Sentences with phrase «under the exemption regulation»

Under the exemption regulation, there is no approval process.

Not exact matches

In its recently published rulemaking agenda, the SEC set a target date of October 2015 to adopt final rules regarding the offer and sale of securities through crowdfunding and small and additional issues exemptions under Regulation A +.

The Offer is being made in the U.S. pursuant to Section 14 (e) of, and Regulation 14E under, the U.S. Securities Exchange Act of 1934, as amended (the U.S. Exchange Act), subject to the exemptions provided by Rule 14d - 1 and Rule 14e - 5 under the U.S. Exchange Act and any exemptions from such requirements granted by the U.S. Securities and Exchange Commission (the SEC), and otherwise in accordance with the requirements of Swiss law.

The first, HB0019, is an exemption for «virtual currency» from regulation under the Wyoming Money Transmitter Act.

The Debentures have not been and will not be registered under the U.S. Securities Act of 1933 (the «U.S. Securities Act»), and may not be offered or sold in the United States or to, or for the account or benefit of U.S. persons (as defined in Regulation S under the U.S. Securities Act), absent registration or an applicable exemption from registration requirements.

The guidance applies only to convertible virtual currency and generally provides that administrators and exchangers of convertible virtual currency are money transmitters and therefore are money services businesses under the regulations, subject to any applicable limitation or exemption.

Each state has its own intrastate offering regulations, and exemptions for crowdfunding proposals must generally fall under this exemption or they are preempted by federal securities laws.

Sellers may supply non-Quarantine and Pre-Shipment methyl bromide to a person who has a current critical use exemption approved by the Parties to the Montreal Protocol (an exempt person) only if the seller is listed as the nominated supplier for that exemption holder on the current non-Quarantine and Pre-Shipment Exemption List (and, if also required, the non-Quarantine and Pre-Shipment Intermediate Supplier List - see below) under the Regexemption approved by the Parties to the Montreal Protocol (an exempt person) only if the seller is listed as the nominated supplier for that exemption holder on the current non-Quarantine and Pre-Shipment Exemption List (and, if also required, the non-Quarantine and Pre-Shipment Intermediate Supplier List - see below) under the Regexemption holder on the current non-Quarantine and Pre-Shipment Exemption List (and, if also required, the non-Quarantine and Pre-Shipment Intermediate Supplier List - see below) under the RegExemption List (and, if also required, the non-Quarantine and Pre-Shipment Intermediate Supplier List - see below) under the Regulations.

The ethics panel's chairman, Dan Horwitz, emerged from a closed - door executive session to announce the applications from three of the groups had only been received in the last day, and said the commission needed more time to determine whether they should receive the exemptions under source of funding regulations.

David adds, «Under existing law, SED may have a hardship exemption procedure if SED defines the process by regulation and if the hardship is genuine and due to a particular circumstance, but that is the exception not the rule.»

Important Notice Regarding Private Placements Any securities offered by Superdate in the United States under Regulation D, Rule 506 (c) would be offered in reliance on an exemption from the registration requirements of the Securities Act of 1933, as amended, and we would not be required to comply with full disclosure requirements that apply to the offering of registered securities under the Securities Act.

Any employer, employment agency, labor organization, or joint labor - management committee which believes that the application to it of any regulation or order issued under this section would result in undue hardship may (1) apply to the Commission for an exemption from the application of such regulation or order, or (2) bring a civil action in the United States district court for the district where such records are kept.

By this order, we extend for an additional 30 days the emergency exemption from 49 U.S.C. § 41101 and applicable Department regulations to the extent necessary to permit, on behalf of U.S. Government charterers engaged in Haiti earthquake relief operations, indirect air transportation by GSA - approved air charter brokers, including those currently approved under General Services Administration (GSA) Special Item Number (SIN) 599 - 5, Air Charter Services - Brokers (hereinafter the «Broker Schedule»).1 That exemption, first granted by Order 2010-1-9 (Jan. 14, 2010) will expire on February 14, 2010.

