Sentences with phrase «act as a transaction»

PJSLaw acted as transaction counsel to Global Business Power Corporation (GBP)'s entry in the Mindanao power market through the acquisition of a significant stake in a 210MW coal - fired power plant in...

PJSLaw acted as transaction counsel to Global Business Power Corporation (GBP)'s entry in the Mindanao power market through the acquisition of a significant stake in a 210MW coal - fired power plant in a 210MW coal - fired power plant in Sarangani province.

Jeremy also acts as transaction lead on a range of other real estate matters for the firm's investment and transport clients.

Additionally, Ben Fry and his team from Trade Risks acted as Bond Arranger and Dealer to Arlington Investors and a team led by Ben Brindle from Risk Capital Advisors acted as Transaction Risk insurance advisers.

When acting as a Transaction Broker for both parties, the licensee must be scrupulously impartial.

In this scenario, where two agency relationships have already been established, the recommendation of the ATF is that the licensee would advise both the seller and the buyer that he / she is already acting as an agent for both parties, although not yet with respect to this specific property, and explain the possibility of both parties agreeing that the licensee be allowed to act as a transaction facilitator.

Just as the informed consent of both parties is required today before a licensee may act as a dual agent, informed consent would be required before a licensee could act as a transaction facilitator.

A Colorado appellate court has considered whether a licensee acting as a transaction broker had a duty to investigate whether a listing had the proper permits to continue business operations.

Under the law, it's presumed that licensees are acting as transaction brokers unless they and their customers sign a single - party brokerage agreement.

She is truly our jill - of - all - trades, acting as our transaction manager for closings, taking the lead on customer service, coordinating with vendors, brokers, banks, and site project managers, as well as tenants and our rental property management team.

In Florida, Broker acts as a Transaction Broker with all sellers and buyers, unless a different form of agency has been established in writing.

This aspect of limited representation allows a licensee to facilitate a real estate transaction by assisting both the buyer and the seller, but a licensee will not work to represent one party to the detriment of the other party when acting as a transaction broker to both parties.

Now in Florida, a disclosure doesn't have to be signed if the agent is acting as a transaction broker.

However, Broker is acting as a Transaction Broker, and not as a Seller Agent, therefore these additional outlines duties are not required of Broker, and are waived by Seller as follows, with the modifications in italics.

The two parties later agreed that the company would act as a transaction broker, under which the brokerage's duties and responsibilities are defined by statute instead of the common law of agency.

Not exact matches

To protect the buyers, the company will be introducing a purchase protection mechanism that helps minimize the risk of scams and fraud by providing full payment protection, acting as a third - party mediator during the transaction, and ensuring the delivery of the paid - for product or service.

Such network validates these acts and would then execute them, which can range to different kinds such as data, transactions, records, cryptocurrencies, and merges them with the others to give birth to a new block of data.

The suit alleges the defendants are acting as a monopoly by keeping fees they charge merchants for credit card transactions artificially high and that those fees would be lower in a free market environment.

J.P. Morgan Securities is acting as financial advisor to Celgene on the transaction, while Morgan Stanley is acting as Juno's advisor.

Standard & Poor's believes that ACT will continue playing an active role within the industry's consolidation, as demonstrated by the Statoil transaction and ACT's 2010 unsolicited bid for Casey's General Stores Inc. (not rated).

That means a computer, perhaps even your smart phone and the virtual assistant running on it, can act as your agent in transactions.

Basically, under the Securities Exchange Act of 1934, any person who negotiates the sale of stock and receives a percentage of the transaction as payment must be a registered broker - dealer.

They act as if they are still operating in an environment where the function of a physical store is to drive transactions, rather than to provide an immersive physical experience, build personal relationships and upsell.

BofA Merrill Lynch is acting as financial advisor to Loblaw for purposes of this transaction and delivered an opinion to Loblaw's Board of Directors as to the fairness, from a financial point of view, of the consideration to be paid by Loblaw in the transaction.

Centerview Partners LLC is acting as financial advisor to the Independent Transaction Committee of the Board of Directors of Sprint.

The Notes will not be registered under the Securities Act of 1933, as amended (the «Securities Act «-RRB-, or any state securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from, or a transaction not subject to, the registration requirements of the Securities Act and applicable state securities laws.

