Sentences with phrase «us equity securities»

But once investors read beyond the headlines, they discovered a small section in Alphabet's press release that was harmlessly labeled: «Q1 2018 impact from equity securities *»

His company will also offer private equity securities, giving clients a chance to invest in companies not listed on any exchange, something Lee - Chin became convinced was necessary over the three years he had to plan his return.

Deutsche Bank and / or its affiliate (s) owns one percent or more of any class of common equity securities of this company calculated under computational methods required by US law.

The company posted a one - time gain on equity securities of $ 3 billion, which is likely in large part due to its 2013 investment in Uber.

«We have the opportunity here to start from scratch with issuers that are prepared to basically bypass the traditional paper - stock - certificate system and move to these equity securities tokens,» he said in an interview.

Non-GAAP net income and non-GAAP diluted earnings per share exclude acquisition - related, stock - based compensation and other expenses, and unrealized gains from marketable equity securities.

Excludes fair value adjustments of marketable equity securities, as we are unable to project future fair value adjustments, and potential measurement period adjustments relating to Tax Reform in 2018.

At least 80 percent of the fund's assets are invested in equity securities, including common stock, preferred stock, convertible securities, rights and warrants and depository receipts of companies located in the China region.

Debt securities convertible into equity could be subject to adjustments in the conversion ratio pursuant to which certain events may increase the number of equity securities issuable upon conversion.

The options we will be talking about in this class are based on equity securities, or stocks, and are thus referred to as «equity options.»

There are two types of equity securities routinely used in financing new businesses: preferred and common.

The Fund invests primarily in below investment grade debt, equity securities and real estate and has the ability to hedge risk.

* Vishwanath Tirupattur is a Fixed Income strategist and, as such, is not opining on equity securities.

Trading securities may include derivative securities, government securities, fixed income securities, and equity securities.

If we raise additional funds through further issuances of equity, convertible debt securities, or other securities convertible into equity, our existing stockholders could suffer significant dilution in their percentage ownership of our company, and any new equity securities we issue could have rights, preferences, and privileges senior to those of holders of our Class A common stock.

The price of the equity securities of companies engaged in mining and the price of the mined metals may not always be closely linked.

Under normal market conditions, the Gold and Precious Metals Fund will invest at least 80 percent of its net assets in equity securities of companies predominately involved in the mining, fabrication, processing, marketing, or distribution of metals including gold, silver, platinum group, palladium and diamonds.

That's a year for equity securities and 40 days for debt securities (see discussion of «What kind of securities are ICOs?»

Securities broadly categorized into debt securities, such as bonds and debentures, and equity securities, such as common stocks.

He began his investment career at Equitable Capital Management Corporation where he successfully invested across a broad range of private debt and equity securities, specializing in media.

Its strategy is focused on undervalued mid - and large - cap equity securities, with a significant portion of its assets in foreign securities and, to a lesser extent, distressed securities and merger arbitrage.

(e) Unilaterally recharacterizing a $ 900,000 investment that a MSMB Fund made in equity securities of Retrophin as a «loan,» causing Retrophin to pay off that «loan» with

Financial assets and liabilities whose values, based on unadjusted, quoted prices for identical assets or liabilities in an active market, examples include active exchange - traded equity securities, listed derivatives, most United States Government and agency securities, and certain...

In 1955, as the Dow Jones Industrial Average was at prices not seen since 1929, a nervous Congress called a hearing to discuss «Factors affecting the buying and selling of equity securities.»

Some funds may also invest a portion of the portfolio in equity securities.

Shkreli funded the Merrill Lynch settlement — and avoided the filing of the confessions of judgment — by causing a $ 900,000 investment in Retrophin equity securities made by MSMB Healthcare to be recharacterized as a «loan,» causing the «loan» to be repaid with interest, and using the «loan» proceeds together with other money taken from Retrophin to pay Merrill Lynch.

NHF is invested primarily in below investment grade debt and equity securities and has the ability to hedge risk.

The investment objective of the Fund is to seek to achieve long - term capital growth by investing primarily in equity securities of companies that are directly or indirectly involved in the exploration, mining, production or distribution of silver.

Under normal circumstances, the Fund will invest at least 60 % of its assets in equity securities of small and mid-capitalization companies.

This may mean that the fund may invest only modestly, or not at all, in fixed - income or equity securities at any given time.

And, note that federal law prohibits foreign investors from owning more than 24.9 % of voting equity securities and 49 % of all equity securities of an airline.

SSGA Dynamic Small Cap Fund (the «Fund») seeks to maximize the total return through investment in equity securities.

The fair value of our common stock has been determined in accordance with applicable elements of the practice aid issued by the American Institute of Certified Public Accountants, Valuation of Privately Held Company Equity Securities Issued as Compensation.

Analysts cover more than 3,300 credit and equity securities.

It pursues this objective by investing principally in equity securities of non-U.S. issuers and using hedging strategies to vary the exposure of the Fund to general market fluctuations.

Nevertheless, sales of substantial amounts of our Class A common stock, including shares issued upon exercise of outstanding stock options or warrants or settlement of RSUs, in the public market following this offering could adversely affect market prices prevailing from time to time and could impair our ability to raise capital through the sale of our equity securities.

Equity securities are offered through North Capital Private Securities Corporation («North Capital»), member FINRA / SIPC.

The Fund is appropriate for investors who are seeking long - term capital appreciation by investing primarily in equity securities of U.S. small - cap companies, are looking to hold their investments for the long term and can tolerate considerable fluctuations in their portfolio.

Equity securities in privately held companies include cost basis and equity method investments.

This new solution invests primarily in equity securities of U.S. small - cap companies that offer exposure to niche areas of the market, aiming to provide high growth potential and diversification benefits for Canadian investors.

Under normal market conditions, the Fund invests principally in equity securities of companies that derive a majority of their revenues or profits from, or have a majority of their assets in, a country or countries other than the U.S..

Given the absence of a public trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.

a reduction in the rating awarded a debt or equity security; a credit agency downgrades the debt of a company, municipality, or governmental entity indicating a potential deterioration in the financial situation of the issuer and its ability to meet its obligations in full and / or on time.; a downgrade suggests investors are less certain to receive interest payments and return of capital

Section 16 (a) of the Securities Exchange Act of 1934 requires the Corporation's officers and directors, and persons who own more than 10 % of a registered class of the Corporation's equity securities, to file reports of ownership and changes in ownership with the Securities and Exchange Commission and the New York Stock Exchange.

Equity securities in privately held companies include cost basis and equity method investments and are included in Long - term financing receivables and other assets in the Condensed Combined Balance Sheets.

TSLX seeks to generate current income primarily through direct senior secured loans and, to a lesser extent, originations of mezzanine loans and investments in corporate bonds and equity securities.

Section 16 (a) of the Exchange Act requires the Company's officers and directors, and persons who own more than ten percent of a registered class of the Company's equity securities, to file reports of securities ownership and changes in such ownership with the SEC.

the authorization or issuance of any of our equity securities, other than pursuant to equity incentive plans or arrangements approved by the board of directors;

The additional factors considered when determining any changes in fair value between the most recent valuation report and the grant dates included, when available, the prices paid in recent transactions involving our equity securities, as well as our operating and financial performance, current industry conditions and the market performance of comparable publicly traded companies.

We utilized the arm's - length transactions of our equity securities in the secondary market since our most recent common stock valuation date, February 25, 2013, and the tender offer completed on March 4, 2013 to estimate the fair value of our common stock.