By this order, we grant an exemption from 49 U.S.C. § 41101 and applicable Department regulations to the extent necessary to permit, on behalf of U.S. Government charterers engaged in Haiti earthquake rescue and relief operations, indirect air transportation by GSA - approved entities, including those currently approved under General Services Administration (GSA) Special Item Number (SIN) 599 - 5, Air Charter Services - Brokers (hereinafter the «Broker Schedule»).

Section 32934 provides a statutory exemption from most of the Federal Motor Carrier Safety Regulations for the operation of covered farm vehicles by farm and ranch operators, their employees, and certain other specified individuals under certain specific circumstances.

Borrow money, except to the extent permitted under the 1940 Act, the rules or regulations thereunder or any exemption therefrom, as such statute, rules or regulations may be amended or interpreted from time to time.

Purchase securities of an issuer, except as consistent with the maintenance of its status as an open - end diversified company under the 1940 Act, the rules or regulations thereunder or any exemption therefrom, as such statute, rules or regulations may be amended or interpreted from time to time.

Underwrite securities issued by other persons, except to the extent permitted under the 1940 Act, the rules or regulations thereunder or any exemption therefrom, as such statute, rules or regulations may be amended or interpreted from time to time.

Although these do not qualify for the exemption based on owning four or fewer breeding females and selling puppies born and raised on your premises, APHIS might find their sale exempt under other provisions of the AWA regulations.

Annually a MIC that issues its shares through a prospectus and registration exemption under securities law and regulations (e.g. not publicly traded companies), will be responsible for providing their investors...

Each is listed as a subcategory under Section 501 (c) of the Internal Revenue Code, and each has its own requirements and regulations, limitations, and tax implications, as well as the ability to apply for tax exemption.

Currently under the EU Block Exemption Regulation (BER) manufacturers are required to allow owners to use independent garages to service and maintain their car for them without impacting the warranty.

1 L'Heureux - Dubé J. — Regulations made pursuant to s. 114 (2) of the Immigration Act, R.S.C., 1985, c. I - 2, empower the respondent Minister to facilitate the admission to Canada of a person where the Minister is satisfied, owing to humanitarian and compassionate considerations, that admission should be facilitated or an exemption from the regulations made under the Act should Regulations made pursuant to s. 114 (2) of the Immigration Act, R.S.C., 1985, c. I - 2, empower the respondent Minister to facilitate the admission to Canada of a person where the Minister is satisfied, owing to humanitarian and compassionate considerations, that admission should be facilitated or an exemption from the regulations made under the Act should regulations made under the Act should be granted.

Nevertheless, the CJEU, siding with the EMA, held that neither the statutory text nor the underlying goal of the Orphan Drug Regulation aimed at granting exclusivity to all the eligible medicinal products dictate the denial of orphan exclusivity to medicinal products approved under exemptions provided by Article 8 (3).

On January 13, 2012 the Minister of Citizenship, Immigration and Multiculturalism issued the public policy considerations that in his opinion justify the granting of a one - time exemption from the TRP processing fee that is required under the Immigration and Refugee Protection Regulations (IRPR) for foreign nationals who meet the conditions of this public policy.

The current litigation finance marketplace probably does not implicate this aspect of securities regulation because litigation finance contracts are generally private transactions, subject to exemption under § 4 (a)(2) of the Act and / or Rule 506 promulgated thereunder.

the Government says that drafting improvements have been made to make sure that where schemes fall within an exemption under other regulations, they are not inadvertently brought back into the master trust regime by the «cluster scheme» provisions, ie the rules designed to avoid the master trust authorisation requirements being circumvented by providers operating lots of small schemes in parallel.

i. Section 53 of the Ontario Water Resources Act does not apply to the sewage works under clause 53 (6)(a) of that Act or section 3.3 of Ontario Regulation 525/98 (Approval Exemptions) made under that Act.

If the federal agency determines that the exemption does not apply, may release it under § 164.512 (a) of this regulation.

He alleged that he could not obtain an exemption under the Marihuana Medical Access Regulations (MMAR) as he was unable to get a physician to sign a medical declaration because of a widespread lack of co-operation on the part of Canadian doctors with the MMAR.