(a) Schedule 2.7 (a) of the Disclosure Schedule contains a list setting forth each employee benefit plan, program, policy or arrangement (including any «employee benefit plan» as defined in Section 3 (3) of the Employee Retirement Income Security Act of 1974, as amended («ERISA»)(«ERISA Plan»)-RRB-, including, without limitation, employee pension benefit plans, as defined in Section 3 (2) of ERISA, multi-employer plans, as defined in Section 3 (37) of ERISA, employee welfare benefit plans, as defined in Section 3 (1) of ERISA, deferred compensation plans, stock option plans, bonus plans, stock purchase plans, fringe benefit plans, life, hospitalization, disability and other insurance plans, severance or termination pay plans and policies, sick pay plans and vacation plans or arrangements, whether or not an ERISA Plan (including any funding mechanism therefore now in effect or required in the future as a result of the transactions contemplated by this Agreement or otherwise), whether formal or informal, oral or written, under which (i) any current or former employee, director or individual consultant of the Company (collectively, the «Company Employees») has any present or future right to benefits and which are contributed to, sponsored by or maintained by the Company or (ii) the Company or any ERISA Affiliate (as hereinafter defined) has had, has or may have any actual or contingent present or future liability or obligation.

Rather than doing away with the need for a CCP like The Clearinghouse or Euroclear, this blockchain essentially acts as an uber - CCP with all the collateral, margin and regulatory capital requirements associated with the current transaction clearing system.

Guggenheim Securities, LLC is a broker dealer registered with the United States Securities and Exchange Commission and is acting as financial advisor to Pfizer and no one else in connection with the proposed transaction.

Cornerstone Financial Advisors LLC advised Falck Renewables on the transaction, with CohnReznick Capital acting as an advisor to Canadian Solar and Recurrent Energy.

Guggenheim Securities, Goldman, Sachs & Co., Centerview Partners and Moelis & Company are serving as Pfizer's financial advisors for the transaction, with Wachtell, Lipton, Rosen & Katz, Skadden, Arps, Slate, Meagher & Flom LLP and A & L Goodbody acting as its legal advisors.

BofA Merrill Lynch and Scotiabank Global Banking and Markets acted as financial advisors to Recurrent Energy on the transaction.

A mutual fund custodian usually maintains and holds all records, sales redemptions and trades of the share holders... A mutual fund custodian may but not always, act as the mutual fund transaction agent... Since a mutual fund is basically a pool of several funds and not one common stock, it's essential that a 3rd party is involved to maintain, and oversee the funds operations...

Emphasizing how China's potential CBDC would be designed to retain the PBoC's centralized monetary authority, Yifei described functionality being explored as possessing «controllable anonymity» whereby the PBoC would act as the exclusive third party to verify transaction data.»

As a result, whenever we propose to file a registration statement under the Securities Act, other than with respect to (1) a registration related to any employee benefit plan or a corporate reorganization or other transaction covered by Rule 145 promulgated under the

Such risks and uncertainties include, but are not limited to: our ability to achieve our financial, strategic and operational plans or initiatives; our ability to predict and manage medical costs and price effectively and develop and maintain good relationships with physicians, hospitals and other health care providers; the impact of modifications to our operations and processes; our ability to identify potential strategic acquisitions or transactions and realize the expected benefits of such transactions, including with respect to the Merger; the substantial level of government regulation over our business and the potential effects of new laws or regulations or changes in existing laws or regulations; the outcome of litigation, regulatory audits, investigations, actions and / or guaranty fund assessments; uncertainties surrounding participation in government - sponsored programs such as Medicare; the effectiveness and security of our information technology and other business systems; unfavorable industry, economic or political conditions, including foreign currency movements; acts of war, terrorism, natural disasters or pandemics; our ability to obtain shareholder or regulatory approvals required for the Merger or the requirement to accept conditions that could reduce the anticipated benefits of the Merger as a condition to obtaining regulatory approvals; a longer time than anticipated to consummate the proposed Merger; problems regarding the successful integration of the businesses of Express Scripts and Cigna; unexpected costs regarding the proposed Merger; diversion of management's attention from ongoing business operations and opportunities during the pendency of the Merger; potential litigation associated with the proposed Merger; the ability to retain key personnel; the availability of financing, including relating to the proposed Merger; effects on the businesses as a result of uncertainty surrounding the proposed Merger; as well as more specific risks and uncertainties discussed in our most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.cigna.com as well as on Express Scripts» most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.express-scripts.com.

Amherst acted as the exclusive financial advisor to KLO in connection with the transaction.

Simpson Thacher & Bartlett acted as legal counsel to Walgreens on transaction legal matters, and Weil, Gotshal & Manges acted as its legal counsel on antitrust regulatory matters.

