokens, such as those sold by the decentralized autonomous organization (DAO), are securities and therefore now subject to federal securiSecurities and Exchange Commission (SEC) announced that virtual tokens, such as those sold by the decentralized autonomous organization (DAO), are securities and therefore now subject to federal securisecurities and therefore now subject to federal securitiessecurities laws.

In all, eight law enforcement agencies took part in providing security: Buffalo Police, U.S. Secret Service, the Federal Bureau of Alcohol, Tobacco and Firearms, the Erie County Sheriff's Department, New York State Police, Town of Amherst Police, Town of Tonawanda Police, and NFTA Police.

A new interactive online tool, launched today by AAAS, makes it easier to spot U.S. federal funding trends such as the continuing rise in mandatory spending for programs such as Social Security with spending levels set by law, a shift which has left a smaller percentage of the overall federal budget for science and other so - called «discretionary» expenses.

In 2005 Congress passed a law called the REAL ID Act, which granted the secretary of Homeland Security authority to waive local, state and federal laws that might slow the construction of national security infrastructure on the U.S. — MexicoSecurity authority to waive local, state and federal laws that might slow the construction of national security infrastructure on the U.S. — Mexicosecurity infrastructure on the U.S. — Mexico border.

The Freedom of Information Act (FOIA) is a Federal law that gives you the right to access any U.S. Department of Transportation (DOT) records unless DOT reasonably foresees that the release of the information in those records would harm an interest protected by one or more of the nine exemptions (such as classified national security, business proprietary, personal privacy, investigative documents) or release is prohibited by law.

Federal law related to the collection of debts owed to the government requires ED to request that the U.S. Department of the Treasury withhold money from your federal income tax refunds, Social Security payments (including Social Security disability benefits), and other federal payments to be applied toward repayment of your defaulted federal studenFederal law related to the collection of debts owed to the government requires ED to request that the U.S. Department of the Treasury withhold money from your federal income tax refunds, Social Security payments (including Social Security disability benefits), and other federal payments to be applied toward repayment of your defaulted federal studenfederal income tax refunds, Social Security payments (including Social Security disability benefits), and other federal payments to be applied toward repayment of your defaulted federal studenfederal payments to be applied toward repayment of your defaulted federal studenfederal student loan.

Current federal tax law requires the holder of a U.S. Treasury or other fixed income zero coupon security to accrue as income each year a portion of the discount at which the security was purchased, even though the holder receives no interest payment in cash on the security during the year.

EBSA shares administration and enforcement of the federal pension law — the Employee Retirement Income Security Act — with PBGC and the Internal Revenue Service of the U.S. Department of the Treasury.

The Employee Benefits Security Administration of the DOL shares administration and enforcement of the federal pension law — the Employee Retirement Income Security Act — with PBGC and the Internal Revenue Service of the U.S. Department of the Treasury.

To protect your personal information from unauthorized access and use, we use security measures that comply with U.S. federal law.

I can't be an activist, though, because for me «U.S. House passes Federal Lands Jobs and Energy Security Act of 2013» is mostly bad, but isn't really news; while «President signs substantive carbon tax into law» would really be news, and could be very good.

In its press release, Akerman said its data law center provides a way for corporate compliance officers to access U.S. state and federal data privacy and security regulations at a price that is 80 percent lower than traditional hourly rates.

Brian's regulatory advisory work extends to insurance, banking and money transmitter laws, the Dodd - Frank Act, the National Bank Act, the Bank Holding Company Act, the FDIA, the Insurance Holding Company System Regulatory Act, U.S. securities laws, the Basel 3 risk - based and leverage capital rules, NAIC's RBC rules, the Insurers Rehabilitation and Liquidation Act, BSA / AML and OFAC rules, federal and state privacy rules (including GLB restrictions), FCRA, EFTA and Regulation E, and Durbin / Regulation II.

U.S. participants in unregistered offerings may be held liable for violations of the federal securities laws.

The U.S. Securities and Exchange Commission «holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United StatSecurities and Exchange Commission «holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United Statsecurities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United Statsecurities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United Statsecurities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United Statsecurities markets in the United States.»

As lead counsel in over 200 federal and state jury trials and numerous administrative proceedings, Peter Anderson helps public companies, their officers and directors, along with financial service companies, accounting and law firms and their principals, as they respond to U.S. Securities and Exchange Commission (SEC) enforcement actions, Department of Justice (DOJ) investigations and criminal prosecutions and complex civil litigation.

