Sentences with phrase «actions against securities»
The Attorney General also has specific powers under the Massachusetts False Claims Act to bring actions against securities professionals who mislead or defraud municipalities or state government entities.
http://www.mass.gov/ Not exact matches
The class action, filed in United States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.
Investigators with the Department of Justice and the Securities and Exchange Commission last year began probes into the loss but have not brought any public actions against the company.
The class action, filed in United States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.
UNITED NATIONS / TEGUCIGALPA (Reuters)- The United States threatened unilateral action against Iran on Monday after Russia vetoed a western bid for the United Nations Security Council to call out Tehran for failing to prevent its weapons from falling into the hands of Yemen's Houthi group.
South Korea will stick to the deployment of the Terminal High Altitude Area Defense (Thaad) on its territory even if China takes stronger retaliatory action against the perceived security threat, an analyst said Tuesday.
The Securities and Exchange Commission announced the action Tuesday against the company, which is now called Altaba after its email and other digital services were sold to Verizon Communications for $ 4.48 billion last year.
Securities regulators launched actions against them.
He will be responsible for advising Trump on a wide spectrum of national security issues, from the U.S. - led coalition against the Islamic State to China's aggressive actions in the South China Sea to North Korea's growing nuclear threat.
France's foreign minister said Turkey's concerns for its border security did not justify «the deep incursion of Turkish troops in the Afrin zone», which could also weaken international action against remaining Islamic State fighters in Syria.
The SEC investigated the company, stating The DAO sold securities without registering with the SEC but decided not to bring enforcement actions against the company.
Pomerantz is co-lead counsel in a securities class action against international pharmaceutical company Perrigo plc concerning allegations related to the company misleading investors as to its revenue growth potential in order to encourage them to reject a tender offer by Mylan N.V.
I have asked the SEC's Division of Enforcement to continue to police this area vigorously and recommend enforcement actions against those that conduct initial coin offerings in violation of the federal securities laws.
In a statement shortly after he sued JPMorgan Chase, Mr. Schneiderman said the lawsuit was a template «for future actions against issuers of residential mortgage - backed securities that defrauded investors and cost millions of Americans their homes.»
I also caution market participants against promoting or touting the offer and sale of coins without first determining whether the securities laws apply to those actions.
A CFPB spokesperson said in an email to Vox that the bureau is authorized to take «supervisory and enforcement action against certain institutions engaged in unfair, deceptive, or abusive acts or practices, or that otherwise violate federal consumer financial laws,» including the failure of institutions to engage in «reasonable data security practices» in connection with consumer report information.
Tezos co-founders Arthur and Kathleen Breitman are reportedly hoping to use money raised in the company's token offering to pay their legal bills as they defend themselves against class - action lawsuits alleging fraud and the sale of unregistered securities.
The SEC brings numerous civil enforcement actions against firms and individuals that violate securities laws every year.
In Lavender v. Miller Bernstein, Justice Edward Belobaba sided with investors who brought a class action lawsuit against an accounting firm that had audited a now - defunct securities dealer, Buckingham Ssecurities dealer, Buckingham SecuritiesSecurities.
On March 26th The Funders Club received a no - action letter from the Securities and Exchange Commission stating that it will not recommend enforcement action against the year - old private equity investment platform, making it the first government sanctioned online VC.
«The DOL has created a new private right of action,» said Fleckner, who led Goodwin's successful defense of an excessive fee claim against John Hancock in the 3rd Circuit Court of Appeals in 2014, and was a signatory to an amicus brief filed with the Supreme Court on behalf of the Securities Industry Financial Markets Association in Tibble v. Edison.
The Department of Banking and Securities listed no enforcement actions against Grazioli Asset Management as of Friday.
People in the ICO space are just focused on the Securities Exchange Commission [SEC], but all along I've said more agencies than just the SEC are going to be involved in bringing actions against ICOs.
Bartz argued that the Employee Retirement Income Security Act would now pre-empt state law under the rule and that the rule improperly created a private right of action that could set up class - action lawsuits against insurance companies and agents.
The US Securities and Exchange Commission (SEC) has taken action against the fourth Initial Coin Offering (ICO) in the past four months, effectively signaling the end of an era on the cryptocurrency market where shady ICOs have dominated this year's news cycle.
Each year the SEC brings hundreds of civil enforcement actions against individuals and companies for violation of the securities laws.
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A San Francisco federal judge, in what was apparently the first case to cite last month's SCOTUS opinion Cyan v. Beaver County Employees Retirement Fund remanded a securities class action against a blockchain startup to San Francisco Superior Court while keeping another in federal court.