Quinn previously served as of counsel at a leading law firm in crowdfunding, Ellenoff, Grossman & Schole, specializing in facilitating financial transactions and compliance with JOBS Act regulations.

the disposition of shares of common stock to us, or the withholding of shares of common stock by us, in a transaction exempt from Section 16 (b) of the Exchange Act solely in connection with the payment of taxes due with respect to the vesting or settlement of RSUs granted under our equity incentive plans or pursuant to a contractual employment arrangement described elsewhere in this prospectus, insofar as such RSU is outstanding as of the date of this prospectus; provided, that, if required, any public report or filing under Section 16 of the Exchange Act will clearly indicate in the footnotes thereto that such disposition to us or withholding by us of shares or securities was solely to us pursuant to the circumstances described in this clause;

The police said that under the Money Laundering Act, a person conducting transactions with Bitcoin, including as a broker, is an alternative payment service provider.

BofA Merrill Lynch and UBS Investment Bank acted as lead financial advisors to Alaska Airlines on the transaction.

In addition to any other requirements or restrictions set forth in this Agreement, you shall not: (i) utilize the credit available on any Card to provide cash advances to Cardholders, (ii) submit any card transaction for processing that does not arise from your sale of goods or service to a buyer customer, (iii) act as a payment intermediary or aggregator or otherwise resell our services on behalf of any third party, (iv) send what you believe to be potentially fraudulent authorizations or fraudulent card transaction, or (v) use your Merchant Account or the Service in a manner that Visa, MasterCard, American Express, Discover or any other Payment Network reasonably believes to be an abuse of the Payment Network or a violation of Payment Network rules.

The transaction is expected to close in the second half of 2018, subject to receipt of required gaming approvals, termination of the waiting period under the Hart - Scott - Rodino Antitrust Improvements Act of 1976, as amended, and other customary closing conditions.

Actual results may vary materially from those expressed or implied by forward - looking statements based on a number of factors, including, without limitation: (1) risks related to the consummation of the Merger, including the risks that (a) the Merger may not be consummated within the anticipated time period, or at all, (b) the parties may fail to obtain shareholder approval of the Merger Agreement, (c) the parties may fail to secure the termination or expiration of any waiting period applicable under the HSR Act, (d) other conditions to the consummation of the Merger under the Merger Agreement may not be satisfied, (e) all or part of Arby's financing may not become available, and (f) the significant limitations on remedies contained in the Merger Agreement may limit or entirely prevent BWW from specifically enforcing Arby's obligations under the Merger Agreement or recovering damages for any breach by Arby's; (2) the effects that any termination of the Merger Agreement may have on BWW or its business, including the risks that (a) BWW's stock price may decline significantly if the Merger is not completed, (b) the Merger Agreement may be terminated in circumstances requiring BWW to pay Arby's a termination fee of $ 74 million, or (c) the circumstances of the termination, including the possible imposition of a 12 - month tail period during which the termination fee could be payable upon certain subsequent transactions, may have a chilling effect on alternatives to the Merger; (3) the effects that the announcement or pendency of the Merger may have on BWW and its business, including the risks that as a result (a) BWW's business, operating results or stock price may suffer, (b) BWW's current plans and operations may be disrupted, (c) BWW's ability to retain or recruit key employees may be adversely affected, (d) BWW's business relationships (including, customers, franchisees and suppliers) may be adversely affected, or (e) BWW's management's or employees» attention may be diverted from other important matters; (4) the effect of limitations that the Merger Agreement places on BWW's ability to operate its business, return capital to shareholders or engage in alternative transactions; (5) the nature, cost and outcome of pending and future litigation and other legal proceedings, including any such proceedings related to the Merger and instituted against BWW and others; (6) the risk that the Merger and related transactions may involve unexpected costs, liabilities or delays; (7) other economic, business, competitive, legal, regulatory, and / or tax factors; and (8) other factors described under the heading «Risk Factors» in Part I, Item 1A of BWW's Annual Report on Form 10 - K for the fiscal year ended December 25, 2016, as updated or supplemented by subsequent reports that BWW has filed or files with the SEC.

The shares were issued in a transaction that was exempt from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making the offering.

• The Prohibited Transaction 84 - 24: The rule adds Impartial Conduct Standards to PTE 84 - 24, which include acting as a fiduciary, accept only «reasonable» compensation, and make no materially misleading statements.

A wholesaler simply acts as a liaison, bringing buyers and sellers together, and then taking a percentage of every successful transaction.

US considering limits on China's tech investments The US Department of the Treasury is considering deploying a little - used law known as the International Emergency Economic Powers Act to potentially block transactions and seize assets if President Trump declares China's violation of US intellectual property rights a national emergency.

Goldman Sachs (GS.N) is acting as financial adviser to Standard Life whilst JPMorgan (JPM.N) and Credit Suisse (CSGN.S) are advising Aberdeen on the transaction.