Sentences with phrase «us convertible security»

Perth companies Valmec and Northern Minerals have struck agreements to raise up to a combined $ 8.2 million through the issue of convertible securities.

At least 80 percent of the fund's assets are invested in equity securities, including common stock, preferred stock, convertible securities, rights and warrants and depository receipts of companies located in the China region.

These funds invest primarily in lower credit quality securities, including convertible securities.

The team works with clients across several product lines, including private equity placements, PIPEs, initial public offerings, follow - on offerings, registered directs, convertible securities, exchangeables and M&A transactions.

This accomplished by acquiring a convertible security and then utilizing the conversion option given.

This price is equal to the market price of convertible security divided by the conversion ratio.

Advent Claymore Convertible Securities and Income (AGC) is a closed end fund that seeks total return through investments in global convertible and non convertible securities and utilizing and option writing strategy.

Convertible Auction Rate Preferred Stock - a convertible auction rate preferred stock is a certain type of an auction related preferred stock that can be converted into shares of the underlying security an underlying security is a commodity or security, which is subject to delivery when an option is exercised on a convertible security.

Conditional Call - A conditional call is an arrangement in a security, which is convertible security that indicates all the circumstance that the company, or corporation, issuing the security can call in securities or buy back securities earlier than was originally stated in the buy - sell agreement or option.

The fund focuses on US corporate bonds, convertible securities, foreign debt instruments (including those in emerging markets) and US government securities

Robert has a strong grounding in financial services and market temperament and in depth knowledge of investment banking and wealth management products, which was reinforced during his time as the Director, US Convertible Securities Sales for the Bank of Tokyo - Mitsubishi UFJ.

Robert has more than 20 years» institutional capital markets experience with a background in convertible securities, equity and fixed income cash and derivative products and structured products.

Brookfield Real Assets Income (RA) is a closed end fund that seeks total return through investments in global convertible and non convertible securities and utilizing and option writing strategy.

The fund has appointed former Bank of Tokyo - Mitsubishi UFJ director of US convertible security sales Robert Kallish to head up the New York operation as managing director international.

Advent Convertible Securities & Income (AGC) is a closed end fund that seeks total return through investments in global convertible and non convertible securities and utilizing and option writing strategy.

Offerings available to list on NYSE include Capital Securities, Mandatory Convertible Securities, Retail Debt Securities, and Repackaged Securities.

Domestic Stock (%): Foreign Stock (%): Domestic Bond (%): Foreign Bond (%): Preferred Stock (%): Convertible Securities (%): Other (%): Cash (%):

BALANCED STOCK / BOND FUNDS: Invest in common stocks as well as bonds and convertible securities.

Under normal market conditions, the World Precious Minerals Fund will invest at least 80 % of its net assets in common stock, preferred stock, convertible securities, rights and warrants, and depository receipts of companies principally engaged in the exploration for, or mining and processing of, precious minerals such as gold, silver, platinum group, palladium and diamonds.

Income Strategy can own high - yield corporate debt, income - paying common stock, preferred shares, convertible securities, REITs, business development companies, MLPs and more.

Prior to that, Mr. Rakers managed Fidelity Advisor Balanced Fund from 2005 to 2008, Fidelity Balanced Fund from 2002 to 2008, and Fidelity Convertible Securities Fund from 2001 to 2002.

«We follow a flexible, value - oriented investment philosophy seeking income and long - term capital appreciation potential by investing in dividend - paying stocks, convertible securities and bonds.»

The Fund may also invest in convertible securities of American issuers or equivalent equity securities.

Invests in common stocks and convertible securities of mid cap companies it believes demonstrate high - quality businesses with growth rates that exceed the overall market

The Fund employs a bottom up stock selection process that targets primarily high - quality common stock and convertible securities.

The model «Convertible Security» Yokum has published also incorporates that clever feature of more sophisticated note templates, whereby the holder of the convertible instrument gets no more preferred equity for her investment than does the new money in the Qualified Financing, and takes her discount in the form of common shares.

