Sentences with phrase «us uptick rule»

«With the removal of the uptick rule, firms are now shorting at will and destroying companies for small profits.

Having said that, the SEC in the US recently proposed re-imposing the uptick rule on short selling — I believe as a result of political pressure — but only in the case where stocks go down 10 % in a day.

They can be short sold with no uptick rule either.

The recent huge market rally began March 10, the same day Barney Frank announced the imminent, nearly certain elimination of the short uptick rule.

The longs have adequate tools to fight the uptick rule; they don't have adequate tools to help against naked shorting and failures to deliver.

Also, the uptick rule, [38] which allowed short selling only when the last tick in a stock's price was positive, was implemented after the 1929 market crash to prevent short sellers from driving the price of a stock down in a bear raid.

Also, his recommendations in the last chapter — I can agree with most of them, but not with mark - to - market, and the uptick rule.

That was because of the uptick rule.

The current version of the US uptick rule doesn't come into play until a security has already fallen 10 % so it's rarely a factor in deciding to sell short.

Summary: The phrase «short sale circuit breaker» rule normally refers to the SEC's recent adoption of a new version of the uptick rule.

Exceptions: There are a few exceptions to the uptick rule that mainly revolve around when the short sell order was placed or when the securities will be delivered.

The alternative uptick rule, which permits short selling only «if the price of the security is above the current national best bid.

Whether or not such rules succeed is a matter of some debate, and the SEC removed similar uptick rules in 2006 because «they modestly reduce liquidity and do not appear necessary to prevent manipulation.»

The Uptick Rule was eliminated by the SEC on July 6, 2007, but in March of 2009, following a conversation with SEC Chair Mary Schapiro, Rep. Barney Frank of the House Financial Services Committee said the rule could be restored.

The uptick rule is disregarded when trading some types of financial instruments such as futures, single stock futures, currencies or market ETFs such as the QQQQ or SPDRs.

This uptick rule was introduced in the Securities Exchange Act in 1934 as a Rule 10a - 1 and was accomplished in 1938.

The uptick rule can be disregarded during the trading of some other types of different financial instruments.

One of these is the Depression - era uptick rule which prevents short selling until the stock ticks at least 1 cent above the previous trading price.

are you really that naive, duncan to think that NONE of the big players on wall st. shorted bear stearns to that price... my guess is you don't know about the uptick rule, so why are you quoting the stock market and its spectacular losses when it comes to betting, and ignoring the gains it also generates?

And we owe it all to the CRA as amended in 1999 and the «financial reform» of 1999, seasoned with the SEC removing the uptick rule and letting shorts run wild.

When stocks were priced in 1/4 or 1/8 dollar increments it worked, so just make the «new uptick rule» based on a 25 cent or 12 cent «uptick».

Not exact matches

In a separate petition, she pushed the city Board of Correction to adopt more stringent rules to stem an uptick of sexual assault in jails.

This continued low - rate environment won't stop the slight uptick in mortgage rates, caused by the recent Federal Liberal mortgage rule changes.

UGMA Uncovered options Underlying security Underwriter Underwriter's book Uderwriter's concession Underwriting Underwriting Spread Undesignated order Undivided interest Uniform Gift to Minors Act Uniform Practice Code (UPC) Uniform Securities Act Unit Investment Trust Unlisted stock Unsecured liabilities Uptick Uptick rule

Therefore this bin is excluded from the homogenization — so the uptick is protected by Marcott's processing rules.

The Republican administration has ownership of the removal of the «uptick» rule that let the shorts conduct old fashioned «Bear Raids» of a type not seen since the 1930's.

We have already seen a significant uptick in deal flow from the region since the changes to the rules on third party funding in Hong Kong and Singapore.

However, the ruling will likely stop the recent uptick in Chinese ICO activity.