Sentences with phrase «action by regulatory authorities»

Furthermore, companies suffer loss of reputation and face disciplinary action by regulatory authorities.

Not exact matches

(In fact, previous actions by Uber seem to flaunt the positions of regulatory authorities.)

In addition, it is possible that future orders issued by, or enforcement actions initiated by, regulatory authorities could cause us to incur substantial costs or require us to change our business practices in a way that could seriously harm our business.

Whether or not actual results and developments will conform to ProShare Advisors LLC's expectations and predictions, however, is subject to a number of risks and uncertainties, including general economic, market and business conditions, changes in laws or regulations or other actions made by governmental authorities or regulatory bodies, and other world economic and political developments.

This has led to criminal and regulatory investigations by US and UK authorities as well as a litany of civil actions for, amongst other things, negligence claiming that Equifax ought to known that its systems were fragile after previous breaches and that it failed to take adequate or reasonable care in its data security arrangements.

We defend clients in investigations and enforcement actions brought by regulatory bodies across the country, including the Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Department of Labor, the New York Stock Exchange, the American Stock Exchange, the National Futures Association, the Commodity Futures Trading Commission, the Chicago Board of Options Exchange, the Chicago Mercantile Exchange and the Chicago Board of Trade.

Rod's environmental practice is broad ranging, and includes representing families in cases involving contaminated drinking water, as well as representing businesses involved in cleanup actions ordered by regulatory authorities.

We also work side by side with major Chinese corporations to develop effective compliance programs, prepare policies and procedures to control risk, investigate potential misconduct, deal with regulatory authorities in multiple jurisdictions and devise strategies for remedial action.

Weber brings a broad securities litigation practice, representing clients in a diverse array of matters including securities class actions, shareholder derivative actions, proceedings initiated by the Securities and Exchange Commission and other regulatory authorities, internal corporate investigations, arbitrations and other complex commercial litigation.

We work side by side with companies to develop effective compliance programs, prepare policies and procedures to control risk, investigate potential misconduct, deal with regulatory authorities in multiple jurisdictions and devise strategies for remedial action.

Whitney Fore brings to Ifrah Law a strong background in complex civil litigation in the financial services industry, including class actions; franchise and business law regulatory compliance matters; and investigations by regulatory authorities.

We are seeing more complex regulatory investigations by the Solicitors Regulation Authority, and particularly where the actions of clients and introducers have become subject to investigation, for example in developer mortgage fraud.

Dental assistants shall endeavour to protect the profession, the oral health care team and members of the public by reporting to regulatory authorities all actions which contravene provincial, territorial or federal jurisdictions.