I asked Yokum about this in a Disqus thread, and he explained: «The concept is that the convertible security is a contract — like a warrant.»

Our fund has a diversified portfolio across several different asset classes, including dividend - paying stocks, bonds and convertible securities.

T. Rowe Price New Income (PRCIX) Thrivent Income A (LUBIX) Vanguard GNMA Securities (VFIIX) T. Rowe Price High - Yield Bonds (PRHYX) T. Rowe Price Tax - Free High Yield Bonds (PRFHX) Vanguard Long - Term Treasury Bonds (VUSTX) T. Rowe Price International Bonds (RPIBX) Fidelity Convertible Securities (FCVSX) PIMCO Short - Term A (PSHAX) Fidelity New Markets Income (FNMIX) Eaton Vance Government Obligations C (ECGOX) Vanguard Long - Term Bond Index (VBLTX)

Investment Grade Bond (FBNDX) Intermediate Bond (FTHRX) Government Income (FGOVX) Mortgage Securities (FMSFX) GNMA (FGMNX) Short - Term Bond (FSHBX) Limited Term Government (FFXSX) Convertible Securities (FCVSX) Intermediate Government Income (FSTGX) Fidelity New Markets Income (FNMIX)

The company then registers with the SEC the resale of the common stock issued in the private placement, or issued upon conversion of the convertible securities issued in the private placement.

Invests in common stocks and convertible securities of mid cap companies it believes demonstrate high - quality businesses with growth rates that exceed the overall market

The Fund employs a bottom up stock selection process that targets primarily high - quality common stock and convertible securities.

The Fund seeks to provide long - term capital appreciation and current income by investing in the stocks and convertible securities of mid cap companies.

A fund focused on convertible securities from a pioneer in convertible investing.

Convertible bonds (also called convertible securities) are corporate bonds that can be converted into stocks if the buyer chooses.

On the equity side, they can invest in common stocks, preferred stocks and convertible securities.

Diversifying its assets across multiple asset categories, including dividend - paying stocks, bonds and convertible securities, may help reduce the fund's overall portfolio volatility and improve chances of earning more consistent returns over the long term.

The author Lawrence McDonald is former vice president of distress debt and convertible securities at Lehman Brothers.

The convertible security issued by MNOV would allow each AVGN stockholder at their election to either (i) convert each share of the convertible security into MNOV at a conversion price of $ 4.00 per share or (ii) have the convertible security redeemed for cash in an amount per share that represents the Net Cash Assets per share of AVGN.

Additionally, the convertible security allows each Avigen stockholder the choice of receiving cash in an amount not presently available to them, other than in a liquidation scenario, or participating in what we believe will be growth in value of the combined entity.

The convertible security issued by MediciNova as consideration would allow each Avigen stockholder at their election to either (i) convert each share of such convertible security into shares of MediciNova common stock at a conversion price of $ 4.00 per share at certain pre-specified accelerated conversion dates or the Final Conversion Date or (ii) have the convertible security redeemed by MediciNova on the Final Conversion Date for cash in an amount per share which represents the Net Cash Assets per share of Avigen.

Our present thinking, based upon the information in publicly available documents and preliminary due diligence, is that we would offer as consideration a combination of registered MediciNova common stock and shares of a MediciNova convertible security for each share of Avigen common stock outstanding.

According to this filing, MNOV proposes to offer AVGN stockholders a pro rata portion of 1.75 M shares of MNOV and a convertible security representing AVGN's «Net Cash Assets,» which MNOV defines as AVGN's cash remaining after it is wound up less $ 7M paid to be paid to MNOV.

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Our fund has a diversified portfolio across several different asset classes, including dividend - paying stocks, bonds and convertible securities.

Fully diluted earnings per share: The earnings per share if all convertible securities were converted into common stock.

Parity price: For convertible securities, the price level at which their exchange value equals that of the common stock.

The count of shares is also «diluted,» which means it accounts for all possible convertible securities that could be transformed into common stock.

Investors typically view convertible securities as long - term options.