Sentences with phrase «absence under exemption»

Not exact matches

In the absence of an exemption, investment advice fiduciaries would be statutorily prohibited under ERISA and the Code from receiving compensation as a result of their investment advice, and from engaging in certain other transactions, involving plan and IRA customers.

When applying under Exemption (c), and for as long as you are on the temporary leave of absence, you must refrain from practice but have the intention to return to active practice within the time limits set out in the Rules for Exemption Eligibility.

In particular, the absence of an exemption under the CDSA for InSite's staff exposed them to the threat of being imprisoned for carrying out their duties, specifically by allowing prohibited drugs on the premises.