This is consistent with prior messaging given that Chairman Clayton requested on December 11 that the SEC's Enforcement Division «vigorously» enforce and recommend action against ICOs that may be in violation of the federal securities laws.
That's what securities attorneys warned amid the rash of SEC actions against scam ICOs.
We are currently advancing this approach on behalf of a multitude of foreign and domestic public and private pension funds, limited partnerships, and investment trusts in securities fraud actions against BP plc relating to the Deepwater Horizon oil spill in 2010.
In 2014, the U.S. Securities and Exchange Commission filed an administrative action against Erik T. Voorhees, for violating Securities Act Section 5 for publicly offering unregistered interests in two bitcoin websites in exchange for bitcoins.
As the proliferation of initial coin offerings (ICOs) grows, the Australian Securities and Investments Commission (ASIC) has announced it will taking action against misleading or deceptive conduct in ICOs.
The Australian Securities and Investments Commission (ASIC) has announced taking action against initial coin offerings (ICOs), investigating in particular misleading or deceptive conduct in...
RYE, NEW HAMPSHIRE, U.S.A., Monday, Feb. 8, 1999 — The Gold Anti-Trust Action Committee has formally incorporated itself in Delaware and has begun negotiating with law firms interested in undertaking its lawsuit against the Wall Street investment houses it accuses of illegal collusion to control the price and supply of gold, other commodities, and certain related financial securities.
In the past year, the SEC expanded its action against the business kryptowalutowym, which perceives as not przestrzegajace of the securities laws.
Their own domestic industries and voters will demand action, so it's very likely that foreign governments will invoke their own national security concerns and retaliate against US exports.
Pastor Haghnejad and Deacon Rabbani were subsequently released; however, Pastor Irani remains in Ghezal Hesar Prison in Karaj, where he is serving a one year sentence for action against the state and a five - year sentence for «action against national security».
However, these charges were later dropped and they were tried for «action against national security» and «creating a network to overthrow the system», and each sentenced to six - year imprisonment.
Despite the charges being dropped, all three men have been tried for «action against national security» and «creating a network to overthrow the system».
NEW ORLEANS, April 20, 2018 (GLOBE NEWSWIRE)-- Kahn Swick & Foti, LLC («KSF») and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors that they have until May 8, 2018 to file lead plaintiff applications in a securities class action lawsuit against Foot Locker, Inc. (NYSE: FL), if they purchased the Company's shares between August 19, 2016 and August 17, 2017, inclusive (the «Class Period»).
NEW ORLEANS, April 20, 2018 (GLOBE NEWSWIRE)-- Kahn Swick & Foti, LLC («KSF») and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors that they have until May 7, 2018 to file lead plaintiff applications in a securities class action lawsuit against Henry Schein, Inc. (NasdaqGS: HSIC), if they purchased the Company's securities between March 7, 2013 and February 12, 2018, inclusive (the «Class Period»).
NEW ORLEANS, April 20, 2018 (GLOBE NEWSWIRE)-- Kahn Swick & Foti, LLC («KSF») and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors that they have until May 4, 2018 to file lead plaintiff applications in a securities class action lawsuit against Atlas Financial Holdings, Inc. (NasdaqGM: AFH), if they purchased the Company's securities between March 13, 2017, and March 2, 2018, inclusive (the «Class Period»).
Arguments from Treasury Wine Estates proponents such as Willibald Hajszan («Treasury Wines class action unrepresentative», AFR Letters, July 7), fail to acknowledge several issues in trying to discredit the current securities class action on foot against the global wine giant.
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Mrs. Akufo - Addo added that Ghana has «an assertive parliament, an independent judiciary and a vibrant media» and these are «safeguards against unpredictable actions of any one person or government and further serves as security for the protection of investment.»
Despite trite knowledge that these NPP thugs are loyal to him and served as his personal security guards, the President has taken no action against them to end the unprovoked violence against citizens of this country.
«The Sri Lankan security forces must still make sure that their actions are directed against military targets and not civilians,» the Amnesty expert said.
It is often considered more legitimate for a country to take military action against another country that is authorized a UN Security Council resolution than it is to do so without that authority, and it is considered more legitimate for a country to take action against a country whose actions have been condemned by the UN Security Council (without an actual authorization to take military force) than it is to do so without such a determination.
It is no coincidence that first - past - the - post states also tend to turn into national security states: their governments have the capacity to take aggressive action against immediate threats that appear amenable to massive concentrations of firepower, regardless of the long - term consequences.