Sentences with phrase «whether financial advisers»

However, ASIC is checking whether financial advisers have been banned and had any other disciplinary action by ASIC.

When considering whether the financial adviser was entitled to use persuasion when advising which financial products to invest in, the judge relied on the FCA's Conduct of Business Sourcebook (COBs rules).

Not exact matches

Before acting on information on this website, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment adviser.

To minimize the impact of fees on your own savings, choose index funds and ETFs over actively managed funds; if you plan to hire a financial adviser, calculate whether you'll save money by paying an hourly fee rather than an annual percentage of your assets.

Before acting on information on this website or on the show, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment adviser.

You are advised to discuss with your financial advisers your investment options and whether any investment is suitable for your specific needs prior to making any investments.

Links on this website to appearances and articles by Richard Bernstein, whether in the press, on television or otherwise, are provided for informational purposes only and in no way should be considered a recommendation of any particular investment product, vehicle, service or instrument or the rendering of investment advice, which must always be evaluated by a prospective investor in consultation with his or her own financial adviser and in light of his or her own circumstances, including the investor's investment horizon, appetite for risk, and ability to withstand a potential loss of some or all of an investment's value.

I think the issue here is whether any amateur fund manager (which I think is what we all are — including those financial advisers who create their own «homegrown» portfolios using trackers and bond funds) can seriously manage a portfolio for income or for growth and control against downside risk (in equities or bonds) as well as a good active management group like Invesco perpetual or M&G.

Mr. Icahn stepped down as an unpaid adviser to President Trump in August, after scrutiny from members of Congress about whether he was influencing regulations on ethanol to benefit his financial investments.

Investigators have been looking at whether coaches at these schools have been paid by outside entities — such as financial advisers, agents, and apparel companies — in exchange for pressuring players to associate with those entities, people familiar with the investigation said.

I was never sure whether the economic thinking of the Treasury originated with officials within that department, seeking to retrieve their credibility after the financial crisis, or with George Osborne and his political advisers.

But many advisers and academics recommend that those peeks be to mostly rebalance and see whether the portfolio is on course to achieve the investor's financial objectives.

The end result of fairy - tale expectations, whether you invest for yourself or with the help of a financial adviser, will be a huge shortfall in wealth late in life, and more years working rather than putting your feet up in retirement.

If you simply need help deciding whether to use an RRSP or TFSA, or to set a goal for education savings, paying an adviser or financial planner may not be good value.

Both your current and new financial adviser will have insight on what needs to happen with these, depending on whether they are provincially or federally regulated pension plans, or some other type of retirement fund.

The choice of the right adviser compensation model is tied to how much consumers can practically separate payment for these three aspects of financial advice, and whether or not it's a good idea for a particular consumer in the first place.

Before making an investment decision based on this information you should consider, with or without the assistance of a qualified adviser, whether it is appropriate to your particular investment needs, objectives and financial circumstances.

Due to their complex nature, as well as the recent changes to the rules, it's recommended that you consult your tax or financial adviser if you have any questions as to whether an IPP is a viable retirement savings vehicle for you.

«Whether or not it is a good idea to use the homebuyers withdrawal plan, I would say the answer is maybe,» says Kelly Gares, an adviser with BlueShore Financial in West Vancouver, B.C.

Individual investors should consult their financial or investment advisers for more information to determine whether these investments are appropriate for their particular circumstances.

You should consider whether you should get advice from a licensed financial adviser.

whether the adviser is a member of any professional bodies or industry associations that are relevant to providing financial services

Contact a Centrelink Financial Information Service officer or your financial adviser to see whether your income will affect your AgeFinancial Information Service officer or your financial adviser to see whether your income will affect your Agefinancial adviser to see whether your income will affect your Age pension.

Whether you decide to trade or not, you will become more knowledgeable about the stock market and well informed when speaking about it to your investment advisers, financial planners, friends, family and coworkers.

Ask your financial adviser what route should you choose, whether it includes investments or just add it to your current plan.

Next, determine what level of expertise you need — whether an investment adviser representative will suffice or whether you need the overview of the big pictures that a certified financial planner can provide.

Stephen Elliott, 37, hired a fee - only planner on an hourly basis after doubting whether his previous financial adviser's incentives were aligned with his own.

A trade association representing independent broker - dealers and financial advisers is calling on Finra to allow firms to decide for themselves whether to supervise their representatives» work for third - party investment advisory firms.

If they offer an alternate financial adviser you will need to work out if you are happy with the arrangement or whether you would prefer to find a new adviser.

TORONTO — When it comes to whether to buy an exchange - traded fund or a mutual fund, financial adviser Jeanette Brox likens it to setting up a will.

You will need to decide whether to continue using your adviser for other financial services.

If you are unsure whether the investment is right for you, speak to your stockbroker or see a licensed financial adviser.

There are many ways to access financial advice, whether you want it on an ad hoc basis or whether you want to develop an ongoing relationship with an adviser.

You should talk to a financial adviser before deciding whether or not a permanent life insurance policy is the right path, but if you've already maxed out other investment options like an IRA, life insurance might work as an additional vehicle.

He said that serving as an adviser to financial companies was inappropriate for the chairman of the United Nations» panel, whether Dr. Pachauri received payment directly or not.

You should talk to a financial adviser before deciding whether or not a permanent life insurance policy is the right path, but if you've already maxed out other investment options like an IRA, life insurance might work as an additional vehicle.

As my buyer prepared to make an offer on a house, she consulted with her financial adviser about whether to take out a mortgage or pay cash.