In
addition to the fees described above (except for margin rates, futures commissions, paper statement fees, and alternative investment fees that are not applicable to these types of ERISA plan accounts), E * TRADE may also receive direct compensation in the form of sales loads for the purchase and sale of certain mutual fund shares purchased for the plan.
In
addition to sales loads, 12b - 1
fees, networking and processing
fees, USBI receives mutual fund support
fees, which are sometimes referred
to as «revenue sharing» payments, from the advisers or distributors of mutual funds that have access
to USBI's investment professionals, as
described below.