Our lawyers represent private and public employers in employment litigation, traditional labor law, wage / hour issues, competition - related litigation, immigration matters, workers» compensation proceedings, and administrative proceedings before the U.S. Department of Labor, Department of Homeland Security, Occupational Safety and Health Administration (OSHA), Equal Employment Opportunity Commission (EEOC), National Labor Relations Board (NLRB), Office of Federal Contract Compliance Programs (OFCCP), and various state agencies.

We also advise transportation clients regarding compliance with U.S. and international laws and conventions, and responses to actions initiated by the various state and federal agencies such as the Department of Homeland Security (including Coast Guard, Customs, and Immigration), the Federal Maritime Commission, the DEA, the EPA and the Department of Fish anfederal agencies such as the Department of Homeland Security (including Coast Guard, Customs, and Immigration), the Federal Maritime Commission, the DEA, the EPA and the Department of Fish anFederal Maritime Commission, the DEA, the EPA and the Department of Fish and Game.

I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd - Frank Act and the Sarbanes - Oxley Act.

k) intentionally or unintentionally violating any local, state, federal, national or international law, including, but not limited to, rules, guidelines, and / or regulations decreed by the U.S. Securities and Exchange Commission, in addition to any rules of any nation or other securities exchange, that would include without limitation, the New York Stock Exchange, the American Stock Exchange, or the NASDAQ, and any regulations having the forSecurities and Exchange Commission, in addition to any rules of any nation or other securities exchange, that would include without limitation, the New York Stock Exchange, the American Stock Exchange, or the NASDAQ, and any regulations having the forsecurities exchange, that would include without limitation, the New York Stock Exchange, the American Stock Exchange, or the NASDAQ, and any regulations having the force of law;

«Federal securities laws apply to those who offer and sell securities in the U.S., regardless whether the issuing entity is a traditional company or a decentralized autonomous organization, regardless whether those securities are purchased using U.S. dollars are virtual currencies, and regardless whether they are distributed in certificated form or through distributed ledger technology.»

Pursued in the U.S. District Court in Florida, the suit alleges Tezos founders Arthur and Kathleen Breitman deceptively sold unregistered securities in violation of both federal and state law when they raised $ 232 million in an initial coin offering (ICO) in July.

Last month, the U.S. Securities and Exchange Commission stated that the offering and sale of digital tokens may be «subject to the requirements of the federal securities lSecurities and Exchange Commission stated that the offering and sale of digital tokens may be «subject to the requirements of the federal securities lsecurities law.»

The SEC statements reads in part: «federal securities laws apply to those who offer and sell securities in the United States, regardless whether the issuing entity is a traditional company or a decentralized autonomous organization, regardless whether those securities are purchased using U.S. dollars or virtual currencies, and regardless whether they are distributed in certificated form or through distributed ledger technology.»

The U.S. Securities and Exchange Commision (SEC) recently issued an investigative report cautioning market participants that the offer and sale of digital tokens by «virtual» organizations may be subject to the requirements of federal securities laws, also noting that potential classifications of tokens as a securities will be assessed on a case - by - case basis and will relate to the facts and circumstances, including the economic realities of the trSecurities and Exchange Commision (SEC) recently issued an investigative report cautioning market participants that the offer and sale of digital tokens by «virtual» organizations may be subject to the requirements of federal securities laws, also noting that potential classifications of tokens as a securities will be assessed on a case - by - case basis and will relate to the facts and circumstances, including the economic realities of the trsecurities laws, also noting that potential classifications of tokens as a securities will be assessed on a case - by - case basis and will relate to the facts and circumstances, including the economic realities of the trsecurities will be assessed on a case - by - case basis and will relate to the facts and circumstances, including the economic realities of the transaction.

The SEC announcement went on further to state that «the federal securities laws apply to those who offer and sell securities in the United States, regardless whether the issuing entity is a traditional company or a decentralized autonomous organization, regardless whether those securities are purchased using U.S. dollars or virtual currencies, and regardless whether they are distributed in certificated form or through distributed ledger technology.»

Recently news.Bitcoin.com published an article on the U.S. Securities and Exchange Commission's (SEC) upcoming October investor advisory committee meeting to discuss ICO implications on federal securiSecurities and Exchange Commission's (SEC) upcoming October investor advisory committee meeting to discuss ICO implications on federal securitiessecurities laws.