Prior to 2010, smaller issuers largely conducted their exempt offerings under Rule 506 of Regulation D under the Securities Act of 1933, and advisers to private equity funds generally relied on the former federal de minimis exemption to avoid federal and state registration.

The British Columbia Government's Cabinet recently approved an «exemption regulation» under the Environmental Assessment Act (EAA) that will exempt

The U.S. District Court for the Eastern District of Texas struck down the Department of Labor's 2016 Final Rule, which revised overtime exemption regulations for certain employees under the FLSA.

The tZERO SAFT is being issued in a private placement offering solely to accredited investors pursuant to one or more exemptions from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), including in compliance with Rule 506 (c) of Regulation D, as promulgated under the Securities Act.

The securities have not been and will not be registered under the United States Securities Act of 1933, as amended (the «1933 Act»), or any state securities laws and may not be offered or sold within the United States or to, or for the account or benefit of U.S. persons (as defined in Regulation S under the 1933 Act) absent such registration or an applicable exemption from such registration requirements.

The BCAP tokens are being offered on a limited basis to a maximum of 99 accredited US investors under exemptions from registration with the U.S. Securities and Exchange Commission pursuant to Regulation D, Section 506 (c) and Regulation S of the Securities and Exchange Act of 1933.

Under regulation 96 of the Education Regulations 2012, a parent can seek an exemption (in writing) for their child's participation in relationships and sexual health education lessons.

If, in this scenario, the resident manager was instructed to immediately remit any security deposits and rents to the brokerage for deposit into its trust accounts, and if he or she were not involved in negotiating and executing leases, no licence would be required under the exemption for resident caretakers cited above (Section 2.14 of the Real Estate Services Regulation).

If he were not a licensee, JJJ could be paid for providing strata management services to VIS9999 under the exemption found in Section 2.17 of the Real Estate Services Regulation (see Exemption # 1 (aexemption found in Section 2.17 of the Real Estate Services Regulation (see Exemption # 1 (aExemption # 1 (a) above).

The use of terms such as higher, above average, safe or successful, express the opinion of the Company and are not a promise or guarantee for any possible offering Luxmana Investments, LLC may choose to make by registration or exemption, under relevant securities laws and regulations, in the future.

These exemptions include rules set forth under Regulation D, permitting an issuer to sell securities to «accredited investors,» and Rule 144A, which exempts securities issued to qualified institutional buyers (QIBs).

a) Exemption for an owner not licensed under RESA (Section 2.17 of the Real Estate Services Regulation)

(3) In addition to any exemption provided by regulation, the following are exempt from the requirement to be licensed under this Part:

The use of terms such as higher, above average, safe or successful, express the opinion of the Company and are not a promise or guarantee for any possible offering Picco Partners, LLC may choose to make by registration or exemption, under relevant securities laws and regulations, in the future.

If he were not a licensee, JJJ could be paid for providing strata management services to VIS9999 under the exemption found in section 2.17 of the Real Estate Services Regulation.

have an unlicensed employee of the strata corporation, acting either under the «Exemption for employees of principals» in section 2.1 of the Real Estate Services Regulation (the «Regulation») or under the «Exemption for caretakers providing services to different owners» in section 2.13 of the Regulation, manage the unit, or

Applicants for licensing who are providing real estate services under any of the exemptions listed in the Real Estate Services Regulation (see list below) must either start providing those services on behalf of their new brokerage, or stop acting under the exemption.

These guidelines also apply to strata caretakers acting under the exemption in section 2.18 of the Regulation.

The exemption under section 2.5 of the Real Estate Services Regulation is only available for individuals who are employees of developers; therefore, the unlicensed marketing company is not able to act under this exemption both because it is not an «individual», and because the proposed relationship with the developer is that of an independent contractor rather than an employee.

Any individual who provides rental property management services to a strata corporation client on behalf of a brokerage must also either be licensed to provide rental property management services or be an unlicensed employee of a brokerage that is licensed to provide rental property management services, where the employee is acting under the «Exemption for caretakers employed by brokerages» in section 2.14 of the Regulation.